Insider · CIK 0001431090

Brock Stanley M.

Reports to the SEC for 1 company · BIRMINGHAM, AL

sec.gov

Transactions

Companies

Filings

CIK

0001431090

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-12-27	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$5.00	+$75K	874,322
2018-12-27	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	$5.00	−$75K	0
2018-10-12	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$5.00	+$75K	859,322
2018-10-12	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	$5.00	−$75K	15,000
2018-10-05	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+13K sh	$18.57	+$241K	844,322
2018-10-05	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director	MExercise/Conversion	−13K sh	$18.57	−$241K	0
2017-12-14	SFBSServisFirst Bancshares, Inc.G Gift	Director	GGift	−2,473 sh	—	—	831,322
2017-12-13	SFBSServisFirst Bancshares, Inc.G Gift	Director	GGift	−26.6K sh	—	—	833,795
2017-06-01	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+30K sh	$5.00	+$150K	860,420
2017-06-01	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director	MExercise/Conversion	−30K sh	$5.00	−$150K	30,000
2015-06-15	SFBSServisFirst Bancshares, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	+6,500 sh	—	—	6,500
2014-12-15	SFBSServisFirst Bancshares, Inc.G Gift	Director	GGift	−3,290 sh	—	—	415,210
2013-06-28	SFBSServisFirst Bancshares, Inc.S Sale	Director	SSale	−1,500 sh	$30.00	−$45K	134,500
2013-06-28	SFBSServisFirst Bancshares, Inc.S Sale	Director	SSale	−1,500 sh	$41.50	−$62.3K	134,500
2013-03-15	SFBSServisFirst Bancshares, Inc.C Conversion	Director	CConversion	+16K sh	—	—	136,000
2013-03-15	SFBSServisFirst Bancshares, Inc.C Conversion	Director	CConversion	+8,000 sh	—	—	11,250
2013-03-15	SFBSServisFirst Bancshares, Inc. · 6% Preferred Securities of ServisFirst Capital Trust IIC Conversion	Director	CConversion	−200 sh	—	—	0
2013-03-15	SFBSServisFirst Bancshares, Inc. · 6% Preferred Securities of ServisFirst Capital Trust IIC Conversion	Director	CConversion	−400 sh	—	—	0
2013-03-15	SFBSServisFirst Bancshares, Inc.C Conversion	Director	CConversion	+16K sh	—	—	136,000
2013-03-15	SFBSServisFirst Bancshares, Inc.C Conversion	Director	CConversion	+8,000 sh	—	—	11,250
2013-03-15	SFBSServisFirst Bancshares, Inc. · 6% Preferred Securities of ServisFirst Capital Trust IIC Conversion	Director	CConversion	−200 sh	—	—	0
2013-03-15	SFBSServisFirst Bancshares, Inc. · 6% Preferred Securities of ServisFirst Capital Trust IIC Conversion	Director	CConversion	−400 sh	—	—	0
2013-02-07	SFBSServisFirst Bancshares, Inc.X Exercise of In-Money	Director	XExercise of In-Money	+3,250 sh	$25.00	+$81.3K	3,250
2013-02-07	SFBSServisFirst Bancshares, Inc. · Common Stock Purchase WarrantX Exercise of In-Money	Director	XExercise of In-Money	−3,250 sh	—	—	0
2012-12-20	SFBSServisFirst Bancshares, Inc.X Exercise of In-Money	Director	XExercise of In-Money	+10K sh	$20.00	+$200K	120,000
2012-12-20	SFBSServisFirst Bancshares, Inc. · Stock Option (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−10K sh	—	—	0
2012-05-16	SFBSServisFirst Bancshares, Inc.X Exercise of In-Money	Director	XExercise of In-Money	+10K sh	$10.00	+$100K	110,000
2012-05-16	SFBSServisFirst Bancshares, Inc. · WarrantsX Exercise of In-Money	Director	XExercise of In-Money	−10K sh	—	—	0
2011-11-28	SFBSServisFirst Bancshares, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2010-06-10	SFBSServisFirst Bancshares, Inc. · 6.0% Preferred Securities of ServisFirst Capital Trust IIS Sale	Director	SSale	−200 sh	$1000.00	−$200K	600
2010-06-10	SFBSServisFirst Bancshares, Inc. · 6.0% Preferred Securities of ServisFirst Capital Trust IIS Sale	Director	SSale	−200 sh	$1000.00	−$200K	400
2010-06-10	SFBSServisFirst Bancshares, Inc. · 6.0% Preferred Securities of ServisFirst Capital Trust IIP Purchase	Director	PPurchase	+200 sh	$1000.00	+$200K	200
2010-06-10	SFBSServisFirst Bancshares, Inc. · Common Stock Purchase WarrantG Gift	Director	GGift	−3,250 sh	—	—	3,250
2010-06-10	SFBSServisFirst Bancshares, Inc. · Common Stock Purchase WarrantG Gift	Director	GGift	−3,250 sh	—	—	0
2010-06-10	SFBSServisFirst Bancshares, Inc. · Common Stock Purchase WarrantG Gift	Director	GGift	+3,250 sh	—	—	3,250
2010-03-15	SFBSServisFirst Bancshares, Inc. · ServisFirst Cap. Trust II Convertible Preferred SecuritiesP Purchase	Director	PPurchase	+800 sh	$1000.00	+$800K	800

Recent filings

Accepted (ET)
Dec 284
Brock Stanley M.0001430723-18-000039
SEC(opens sec.gov)
Oct 124
Brock Stanley M.0001430723-18-000030
SEC(opens sec.gov)
Dec 154
Brock Stanley M.0001430723-17-000043
SEC(opens sec.gov)
Jun 94
ServisFirst Bancshares, Inc.0001430723-17-000025
SEC(opens sec.gov)
Jun 184
ServisFirst Bancshares, Inc.0001430723-15-000028
SEC(opens sec.gov)
Dec 164
ServisFirst Bancshares, Inc.0001430723-14-000007
SEC(opens sec.gov)
Feb 54/A
ServisFirst Bancshares, Inc.0001144204-14-006057
SEC(opens sec.gov)
Jul 24
ServisFirst Bancshares, Inc.0001144204-13-037801
SEC(opens sec.gov)

Companies

ServisFirst Bancshares, Inc.DirectorSFBS

Address

P.O. BOX 11643

BIRMINGHAM, AL, 35202