Insider · CIK 0001430130

JAMES SUSAN M.

Reports to the SEC for 3 companies · SANTA CLARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001430130

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-02-28	COHERENT INCA Award	Director	AAward	+1,805 sh	—	—	8,014
2018-03-01	COHERENT INCA Award	Director	AAward	+916 sh	—	—	6,209
2018-02-15	COHERENT INCM Exercise/Conversion	Director	MExercise/Conversion	+1,293 sh	—	—	5,293
2018-02-15	COHERENT INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,293 sh	—	—	0
2017-03-02	COHERENT INCRestricted Stock UnitsA Award	Director	AAward	+1,293 sh	—	—	1,293
2017-02-17	COHERENT INCS Sale	Director	SSale	−700 sh	$190.28	−$133K	6,800
2017-02-17	COHERENT INCS Sale	Director	SSale	−1,246 sh	$191.23	−$238K	5,554
2017-02-17	COHERENT INCS Sale	Director	SSale	−640 sh	$192.72	−$123K	4,914
2017-02-17	COHERENT INCS Sale	Director	SSale	−914 sh	$193.57	−$177K	4,000
2017-02-15	COHERENT INCM Exercise/Conversion	Director	MExercise/Conversion	+3,500 sh	—	—	7,500
2017-02-15	COHERENT INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,500 sh	—	—	0
2016-12-30	AMATAPPLIED MATERIALS INC /DEA Award	Director	AAward	+785 sh	—	—	74,367
2016-08-01	COHERENT INCS Sale	Director	SSale	−3,780 sh	$106.57	−$403K	5,220
2016-08-01	COHERENT INCS Sale	Director	SSale	−1,220 sh	$107.29	−$131K	4,000
2016-04-06	AMATAPPLIED MATERIALS INC /DES Sale	Director	SSale	−8,980 sh	$20.78	−$187K	70,373
2016-03-10	AMATAPPLIED MATERIALS INC /DEA Award	Director	AAward	+10.2K sh	—	—	79,353
2016-02-26	COHERENT INCRestricted Stock UnitsA Award	Director	AAward	+3,500 sh	—	—	3,500
2016-02-15	COHERENT INCM Exercise/Conversion	Director	MExercise/Conversion	+3,500 sh	—	—	9,000
2016-02-15	COHERENT INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,500 sh	—	—	0
2015-06-24	ALTABA INC.A Award	Director	AAward	+5,862 sh	—	—	55,272
2015-06-18	AMATAPPLIED MATERIALS INC /DES Sale	Director	SSale	−2,198 sh	$19.67	−$43.2K	69,134
2015-06-17	AMATAPPLIED MATERIALS INC /DES Sale	Director	SSale	−12.3K sh	$19.61	−$240K	71,332
2015-04-02	AMATAPPLIED MATERIALS INC /DEA Award	Director	AAward	+8,980 sh	—	—	83,594
2015-03-04	COHERENT INCRestricted Stock UnitsA Award	Director	AAward	+3,500 sh	—	—	3,500
2015-02-17	COHERENT INCS Sale	Director	SSale	−3,400 sh	$64.76	−$220K	5,600
2015-02-17	COHERENT INCS Sale	Director	SSale	−100 sh	$65.45	−$6,545	5,500
2015-02-15	COHERENT INCM Exercise/Conversion	Director	MExercise/Conversion	+3,500 sh	—	—	9,000
2015-02-15	COHERENT INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,500 sh	—	—	0
2015-01-30	ALTABA INC.S Sale	Director	SSale	−19.7K sh	$43.99	−$869K	49,664
2015-01-30	ALTABA INC.S Sale	Director	SSale	−254 sh	$44.58	−$11.3K	49,410
2014-03-04	AMATAPPLIED MATERIALS INC /DEA Award	Director	AAward	+10.6K sh	—	—	74,614
2014-02-26	COHERENT INCRestricted Stock UnitsA Award	Director	AAward	+3,500 sh	—	—	3,500
2014-02-18	COHERENT INCS Sale	Director	SSale	−2,500 sh	$65.26	−$163K	5,500
2014-02-15	COHERENT INCM Exercise/Conversion	Director	MExercise/Conversion	+3,500 sh	—	—	8,000
2014-02-15	COHERENT INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,500 sh	—	—	0
2013-12-31	ALTABA INC.A Award	Director	AAward	+710 sh	—	—	62,794
2013-09-30	ALTABA INC.A Award	Director	AAward	+866 sh	—	—	62,084
2013-06-30	ALTABA INC.A Award	Director	AAward	+1,144 sh	$25.13	+$28.7K	61,218
2013-06-25	ALTABA INC.A Award	Director	AAward	+8,815 sh	$24.95	+$220K	60,074
2013-04-01	COHERENT INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	—	—	4,500
2013-04-01	COHERENT INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	3,500
2013-03-31	ALTABA INC.A Award	Director	AAward	+1,221 sh	—	—	51,259
2013-03-05	AMATAPPLIED MATERIALS INC /DEA Award	Director	AAward	+14.6K sh	—	—	63,999
2013-02-27	COHERENT INCRestricted Stock UnitsA Award	Director	AAward	+3,500 sh	—	—	5,500
2013-02-15	COHERENT INCM Exercise/Conversion	Director	MExercise/Conversion	+3,500 sh	—	—	5,500
2013-02-15	COHERENT INCS Sale	Director	SSale	−3,500 sh	$59.35	−$208K	2,500
2013-02-15	COHERENT INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,500 sh	—	—	2,000
2013-01-25	COHERENT INCM Exercise/Conversion	Director	MExercise/Conversion	+7,000 sh	$27.93	+$196K	9,500
2013-01-25	COHERENT INCS Sale	Director	SSale	−7,000 sh	$57.00	−$399K	2,500
2013-01-25	COHERENT INCNon Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,000 sh	—	—	5,500

Recent filings

Accepted (ET)
Mar 14
JAMES SUSAN M.0001179110-19-002886
SEC(opens sec.gov)
Mar 54
JAMES SUSAN M.0001179110-18-003471
SEC(opens sec.gov)
Feb 164
JAMES SUSAN M.0001179110-18-002285
SEC(opens sec.gov)
Mar 64
COHERENT INC0001179110-17-003981
SEC(opens sec.gov)
Feb 224
COHERENT INC0001179110-17-002902
SEC(opens sec.gov)
Feb 174
COHERENT INC0001179110-17-002649
SEC(opens sec.gov)
Jan 34
APPLIED MATERIALS INC /DE0001127602-17-000344
SEC(opens sec.gov)
Aug 34
COHERENT INC0001179110-16-028200
SEC(opens sec.gov)
Apr 74
APPLIED MATERIALS INC /DE0001127602-16-049051
SEC(opens sec.gov)
Mar 144
APPLIED MATERIALS INC /DE0001127602-16-046272
SEC(opens sec.gov)
Mar 14
COHERENT INC0001179110-16-020578
SEC(opens sec.gov)
Feb 174
COHERENT INC0001179110-16-019445
SEC(opens sec.gov)
Jun 264
YAHOO INC0001127602-15-021482
SEC(opens sec.gov)

Companies

Address

C/O APPLIED MATERIALS, INC. P.O. BOX 58039, 3050 BOWERS AV, M/S 2023

SANTA CLARA, CA, 95054