Insider · CIK 0001441076

Jones David A

Reports to the SEC for 1 company · SANTA CLARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001441076

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-07-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+6,000 sh	$27.84	+$167K	101,174
2013-07-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+2,975 sh	$64.37	+$192K	104,149
2013-07-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+1,708 sh	$48.76	+$83.3K	105,857
2013-07-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+2,292 sh	$48.76	+$112K	108,149
2013-07-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+5,000 sh	$60.37	+$302K	113,149
2013-07-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+6,819 sh	$45.19	+$308K	119,968
2013-07-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+1,942 sh	$48.15	+$93.5K	121,910
2013-07-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+1,308 sh	$48.15	+$63K	123,218
2013-07-31	SVB FINANCIAL GROUPF Tax Payment	Chief Credit Officer	FTax Payment	−15K sh	$87.74	−$1.32M	108,189
2013-07-31	SVB FINANCIAL GROUPF Tax Payment	Chief Credit Officer	FTax Payment	−3,356 sh	$87.70	−$294K	104,833
2013-07-31	SVB FINANCIAL GROUPF Tax Payment	Chief Credit Officer	FTax Payment	−1,262 sh	$87.59	−$111K	103,571
2013-07-31	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−6,000 sh	$27.84	−$167K	0
2013-07-31	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−2,975 sh	$64.37	−$192K	8,925
2013-07-31	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−1,708 sh	$48.76	−$83.3K	0
2013-07-31	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−2,292 sh	$48.76	−$112K	0
2013-07-31	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−5,000 sh	$60.37	−$302K	5,000
2013-07-31	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−1,308 sh	$48.15	−$63K	0
2013-07-31	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−1,942 sh	$48.15	−$93.5K	0
2013-07-31	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−6,819 sh	$45.19	−$308K	2,272
2013-06-28	SVB FINANCIAL GROUPA Award	Chief Credit Officer	AAward	+429 sh	$49.50	+$21.2K	95,174
2013-05-01	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+550 sh	—	—	94,952
2013-05-01	SVB FINANCIAL GROUPF Tax Payment	Chief Credit Officer	FTax Payment	−207 sh	$69.25	−$14.3K	94,745
2013-05-01	SVB FINANCIAL GROUPRestricted Stock UnitM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−550 sh	—	—	1,650
2013-04-30	SVB FINANCIAL GROUPPerformance Restricted Stock UnitA Award	Chief Credit Officer	AAward	+5,550 sh	—	—	5,550
2013-04-30	SVB FINANCIAL GROUPRestricted Stock UnitA Award	Chief Credit Officer	AAward	+3,400 sh	—	—	3,400
2013-04-30	SVB FINANCIAL GROUPStock OptionA Award	Chief Credit Officer	AAward	+11.8K sh	$71.11	+$839K	11,800
2013-04-27	SVB FINANCIAL GROUPF Tax Payment	Chief Credit Officer	FTax Payment	−188 sh	$71.06	−$13.4K	93,902
2013-04-27	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+500 sh	—	—	94,402
2013-04-27	SVB FINANCIAL GROUPRestricted Stock UnitM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−500 sh	—	—	1,000
2013-01-30	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+3,500 sh	$53.29	+$187K	97,142
2013-01-30	SVB FINANCIAL GROUPS Sale	Chief Credit Officer	SSale	−1,453 sh	$65.67	−$95.4K	95,689
2013-01-30	SVB FINANCIAL GROUPS Sale	Chief Credit Officer	SSale	−1,599 sh	$65.71	−$105K	94,090
2013-01-30	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+1,750 sh	$53.29	+$93.3K	0
2013-01-30	SVB FINANCIAL GROUPStock OptionM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+1,750 sh	$53.29	+$93.3K	3,500
2012-12-31	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+4,444 sh	—	—	95,147
2012-12-31	SVB FINANCIAL GROUPF Tax Payment	Chief Credit Officer	FTax Payment	−1,631 sh	$55.97	−$91.3K	93,516
2012-12-31	SVB FINANCIAL GROUPA Award	Chief Credit Officer	AAward	+126 sh	$47.58	+$5,994.45	93,642
2012-12-31	SVB FINANCIAL GROUPPerformance Stock UnitM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−4,444 sh	—	—	0
2012-05-01	SVB FINANCIAL GROUPS Sale	Chief Credit Officer	SSale	−10K sh	$64.10	−$641K	94,140
2012-05-01	SVB FINANCIAL GROUPStock OptionsA Award	Chief Credit Officer	AAward	+11.9K sh	$64.37	+$766K	55,685
2012-05-01	SVB FINANCIAL GROUPPerformance Based Restricted Stock UnitsA Award	Chief Credit Officer	AAward	+5,550 sh	—	—	61,235
2012-05-01	SVB FINANCIAL GROUPRestricted Stock UnitsA Award	Chief Credit Officer	AAward	+2,200 sh	—	—	63,435
2012-04-30	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+437 sh	—	—	104,300
2012-04-30	SVB FINANCIAL GROUPF Tax Payment	Chief Credit Officer	FTax Payment	−160 sh	$64.09	−$10.3K	104,140
2012-04-30	SVB FINANCIAL GROUPRestricted Stock UnitM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−437 sh	—	—	43,785
2012-04-27	SVB FINANCIAL GROUPM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	+500 sh	—	—	104,047
2012-04-27	SVB FINANCIAL GROUPF Tax Payment	Chief Credit Officer	FTax Payment	−184 sh	$65.70	−$12.1K	103,863
2012-04-27	SVB FINANCIAL GROUPRestricted Stock UnitsM Exercise/Conversion	Chief Credit Officer	MExercise/Conversion	−500 sh	—	—	44,222
2012-01-25	SVB FINANCIAL GROUPPerformance Based Restricted Stock UnitJ Other	Chief Credit Officer	JOther	−4,000 sh	—	—	44,722
2011-12-31	SVB FINANCIAL GROUPJ Other	Chief Credit Officer	JOther	+1,750 sh	—	—	104,215

Recent filings

Accepted (ET)
Aug 24
SVB FINANCIAL GROUP0001209191-13-039084
SEC(opens sec.gov)

Companies

SVB FINANCIAL GROUPChief Credit Officer

Address

3003 TASMAN DRIVE

SANTA CLARA, CA, 95054