Insider · CIK 0001428930

Malcolm David M.

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001428930

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-07-13	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−9,617 sh	$4.00	−$38.5K	579,851
2010-06-07	COWEN INC.A Award	Director, Chair. Cowen and Company, LLC	AAward	+26.5K sh	—	—	589,468
2010-05-17	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−11 sh	$4.67	−$51.37	565,121
2010-05-17	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−2,191 sh	$4.74	−$10.4K	562,930
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−100 sh	$5.41	−$541	575,032
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−520 sh	$5.43	−$2,823.6	574,512
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−180 sh	$5.44	−$979.2	574,332
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−200 sh	$5.45	−$1,090	574,132
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−1,705 sh	$5.46	−$9,309.3	572,427
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−100 sh	$5.51	−$551	572,327
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−700 sh	$5.52	−$3,864	571,627
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−500 sh	$5.53	−$2,765	571,127
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−445 sh	$5.48	−$2,438.6	570,682
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−600 sh	$5.49	−$3,294	570,082
2010-03-08	COWEN INC.F Tax Payment	Director, Chair. Cowen and Company, LLC	FTax Payment	−4,950 sh	$5.50	−$27.2K	565,132
2009-12-18	COWEN INC.P Purchase	Director, Chair. Cowen and Company, LLC	PPurchase	+25K sh	$5.00	+$125K	575,132
2009-11-02	Cowen Holdings, Inc.D Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−261K sh	—	—	0
2009-11-02	Cowen Holdings, Inc.Stock Options (right to buy)D Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−103K sh	—	—	0
2009-11-02	COWEN INC.A Award	Director, Chair. Cowen and Company, LLC	AAward	+261K sh	—	—	261,300
2009-11-02	COWEN INC.A Award	Director, Chair. Cowen and Company, LLC	AAward	+289K sh	—	—	550,132
2009-11-02	COWEN INC.Stock Option (right to buy)A Award	Director, Chair. Cowen and Company, LLC	AAward	+103K sh	—	—	103,390
2009-02-02	Cowen Holdings, Inc.A Award	Director, CEO and President	AAward	+34.9K sh	$6.45	+$225K	261,300

Recent filings

Accepted (ET)
Jul 154
Malcolm David M.0001179110-10-011657
SEC(opens sec.gov)
Jun 94
Malcolm David M.0001179110-10-010152
SEC(opens sec.gov)
May 184
Malcolm David M.0001179110-10-008802
SEC(opens sec.gov)
Mar 94
Malcolm David M.0001179110-10-004754
SEC(opens sec.gov)
Dec 224
Malcolm David M.0000899140-09-001830
SEC(opens sec.gov)
Nov 34
Malcolm David M.0001179110-09-014996
SEC(opens sec.gov)
Nov 34
Malcolm David M.0001104659-09-062206
SEC(opens sec.gov)

Companies

Address

C/O COWEN GROUP, INC. 599 LEXINGTON AVENUE

NEW YORK, NY, 10022