Insider · CIK 0001437495

Varvaro Thomas C

Reports to the SEC for 2 companies · GLEN ELLYN, IL

sec.gov

Transactions

Companies

Filings

CIK

0001437495

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-04-03	MABVAX THERAPEUTICS HOLDINGS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+513 sh	—	—	23,063
2018-04-03	MABVAX THERAPEUTICS HOLDINGS, INC.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−513 sh	—	—	0
2018-02-21	MABVAX THERAPEUTICS HOLDINGS, INC.Option to Purchase Common StockA Award	Director	AAward	+35K sh	—	—	35,000
2018-01-24	MABVAX THERAPEUTICS HOLDINGS, INC.S Sale	Director	SSale	−18K sh	$0.84	−$15.1K	67,645
2018-01-23	MABVAX THERAPEUTICS HOLDINGS, INC.S Sale	Director	SSale	−17.4K sh	$0.87	−$15.2K	85,641
2017-10-02	MABVAX THERAPEUTICS HOLDINGS, INC.Restricted Stock UnitA Award	Director	AAward	+75.8K sh	—	—	75,790
2017-09-15	MABVAX THERAPEUTICS HOLDINGS, INC.Restricted Stock UnitA Award	Director	AAward	+24.2K sh	—	—	24,210
2017-06-12	MABVAX THERAPEUTICS HOLDINGS, INC.Option to Purchase Common StockA Award	Director	AAward	+20K sh	$1.57	+$31.4K	20,000
2017-05-19	MABVAX THERAPEUTICS HOLDINGS, INC.Option to Purchase Common StockA Award	Director	AAward	+50K sh	$1.80	+$90K	50,000
2017-04-02	MABVAX THERAPEUTICS HOLDINGS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+1,543 sh	—	—	3,086
2017-04-02	MABVAX THERAPEUTICS HOLDINGS, INC.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,543 sh	—	—	1,543
2017-01-01	MABVAX THERAPEUTICS HOLDINGS, INC.Option to Purchase Common StockA Award	Director	AAward	+3,800 sh	$3.38	+$12.8K	3,800
2016-08-29	MABVAX THERAPEUTICS HOLDINGS, INC.Option to Purchase Common StockA Award	Director	AAward	+3,800 sh	$5.00	+$19K	3,800
2016-08-15	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	+70K sh	—	—	70,000
2016-06-29	MABVAX THERAPEUTICS HOLDINGS, INC.Option to Purchase Common StockA Award	Director	AAward	+35K sh	$0.55	+$19.3K	35,000
2016-04-04	MABVAX THERAPEUTICS HOLDINGS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+11.4K sh	—	—	11,417
2016-04-04	MABVAX THERAPEUTICS HOLDINGS, INC.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−11.4K sh	—	—	22,833
2015-08-26	MABVAX THERAPEUTICS HOLDINGS, INC.Option to Purchase Common StockA Award	Director	AAward	+35K sh	$1.52	+$53.2K	35,000
2015-07-06	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	+125K sh	—	—	2,154,499
2014-08-25	NAGENiagen Bioscience, Inc.P Purchase	CFO, TREASURER AND SECRETARY	PPurchase	+2,250 sh	$1.09	+$2,452.5	507,000
2014-08-22	NAGENiagen Bioscience, Inc.P Purchase	CFO, TREASURER AND SECRETARY	PPurchase	+1,250 sh	$1.20	+$1,500	504,750
2014-01-21	NAGENiagen Bioscience, Inc.A Award	CFO, TREASURER AND SECRETARY	AAward	+250K sh	—	—	503,500
2012-12-21	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)D Disposition to Issuer	CFO, TREASURER AND SECRETARY	DDisposition to Issuer	−646K sh	—	—	2,032,600
2012-12-21	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)D Disposition to Issuer	CFO, TREASURER AND SECRETARY	DDisposition to Issuer	−646K sh	—	—	1,386,700
2012-12-21	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)D Disposition to Issuer	CFO, TREASURER AND SECRETARY	DDisposition to Issuer	−95.7K sh	—	—	1,290,988
2012-12-21	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	+864K sh	—	—	2,154,499
2012-08-28	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	+200K sh	—	—	2,678,500
2012-07-09	NAGENiagen Bioscience, Inc.A Award	CFO, TREASURER AND SECRETARY	AAward	+250K sh	—	—	253,500
2011-12-09	NAGENiagen Bioscience, Inc.P Purchase	CFO, TREASURER AND SECRETARY	PPurchase	+2,000 sh	$0.65	+$1,300	3,500
2011-12-07	NAGENiagen Bioscience, Inc.P Purchase	CFO, TREASURER AND SECRETARY	PPurchase	+1,500 sh	$0.63	+$945	1,500
2011-05-10	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	+100K sh	—	—	100,000
2010-05-20	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	−614K sh	—	—	614,250
2010-05-20	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	−614K sh	—	—	614,250
2010-05-20	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	−200K sh	—	—	200,000
2010-05-20	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	−200K sh	—	—	200,000
2010-05-20	NAGENiagen Bioscience, Inc. · Employee Stock Options (right to buy)1A Award	CFO, TREASURER AND SECRETARY	AAward	−75K sh	—	—	75,000
2009-05-13	NAGENiagen Bioscience, Inc. · Stock Option (Right to buy)A Award	CFO, TREASURER AND SECRETARY	AAward	+75K sh	—	—	75,000

Recent filings

Accepted (ET)
Apr 34
Varvaro Thomas C0001415889-18-000544
SEC(opens sec.gov)
Feb 234
Varvaro Thomas C0001415889-18-000309
SEC(opens sec.gov)
Jan 244
Varvaro Thomas C0001415889-18-000118
SEC(opens sec.gov)
Oct 44
Varvaro Thomas C0001415889-17-001612
SEC(opens sec.gov)
Sep 184
Varvaro Thomas C0001415889-17-001504
SEC(opens sec.gov)
Jun 144
MABVAX THERAPEUTICS HOLDINGS, INC.0001415889-17-000977
SEC(opens sec.gov)
May 234
MABVAX THERAPEUTICS HOLDINGS, INC.0001415889-17-000845
SEC(opens sec.gov)
Apr 44
MABVAX THERAPEUTICS HOLDINGS, INC.0001415889-17-000591
SEC(opens sec.gov)
Jan 34
MABVAX THERAPEUTICS HOLDINGS, INC.0001415889-17-000025
SEC(opens sec.gov)
Aug 304
MABVAX THERAPEUTICS HOLDINGS, INC.0001415889-16-007005
SEC(opens sec.gov)
Aug 174
ChromaDex Corp.0001415889-16-006883
SEC(opens sec.gov)
Jul 284
MABVAX THERAPEUTICS HOLDINGS, INC.0001415889-16-006613
SEC(opens sec.gov)
Apr 54
MABVAX THERAPEUTICS HOLDINGS, INC.0001415889-16-005448
SEC(opens sec.gov)
Aug 274
MABVAX THERAPEUTICS HOLDINGS, INC.0001415889-15-002914
SEC(opens sec.gov)
Jul 74
ChromaDex Corp.0001415889-15-002322
SEC(opens sec.gov)
Aug 254
ChromaDex Corp.0001415889-14-002618
SEC(opens sec.gov)

Companies

Address

363 HILLSIDE AVE

GLEN ELLYN, IL, 60137