Insider · CIK 0001425877

Glover John S

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001425877

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Executive VP and COO	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Executive VP and COO	DDisposition to Issuer	−325K sh	—	—	0
2019-10-08	Castle Brands IncU Disposition from Tender	Executive VP and COO	UDisposition from Tender	−640K sh	$1.27	−$813K	292,500
2019-10-08	Castle Brands IncD Disposition to Issuer	Executive VP and COO	DDisposition to Issuer	−293K sh	$1.27	−$371K	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Executive VP and COO	DDisposition to Issuer	−225K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Executive VP and COO	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Executive VP and COO	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Executive VP and COO	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Executive VP and COO	DDisposition to Issuer	−250K sh	—	—	0
2019-07-16	Castle Brands IncA Award	Executive VP and COO	AAward	+130K sh	—	—	932,927
2019-06-20	Castle Brands IncEmployee Stock Option (Right to Buy)M Exercise/Conversion	Executive VP and COO	MExercise/Conversion	−50K sh	—	—	0
2019-06-20	Castle Brands IncM Exercise/Conversion	Executive VP and COO	MExercise/Conversion	+50K sh	$0.35	+$17.5K	802,927
2018-05-31	Castle Brands IncM Exercise/Conversion	Executive VP and COO	MExercise/Conversion	+15.4K sh	$0.21	+$3,234	752,927
2018-05-31	Castle Brands IncEmployee Stock Option (Right to Buy)M Exercise/Conversion	Executive VP and COO	MExercise/Conversion	−15.4K sh	—	—	0
2018-04-20	Castle Brands IncA Award	Executive VP and COO	AAward	+130K sh	—	—	737,527
2017-04-26	Castle Brands IncA Award	Executive VP and COO	AAward	+130K sh	—	—	607,527
2016-06-03	Castle Brands IncStock Option (Right to Buy)A Award	Executive VP and COO	AAward	+325K sh	—	—	325,000
2015-06-02	Castle Brands IncStock Option (Right to Buy)A Award	Executive VP and COO	AAward	+250K sh	—	—	250,000
2014-02-24	Castle Brands IncM Exercise/Conversion	Executive VP and COO	MExercise/Conversion	+209K sh	$0.30	+$63.5K	423,192
2014-02-24	Castle Brands Inc10% Series A Convertible Preferred StockM Exercise/Conversion	Executive VP and COO	MExercise/Conversion	−50 sh	—	—	0
2013-06-05	Castle Brands IncStock Option (Right to Buy)A Award	Executive VP and COO	AAward	+250K sh	—	—	250,000
2012-06-08	Castle Brands IncStock Option (Right to Buy)A Award	Executive VP and COO	AAward	+250K sh	—	—	250,000
2011-10-14	Castle Brands IncCommon Stock Purchase WarrantsP Purchase	Executive VP and COO	PPurchase	+82.2K sh	—	—	82,237
2011-10-14	Castle Brands Inc10% Series A Convertible Preferred StockP Purchase	Executive VP and COO	PPurchase	+50 sh	$1000.00	+$50K	50
2011-06-20	Castle Brands IncStock Option (Right to Buy)A Award	Executive VP and COO	AAward	+250K sh	—	—	250,000
2010-06-11	Castle Brands IncStock Option (Right to Buy)A Award	Executive VP and COO	AAward	+225K sh	—	—	225,000
2009-06-22	Castle Brands IncStock Option (Right to Buy)A Award	Executive VP and COO	AAward	+50K sh	—	—	50,000
2009-02-11	Castle Brands IncA Award	Executive VP and COO	AAward	+214K sh	$0.01	+$2,142.86	214,286

Recent filings

Accepted (ET)
Oct 94
Glover John S0001209191-19-052875
SEC(opens sec.gov)
Jul 184
Glover John S0001209191-19-042690
SEC(opens sec.gov)
Jun 244
Glover John S0001209191-19-038676
SEC(opens sec.gov)
Jun 44
Glover John S0001209191-18-034893
SEC(opens sec.gov)
Apr 234
Glover John S0001209191-18-025861
SEC(opens sec.gov)
Apr 284
Castle Brands Inc0001209191-17-028764
SEC(opens sec.gov)
Jun 74
Castle Brands Inc0001209191-16-126323
SEC(opens sec.gov)
Jun 44
Castle Brands Inc0001209191-15-050116
SEC(opens sec.gov)
Feb 264
Castle Brands Inc0001209191-14-014455
SEC(opens sec.gov)

Companies

Castle Brands IncExecutive VP and COO

Address

C/O CASTLE BRANDS INC. 122 E. 42 ST., SUITE 4700

NEW YORK, NY, 10168