Insider · CIK 0001444607

THUMMEL ROBERT JOSEPH JR.

Reports to the SEC for 8 companies · LEAWOOD, KS

sec.gov

Transactions

Companies

Filings

CIK

0001444607

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-05-24	TEAFTORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDP Purchase	Member of Investment Committee	PPurchase	+1,300 sh	$18.75	+$24.4K	2,550
2019-03-27	TEAFTORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDP Purchase	Member of Investment Committee	PPurchase	+1,250 sh	$20.00	+$25K	1,250
2018-11-08	TORTOISE ENERGY INDEPENDENCE FUND, INC.P Purchase	President, Member of Investment Committee	PPurchase	+900 sh	$10.97	+$9,873	3,000
2018-11-08	TYGTORTOISE ENERGY INFRASTRUCTURE CORPP Purchase	Member of Investment Committee	PPurchase	+390 sh	$25.46	+$9,929.4	1,367
2018-07-13	Tortoise Midstream Energy Fund, Inc.X Exercise of In-Money	Member of Investment Committee	XExercise of In-Money	+417 sh	—	—	1,667
2018-07-13	Tortoise Midstream Energy Fund, Inc.Transferable Subscription Rights (Right to Buy)X Exercise of In-Money	Member of Investment Committee	XExercise of In-Money	−1,251 sh	—	—	0
2017-11-30	Tortoise Midstream Energy Fund, Inc.P Purchase	Member of Investment Committee	PPurchase	+650 sh	$15.55	+$10.1K	1,250
2015-12-09	Tortoise Midstream Energy Fund, Inc.P Purchase	Member of Investment Committee	PPurchase	+400 sh	$14.73	+$5,892	600
2015-08-28	TORTOISE ENERGY INDEPENDENCE FUND, INC.P Purchase	President, Member of Investment Committee	PPurchase	+200 sh	$14.23	+$2,846	2,100
2015-07-27	TORTOISE PIPELINE & ENERGY FUND, INC.P Purchase	Member of Investment Committee	PPurchase	+250 sh	$23.05	+$5,762.5	250
2014-10-16	TORTOISE ENERGY INDEPENDENCE FUND, INC.P Purchase	President, Member of Investment Committee	PPurchase	+500 sh	$22.20	+$11.1K	1,900
2014-06-23	TORTOISE NORTH AMERICAN ENERGY CORPJ Other	President	JOther	−1,038 sh	—	—	0
2014-01-03	TORTOISE NORTH AMERICAN ENERGY CORPS Sale	President	SSale	−0.89 sh	$27.49	−$24.466	1,038
2013-12-10	TORTOISE ENERGY INDEPENDENCE FUND, INC.P Purchase	President, Member of Investment Committee	PPurchase	+400 sh	$23.34	+$9,336	1,400
2013-12-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+15.176 sh	$27.15	+$412.028	1,038.89
2013-09-04	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+14.408 sh	$28.02	+$403.712	1,023.718
2013-06-04	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+12.861 sh	$30.80	+$396.119	1,023.718
2013-03-04	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+13.816 sh	$28.09	+$388.091	1,023.718
2012-12-03	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+15.058 sh	$25.22	+$379.763	1,023.718
2012-09-05	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+14.473 sh	$25.68	+$371.667	967.575
2012-07-31	TORTOISE ENERGY INDEPENDENCE FUND, INC.P Purchase	President, Member of Investment Committee	PPurchase	+1,000 sh	$25.00	+$25K	1,000
2012-06-04	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+15.606 sh	$23.28	+$363.308	967.575
2012-03-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+13.705 sh	$25.95	+$355.645	967.575
2011-12-01	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+14.631 sh	$23.77	+$347.779	967.575
2011-09-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+14.813 sh	$22.94	+$339.81	909.16
2011-06-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+13.664 sh	$24.17	+$330.259	909.16
2011-03-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+12.533 sh	$25.80	+$323.351	909.16
2010-12-01	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+12.687 sh	$24.95	+$316.541	909.16
2010-09-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+12.566 sh	$24.82	+$311.888	855.46
2010-06-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+13.02 sh	$23.58	+$307.012	855.46
2010-03-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+13.428 sh	$22.50	+$302.13	855.46
2009-12-01	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+14.985 sh	$19.79	+$296.553	855.46
2009-09-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+17.64 sh	$16.44	+$290.002	801.46
2009-06-02	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+18.06 sh	$15.69	+$283.361	801.46
2009-03-03	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+26.13 sh	$10.48	+$273.842	801.46
2008-12-01	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+33.51 sh	$8.85	+$296.564	801.46
2008-09-03	TORTOISE NORTH AMERICAN ENERGY CORPL Small Acquisition	President	LSmall Acquisition	+4.97 sh	$21.24	+$105.563	706.13

Recent filings

Accepted (ET)
May 244
THUMMEL ROBERT JOSEPH JR.0001567619-19-012030
SEC(opens sec.gov)
Mar 284
THUMMEL ROBERT JOSEPH JR.0000913849-19-000233
SEC(opens sec.gov)
Nov 84
THUMMEL ROBERT JOSEPH JR.0001567619-18-005382
SEC(opens sec.gov)
Nov 84
THUMMEL ROBERT JOSEPH JR.0001567619-18-005388
SEC(opens sec.gov)
Jul 134
THUMMEL ROBERT JOSEPH JR.0001140361-18-032399
SEC(opens sec.gov)
Nov 304
THUMMEL ROBERT JOSEPH JR.0001140361-17-044440
SEC(opens sec.gov)
Dec 94
TORTOISE MLP FUND, INC.0001140361-15-043998
SEC(opens sec.gov)
Aug 284
TORTOISE ENERGY INDEPENDENCE FUND, INC.0001140361-15-033755
SEC(opens sec.gov)
Jul 274
TORTOISE PIPELINE & ENERGY FUND, INC.0001140361-15-028700
SEC(opens sec.gov)
Dec 194
TORTOISE NORTH AMERICAN ENERGY CORP0001140361-14-045988
SEC(opens sec.gov)
Oct 164
TORTOISE ENERGY INDEPENDENCE FUND, INC.0001140361-14-038323
SEC(opens sec.gov)
Jan 105
TORTOISE NORTH AMERICAN ENERGY CORP0001140361-14-001655
SEC(opens sec.gov)
Dec 114
TORTOISE ENERGY INDEPENDENCE FUND, INC.0001140361-13-045566
SEC(opens sec.gov)
Jan 85
THUMMEL ROBERT JOSEPH JR.0001140361-13-001453
SEC(opens sec.gov)

Companies

Address

11550 ASH STREET SUITE 300

LEAWOOD, KS, 66211