Insider · CIK 0001435644

Hautamaki R Dean

Reports to the SEC for 1 company · FREMONT, CA

sec.gov

Transactions

Companies

Filings

CIK

0001435644

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-02-28	WaferGen Bio-systems, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−8,512 sh	$7.35	−$62.5K	0
2017-01-03	WaferGen Bio-systems, Inc.A Award	Director	AAward	+3,049 sh	—	—	8,512
2016-01-04	WaferGen Bio-systems, Inc.A Award	Director	AAward	+20.8K sh	—	—	27,313
2015-01-02	WaferGen Bio-systems, Inc.A Award	Director	AAward	+4,702 sh	—	—	6,480
2013-04-01	WaferGen Bio-systems, Inc.Stock Option (right to buy)A Award	Director	AAward	+150K sh	—	—	150,000
2012-05-17	WaferGen Bio-systems, Inc.Stock Option (right to buy)A Award	Director	AAward	+150K sh	—	—	150,000
2012-01-03	WaferGen Bio-systems, Inc.Stock Option (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2012-01-03	WaferGen Bio-systems, Inc.A Award	Director	AAward	+10K sh	—	—	13,750
2011-09-16	WaferGen Bio-systems, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	3,750
2011-09-16	WaferGen Bio-systems, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2011-06-16	WaferGen Bio-systems, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	2,500
2011-06-16	WaferGen Bio-systems, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	1,250
2011-03-16	WaferGen Bio-systems, Inc.A Award	Director	AAward	+1,250 sh	—	—	1,250
2011-03-16	WaferGen Bio-systems, Inc.Restricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	+1,250 sh	—	—	2,500
2011-01-03	WaferGen Bio-systems, Inc.A Award	Director	AAward	+10K sh	—	—	16,250
2011-01-03	WaferGen Bio-systems, Inc.Stock Option (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2010-12-16	WaferGen Bio-systems, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	3,750
2010-12-16	WaferGen Bio-systems, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	6,250
2010-09-16	WaferGen Bio-systems, Inc.Restricted Stock UnitsA Award	Director	AAward	+10K sh	—	—	10,000
2010-09-16	WaferGen Bio-systems, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	5,000
2010-09-16	WaferGen Bio-systems, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	5,000
2010-09-16	WaferGen Bio-systems, Inc.Stock Option (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2010-07-07	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)P Purchase	Director	PPurchase	+50K sh	$1.20	+$60K	50,000
2010-07-07	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+100K sh	$1.20	+$120K	210,633
2009-12-23	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)P Purchase	Director	PPurchase	+5,000 sh	—	—	5,000
2009-12-23	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+20K sh	—	—	110,633
2009-12-04	WaferGen Bio-systems, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2009-06-16	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+27K sh	$1.25	+$33.8K	117,633
2009-06-16	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)P Purchase	Director	PPurchase	+8,100 sh	$1.25	+$10.1K	8,100
2009-02-23	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.25	+$3,125	90,633
2009-02-17	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.25	+$3,125	88,133
2009-02-09	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.20	+$3,000	85,633
2009-02-02	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.05	+$2,625	83,133
2009-01-26	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.05	+$2,625	80,633
2008-12-29	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.15	+$2,875	78,133
2008-12-22	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+1,800 sh	$0.88	+$1,584	75,633
2008-06-10	WaferGen Bio-systems, Inc.P Purchase	Director	PPurchase	+500 sh	$2.00	+$1,000	73,833

Recent filings

Accepted (ET)
Mar 14
WaferGen Bio-systems, Inc.0001368993-17-000021
SEC(opens sec.gov)
Jan 44
WaferGen Bio-systems, Inc.0001368993-17-000002
SEC(opens sec.gov)
Jan 54
WaferGen Bio-systems, Inc.0001368993-16-000065
SEC(opens sec.gov)
Jan 54
WaferGen Bio-systems, Inc.0001140361-15-000591
SEC(opens sec.gov)
Apr 34
Hautamaki R Dean0001140361-13-015565
SEC(opens sec.gov)
May 214
Hautamaki R Dean0001144204-12-031130
SEC(opens sec.gov)
Jan 54
Hautamaki R Dean0001144204-12-000855
SEC(opens sec.gov)
Sep 204
Hautamaki R Dean0001144204-11-054030
SEC(opens sec.gov)
Jun 204
Hautamaki R Dean0001144204-11-036620
SEC(opens sec.gov)
Mar 184
Hautamaki R Dean0001144204-11-015983
SEC(opens sec.gov)
Jan 64
Hautamaki R Dean0001144204-11-000894
SEC(opens sec.gov)
Dec 204
Hautamaki R Dean0001144204-10-067463
SEC(opens sec.gov)

Companies

WaferGen Bio-systems, Inc.Director

Address

C/O WAFERGEN BIO-SYSTEMS, INC. BAYSIDE TECH. CENTER 46531 FREMONT BLVD.

FREMONT, CA, 94538