Insider · CIK 0001446397

Kern Russell

Reports to the SEC for 1 company · AMHERST, NH

sec.gov

Transactions

Companies

Filings

CIK

0001446397

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-11-06	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+2M sh	—	—	2,000,000
2023-06-14	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+500K sh	—	—	500,000
2022-04-25	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+1M sh	—	—	1,000,000
2021-06-09	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+250K sh	—	—	250,000
2019-02-28	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+120K sh	—	—	120,000
2018-12-03	ISCOInternational Stem Cell CORPM Exercise/Conversion	Director, EVP and CSO, 10% Owner	MExercise/Conversion	+1,800 sh	$1.09	+$1,962	180,198
2018-12-03	ISCOInternational Stem Cell CORPS Sale	Director, EVP and CSO, 10% Owner	SSale	−1,800 sh	$1.67	−$3,006	178,398
2018-12-03	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	Director, EVP and CSO, 10% Owner	MExercise/Conversion	−1,800 sh	—	—	88,200
2018-08-15	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+100K sh	—	—	100,000
2018-08-15	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+100K sh	—	—	100,000
2018-08-15	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+100K sh	—	—	100,000
2018-03-12	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+150K sh	—	—	150,000
2018-02-20	ISCOInternational Stem Cell CORPM Exercise/Conversion	Director, EVP and CSO, 10% Owner	MExercise/Conversion	+27.5K sh	$1.09	+$30K	169,509
2018-02-20	ISCOInternational Stem Cell CORPM Exercise/Conversion	Director, EVP and CSO, 10% Owner	MExercise/Conversion	+8,889 sh	$1.10	+$9,777.9	178,398
2018-02-20	ISCOInternational Stem Cell CORP · Stock Options (Right to Buy)M Exercise/Conversion	Director, EVP and CSO, 10% Owner	MExercise/Conversion	−27.5K sh	—	—	62,500
2018-02-20	ISCOInternational Stem Cell CORP · Stock Options (Right to Buy)M Exercise/Conversion	Director, EVP and CSO, 10% Owner	MExercise/Conversion	−8,889 sh	—	—	31,111
2017-05-31	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	−40K sh	—	—	40,000
2017-02-10	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	−90K sh	—	—	90,000
2016-06-29	ISCOInternational Stem Cell CORPX Exercise of In-Money	Director, EVP and CSO, 10% Owner	XExercise of In-Money	+12.4K sh	$1.75	+$21.7K	142,009
2016-06-29	ISCOInternational Stem Cell CORP · Series A Warrant (Right to Buy)X Exercise of In-Money	Director, EVP and CSO, 10% Owner	XExercise of In-Money	−12.4K sh	—	—	0
2016-03-24	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	−180K sh	—	—	180,000
2015-11-23	ISCOInternational Stem Cell CORPC Conversion	Director, EVP and CSO, 10% Owner	CConversion	+66.9K sh	$1.79	+$120K	129,601
2015-11-23	ISCOInternational Stem Cell CORP · Series H-2 Preferred StockC Conversion	Director, EVP and CSO, 10% Owner	CConversion	−120 sh	—	—	0
2015-03-31	ISCOInternational Stem Cell CORPP Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+1.86M sh	$0.04	+$83.4K	9,402,715
2015-03-31	ISCOInternational Stem Cell CORP · Series C Warrant (Right to Buy)X Exercise of In-Money	Director, EVP and CSO, 10% Owner	XExercise of In-Money	−1.86M sh	—	—	0
2015-02-23	ISCOInternational Stem Cell CORPP Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+1.86M sh	$0.04	+$83.4K	7,541,384
2015-02-23	ISCOInternational Stem Cell CORP · Series B Warrant (Right to Buy)X Exercise of In-Money	Director, EVP and CSO, 10% Owner	XExercise of In-Money	−1.86M sh	—	—	0
2014-11-10	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+60K sh	—	—	60,000
2014-10-14	ISCOInternational Stem Cell CORP · Series H-2 Preferred StockP Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+120 sh	$1000.00	+$120K	120
2014-10-14	ISCOInternational Stem Cell CORP · Series A Warrant (Right to Buy)P Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+1.86M sh	—	—	1,861,331
2014-10-14	ISCOInternational Stem Cell CORP · Series B Warrant (Right to Buy)P Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+1.86M sh	—	—	1,861,331
2014-10-14	ISCOInternational Stem Cell CORP · Series C Warrant (Right to Buy)P Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+1.86M sh	—	—	1,861,331
2014-09-10	ISCOInternational Stem Cell CORPP Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+556K sh	$0.09	+$50K	5,680,053
2014-08-06	ISCOInternational Stem Cell CORPP Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+1M sh	$0.10	+$100K	5,124,497
2013-10-16	ISCOInternational Stem Cell CORPX Exercise of In-Money	Director, EVP and CSO, 10% Owner	XExercise of In-Money	+667K sh	$0.15	+$100K	1,359,964
2013-10-16	ISCOInternational Stem Cell CORP · Series A Warrant (Right to Buy)X Exercise of In-Money	Director, EVP and CSO, 10% Owner	XExercise of In-Money	+667K sh	—	—	1,334,334
2013-10-16	ISCOInternational Stem Cell CORP · Series B Warrant (Right to Buy)X Exercise of In-Money	Director, EVP and CSO, 10% Owner	XExercise of In-Money	−667K sh	—	—	1,000
2013-07-24	ISCOInternational Stem Cell CORPP Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+668K sh	$0.15	+$100K	693,297
2013-07-24	ISCOInternational Stem Cell CORP · Series A Warrant (Right to Buy)P Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+668K sh	—	—	667,667
2013-07-24	ISCOInternational Stem Cell CORP · Series B Warrant (Right to Buy)P Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+668K sh	—	—	667,667
2013-04-09	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+70K sh	—	—	70,000
2012-06-23	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+75K sh	—	—	75,000
2012-05-29	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+75K sh	—	—	75,000
2012-03-09	ISCOInternational Stem Cell CORP · Series G Preferred StockP Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+5M sh	$1.00	+$5M	5,000,000
2012-01-13	ISCOInternational Stem Cell CORP · Stock Option (Right to buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+100K sh	—	—	100,000
2011-01-13	ISCOInternational Stem Cell CORP · Stock Option (Right to buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+500K sh	—	—	500,000
2009-12-10	ISCOInternational Stem Cell CORP · Stock Option (Right to buy)A Award	Director, EVP and CSO, 10% Owner	AAward	+250K sh	—	—	250,000
2008-12-30	ISCOInternational Stem Cell CORP · Class D Convertible Preferred StockP Purchase	Director, EVP and CSO, 10% Owner	PPurchase	+10 sh	$1000000.00	+$10M	10

Recent filings

Accepted (ET)
Nov 84
Kern Russell0001683168-23-007709
SEC(opens sec.gov)
Jun 164
Kern Russell0001683168-23-004224
SEC(opens sec.gov)
Apr 264
Kern Russell0001683168-22-002952
SEC(opens sec.gov)
Jun 114
Kern Russell0001683168-21-002477
SEC(opens sec.gov)
Mar 44
Kern Russell0001683168-19-000537
SEC(opens sec.gov)
Dec 64
Kern Russell0001683168-18-003618
SEC(opens sec.gov)
Sep 274/A
Kern Russell0001683168-18-002867
SEC(opens sec.gov)
Aug 214/A
Kern Russell0001683168-18-002444
SEC(opens sec.gov)
Aug 174
Kern Russell0001683168-18-002401
SEC(opens sec.gov)
Mar 144
Kern Russell0001683168-18-000664
SEC(opens sec.gov)
Feb 224
Kern Russell0001683168-18-000492
SEC(opens sec.gov)
Jun 14
International Stem Cell CORP0001683168-17-001467
SEC(opens sec.gov)
Feb 144
International Stem Cell CORP0001683168-17-000347
SEC(opens sec.gov)
Jun 304
International Stem Cell CORP0001019687-16-006813
SEC(opens sec.gov)

Companies

International Stem Cell CORPDirector, EVP and CSO, 10% OwnerISCO

Address

1 OVERLOOK DRIVE, UNIT 11

AMHERST, NH, 03031