Insider · CIK 0001429197

Tivy James William

Reports to the SEC for 3 companies · ALTAMONTE SPRINGS, FL

sec.gov

Transactions

Companies

Filings

CIK

0001429197

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-11-20	MPTIM-tron Industries, Inc.S Sale	Chief Financial Officer	SSale	−1,000 sh	$38.01	−$38K	25,004
2023-11-16	MPTIM-tron Industries, Inc.S Sale	Chief Financial Officer	SSale	−2,500 sh	$33.16	−$82.9K	27,504
2023-11-16	MPTIM-tron Industries, Inc.S Sale	Chief Financial Officer	SSale	−1,500 sh	$34.24	−$51.4K	26,004
2023-05-01	MPTIM-tron Industries, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−2,737 sh	$11.74	−$32.1K	30,004
2022-12-01	MPTIM-tron Industries, Inc.P Purchase	Chief Financial Officer	PPurchase	+2,500 sh	$9.75	+$24.4K	32,741
2022-10-07	LGLLGL GROUP INCD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−30K sh	—	—	3,000
2022-10-07	MPTIM-tron Industries, Inc.A Award	Chief Financial Officer	AAward	+28.7K sh	$13.10	+$377K	30,241
2022-05-11	LGLLGL GROUP INCA Award	Chief Financial Officer	AAward	+30K sh	$10.46	+$314K	33,000
2013-03-14	SNEXStoneX Group Inc.S Sale	Formerly Group Controller	SSale	−4,335 sh	$17.40	−$75.4K	126
2012-12-28	SNEXStoneX Group Inc.S Sale	Formerly Group Controller	SSale	−1,780 sh	$17.28	−$30.8K	4,461
2011-06-16	SNEXStoneX Group Inc.S Sale	Formerly Group Controller	SSale	−2,000 sh	$23.45	−$46.9K	6,241
2011-06-10	SNEXStoneX Group Inc.S Sale	Formerly Group Controller	SSale	−875 sh	$24.22	−$21.2K	8,241
2011-03-04	SNEXStoneX Group Inc.S Sale	Formerly Group Controller	SSale	−1,976 sh	$25.30	−$50K	9,116
2010-12-09	SNEXStoneX Group Inc.A Award	Formerly Group Controller	AAward	+379 sh	—	—	11,372
2010-11-30	SNEXStoneX Group Inc.F Tax Payment	Formerly Group Controller	FTax Payment	−280 sh	$23.49	−$6,577.2	11,092
2009-12-24	SNEXStoneX Group Inc.P Purchase	Formerly Group Controller	PPurchase	+1,000 sh	$14.26	+$14.3K	10,993
2009-12-17	SNEXStoneX Group Inc.P Purchase	Formerly Group Controller	PPurchase	+2,516 sh	$14.89	+$37.5K	9,993
2009-11-30	SNEXStoneX Group Inc.A Award	Formerly Group Controller	AAward	+1,191 sh	—	—	7,477
2009-11-30	SNEXStoneX Group Inc. · Stock OptionA Award	Formerly Group Controller	AAward	+1,788 sh	$16.37	+$29.3K	6,788
2008-05-15	SNEXStoneX Group Inc.P Purchase	Formerly Group Controller	PPurchase	+500 sh	$27.10	+$13.6K	1,000

Recent filings

Accepted (ET)
Nov 204
Tivy James William0001437749-23-032630
SEC(opens sec.gov)
May 24
Tivy James William0001209191-23-026422
SEC(opens sec.gov)
Dec 14
Tivy James William0001209191-22-059163
SEC(opens sec.gov)
Oct 124
Tivy James William0001209191-22-053480
SEC(opens sec.gov)
Oct 124
Tivy James William0001209191-22-053484
SEC(opens sec.gov)
May 114
Tivy James William0001209191-22-028355
SEC(opens sec.gov)
Mar 144
Tivy James William0000913760-13-000054
SEC(opens sec.gov)
Dec 284
Tivy James William0000913760-12-000134
SEC(opens sec.gov)
Jun 204
Tivy James William0001181431-11-037515
SEC(opens sec.gov)
Jun 144
Tivy James William0001181431-11-036544
SEC(opens sec.gov)
Mar 74
Tivy James William0001181431-11-016099
SEC(opens sec.gov)
Dec 104
Tivy James William0001181431-10-060840
SEC(opens sec.gov)
Dec 294
Tivy James William0001181431-09-058873
SEC(opens sec.gov)
Dec 214
Tivy James William0001181431-09-057974
SEC(opens sec.gov)
Nov 304
Tivy James William0001181431-09-054031
SEC(opens sec.gov)
May 194
INTERNATIONAL ASSETS HOLDING CORP0001181431-08-032491
SEC(opens sec.gov)

Companies

Address

220 E. CENTRAL PARKWAY SUITE 2060

ALTAMONTE SPRINGS, FL, 32701