Insider · CIK 0001425773

Hastings James

Reports to the SEC for 2 companies · WINSTON-SALEM, NC

sec.gov

Transactions

Companies

Filings

CIK

0001425773

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-01-15	Naugatuck Valley Financial CorpD Disposition to Issuer	EVP & CFO	DDisposition to Issuer	−3,640 sh	—	—	0
2016-01-15	Naugatuck Valley Financial CorpD Disposition to Issuer	EVP & CFO	DDisposition to Issuer	−993 sh	—	—	0
2016-01-15	Naugatuck Valley Financial CorpStock Option (right to buy)D Disposition to Issuer	EVP & CFO	DDisposition to Issuer	−25K sh	—	—	0
2016-01-15	Naugatuck Valley Financial CorpStock Option (right to buy)D Disposition to Issuer	EVP & CFO	DDisposition to Issuer	−10K sh	—	—	0
2015-01-30	Naugatuck Valley Financial CorpStock Option (right to buy)A Award	EVP & CFO	AAward	+25K sh	—	—	25,000
2013-09-06	Naugatuck Valley Financial CorpP Purchase	EVP & CFO	PPurchase	+140 sh	$7.18	+$1,005.2	3,640
2013-09-05	Naugatuck Valley Financial CorpP Purchase	EVP & CFO	PPurchase	+500 sh	$7.20	+$3,600	3,500
2013-09-03	Naugatuck Valley Financial CorpP Purchase	EVP & CFO	PPurchase	+200 sh	$7.40	+$1,480	3,000
2013-08-27	Naugatuck Valley Financial CorpP Purchase	EVP & CFO	PPurchase	+300 sh	$7.42	+$2,226	2,800
2013-08-20	Naugatuck Valley Financial CorpP Purchase	EVP & CFO	PPurchase	+300 sh	$7.43	+$2,229	2,500
2013-08-16	Naugatuck Valley Financial CorpP Purchase	EVP & CFO	PPurchase	+1,000 sh	$7.43	+$7,430	2,200
2012-10-01	SOUTHERN COMMUNITY FINANCIAL CORPS Sale	CFO	SSale	−21K sh	$3.11	−$65.2K	0
2011-05-25	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+1,000 sh	$1.64	+$1,640	20,974
2011-05-03	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+1,000 sh	$1.50	+$1,500	18,974
2011-05-03	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+1,000 sh	$1.48	+$1,480	19,974
2010-02-11	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+400 sh	$2.10	+$840	17,874
2010-02-11	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+100 sh	$2.09	+$209	17,974
2009-11-03	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+300 sh	$2.23	+$669	17,150
2009-11-03	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+200 sh	$2.24	+$448	17,350
2009-11-02	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+500 sh	$2.30	+$1,150	16,850
2009-10-30	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+500 sh	$2.45	+$1,225	16,350
2009-10-29	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+137 sh	$2.48	+$339.76	15,850
2009-09-23	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+300 sh	$2.67	+$801	15,513
2009-09-23	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+200 sh	$2.66	+$532	15,713
2009-09-02	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+1,000 sh	$2.50	+$2,500	15,213
2009-08-27	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+500 sh	$2.72	+$1,360	14,213
2009-08-24	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+500 sh	$2.85	+$1,425	13,713
2009-08-19	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+1,000 sh	$3.00	+$3,000	13,213
2009-08-11	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+500 sh	$3.00	+$1,500	12,213
2008-05-29	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+200 sh	$6.95	+$1,390	9,533
2008-05-29	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+200 sh	$6.99	+$1,398	9,733
2008-05-28	SOUTHERN COMMUNITY FINANCIAL CORPStock OptionA Award	CFO	AAward	+10K sh	$7.08	+$70.8K	10,000
2008-05-19	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+200 sh	$7.25	+$1,450	8,733
2008-03-19	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+200 sh	$7.47	+$1,494	5,732
2008-03-19	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+500 sh	$7.35	+$3,675	6,232
2008-03-19	SOUTHERN COMMUNITY FINANCIAL CORPP Purchase	CFO	PPurchase	+700 sh	$7.36	+$5,152	6,932

Recent filings

Accepted (ET)
Jan 154
Naugatuck Valley Financial Corp0001225208-16-024279
SEC(opens sec.gov)
Feb 24
Naugatuck Valley Financial Corp0001225208-15-002576
SEC(opens sec.gov)
Sep 104
Naugatuck Valley Financial Corp0001225208-13-019485
SEC(opens sec.gov)
Sep 64
Naugatuck Valley Financial Corp0001225208-13-019243
SEC(opens sec.gov)
Sep 44
Naugatuck Valley Financial Corp0001225208-13-018990
SEC(opens sec.gov)
Aug 284
Naugatuck Valley Financial Corp0001225208-13-018748
SEC(opens sec.gov)
Aug 224
Naugatuck Valley Financial Corp0001225208-13-018397
SEC(opens sec.gov)
Aug 194
Naugatuck Valley Financial Corp0001225208-13-018153
SEC(opens sec.gov)
Oct 24
Hastings James0001159427-12-000024
SEC(opens sec.gov)
May 264
Hastings James0001159427-11-000022
SEC(opens sec.gov)
May 34
Hastings James0001159427-11-000018
SEC(opens sec.gov)
Feb 124
Hastings James0001159427-10-000019
SEC(opens sec.gov)
Feb 114
Hastings James0001159427-10-000016
SEC(opens sec.gov)
Nov 34
Hastings James0001159427-09-000037
SEC(opens sec.gov)

Companies

Address

4605 COUNTRY CLUB RD.

WINSTON-SALEM, NC, 27104