Insider · CIK 0001445999

Anderson Rick D

Reports to the SEC for 4 companies · AUSTIN, TX

sec.gov

Transactions

Companies

Filings

CIK

0001445999

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-09-17	Silk Road Medical IncD Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2024-06-18	Silk Road Medical IncA Award	Director	AAward	+5,859 sh	—	—	11,966
2023-06-21	Silk Road Medical IncOption (right to buy)A Award	Director	AAward	+1,840 sh	—	—	1,840
2023-06-21	Silk Road Medical IncA Award	Director	AAward	+4,691 sh	—	—	6,107
2022-06-14	Apollo Endosurgery, Inc.Stock Option (Right to Buy)A Award	Director, 10% Owner	AAward	+19.3K sh	—	—	19,333
2022-06-14	Apollo Endosurgery, Inc.A Award	Director, 10% Owner	AAward	+14.2K sh	—	—	113,484
2022-06-09	Silk Road Medical IncOption (right to buy)A Award	Director	AAward	+5,195 sh	—	—	5,195
2022-06-09	Silk Road Medical IncA Award	Director	AAward	+846 sh	—	—	1,416
2022-06-09	Silk Road Medical IncOption (right to buy)A Award	Director	AAward	+1,662 sh	—	—	1,662
2021-06-17	Silk Road Medical IncA Award	Director	AAward	+570 sh	—	—	570
2021-06-17	Silk Road Medical IncOption (right to buy)A Award	Director	AAward	+2,829 sh	—	—	2,829
2021-06-17	Apollo Endosurgery, Inc.Non-Qualified Stock Option (right to buy)A Award	Director, 10% Owner	AAward	+5,271 sh	$8.86	+$46.7K	5,271
2021-06-17	Apollo Endosurgery, Inc.A Award	Director, 10% Owner	AAward	+3,888 sh	—	—	53,565
2021-06-17	Silk Road Medical IncOption (right to buy)A Award	Director	AAward	+4,066 sh	—	—	4,066
2020-11-05	Silk Road Medical IncOption (right to buy)A Award	Director	AAward	+887 sh	—	—	887
2020-10-01	Silk Road Medical IncOption (right to buy)A Award	Director	AAward	+5,804 sh	—	—	5,804
2017-11-15	Apollo Endosurgery, Inc.J Other	Director, 10% Owner	JOther	+4,223 sh	—	—	49,677
2017-11-15	Apollo Endosurgery, Inc.J Other	Director, 10% Owner	JOther	−1.27M sh	—	—	0
2017-11-15	Apollo Endosurgery, Inc.J Other	Director, 10% Owner	JOther	+12.7K sh	—	—	12,669
2017-11-15	Apollo Endosurgery, Inc.J Other	Director, 10% Owner	JOther	−12.7K sh	—	—	0
2017-09-12	Apollo Endosurgery, Inc.P Purchase	Director, 10% Owner	PPurchase	+135K sh	$3.85	+$520K	1,266,909
2017-09-05	Apollo Endosurgery, Inc.P Purchase	Director, 10% Owner	PPurchase	+41K sh	$4.04	+$166K	1,131,909
2017-07-25	Apollo Endosurgery, Inc.P Purchase	Director, 10% Owner	PPurchase	+45.5K sh	$5.50	+$250K	45,454
2017-07-25	Apollo Endosurgery, Inc.P Purchase	Director, 10% Owner	PPurchase	+1.09M sh	$5.50	+$6M	1,090,909
2016-12-29	Apollo Endosurgery, Inc.J Other	Director, 10% Owner	JOther	+1.35M sh	—	—	1,347,565
2016-12-29	Apollo Endosurgery, Inc.J Other	Director, 10% Owner	JOther	+2.2M sh	—	—	2,199,186
2016-12-29	Apollo Endosurgery, Inc.J Other	Director, 10% Owner	JOther	+606K sh	—	—	605,712
2015-01-19	Intersect ENT, Inc.J Other	10% Owner	JOther	−644K sh	—	—	1,932,724
2014-09-04	Intersect ENT, Inc.Stock Option (right to buy)A Award	10% Owner	AAward	+12.5K sh	—	—	12,500
2014-07-29	Intersect ENT, Inc.Series C Convertible Preferred StockC Conversion	10% Owner	CConversion	−1.2M sh	—	—	0
2014-07-29	Intersect ENT, Inc.C Conversion	10% Owner	CConversion	+974K sh	—	—	974,025
2014-07-29	Intersect ENT, Inc.C Conversion	10% Owner	CConversion	+1.2M sh	—	—	2,172,655
2014-07-29	Intersect ENT, Inc.C Conversion	10% Owner	CConversion	+404K sh	—	—	2,576,966
2014-07-29	Intersect ENT, Inc.Series B Convertible Preferred StockC Conversion	10% Owner	CConversion	−974K sh	—	—	0
2014-07-29	Intersect ENT, Inc.Series D Convertible Preferred StockC Conversion	10% Owner	CConversion	−404K sh	—	—	0
2010-12-20	INSITE VISION INCStock Option (right to buy)A Award	Director	AAward	+150K sh	—	—	150,000
2009-12-16	INSITE VISION INCStock Option (right to buy)A Award	Director	AAward	−150K sh	—	—	150,000

Recent filings

Accepted (ET)
Sep 184
Anderson Rick D0001140361-24-041419
SEC(opens sec.gov)
Jun 214
Anderson Rick D0001593968-24-000889
SEC(opens sec.gov)
Jun 234
Anderson Rick D0001593968-23-001035
SEC(opens sec.gov)
Jun 164
Anderson Rick D0001251769-22-000059
SEC(opens sec.gov)
Jun 134
Anderson Rick D0001593968-22-001123
SEC(opens sec.gov)
Jun 214
Anderson Rick D0001593968-21-001666
SEC(opens sec.gov)
Jun 214
Anderson Rick D0001251769-21-000083
SEC(opens sec.gov)
Nov 94
Anderson Rick D0001593968-20-002173
SEC(opens sec.gov)
Oct 54
Anderson Rick D0001593968-20-001986
SEC(opens sec.gov)
Nov 304
Anderson Rick D0000899243-17-027684
SEC(opens sec.gov)

Companies

Address

C/O PTV SCIENCES, L.P. 221 WEST 6TH STREET, SUITE 700

AUSTIN, TX, 78701