Insider · CIK 0001461860

Fleming Gordon

Reports to the SEC for 1 company · SANTA BARBARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001461860

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-06-14	QAD INCStock Appreciation Right (right to buy)W Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−3,375 sh	—	—	0
2014-06-14	QAD INCStock Appreciation Right (right to buy)W Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−2,500 sh	—	—	0
2014-06-14	QAD INCStock Appreciation Right (right to buy)W Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−1,088 sh	—	—	0
2014-06-14	QAD INCStock Appreciation Right (right to buy)W Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−1,875 sh	—	—	0
2014-06-14	QAD INCStock Appreciation Right (right to buy)W Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−3,750 sh	—	—	0
2014-06-14	QAD INCW Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−14.2K sh	$21.93	−$311K	0
2014-06-14	QAD INCW Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−2,685 sh	$18.99	−$51K	0
2014-06-14	QAD INCStock Appreciation Right (right to buy)W Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−4,349 sh	—	—	0
2014-06-14	QAD INCStock Appreciation Right (right to buy)W Will/Inheritance	EVP & Chief Marketing Officer	WWill/Inheritance	−10K sh	—	—	0
2013-06-25	QAD INCD Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−1,326 sh	$11.33	−$15K	18,586
2013-06-25	QAD INCM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+1,920 sh	$7.82	+$15K	19,912
2013-06-25	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−218 sh	$11.33	−$2,469.94	18,368
2013-06-25	QAD INCM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+480 sh	$7.82	+$3,753.6	2,959
2013-06-25	QAD INCD Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−349 sh	$10.77	−$3,758.73	2,610
2013-06-25	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−48 sh	$10.77	−$516.96	2,562
2013-06-25	QAD INCStock Appreciation Right (Right to Buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−1,920 sh	—	—	0
2013-06-25	QAD INCStock Appreciation Right (Right to Buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−480 sh	—	—	0
2013-06-12	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−229 sh	$11.85	−$2,713.65	17,992
2013-06-11	QAD INCA Award	EVP & Chief Marketing Officer	AAward	+2,500 sh	—	—	18,221
2013-06-11	QAD INCStock Appreciation Right (Right to Buy)A Award	EVP & Chief Marketing Officer	AAward	+7,500 sh	—	—	7,500
2013-06-07	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−320 sh	$11.65	−$3,728	15,721
2013-06-01	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−91 sh	$10.55	−$960.05	2,479
2013-06-01	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−366 sh	$12.53	−$4,585.98	16,041
2013-01-18	QAD INCJ Other	EVP & Chief Marketing Officer	JOther	+58 sh	$13.35	+$774.3	16,407
2012-12-20	QAD INCJ Other	EVP & Chief Marketing Officer	JOther	+57 sh	$13.68	+$779.76	9,222
2012-09-20	QAD INCJ Other	EVP & Chief Marketing Officer	JOther	+57 sh	$13.48	+$768.36	16,292
2012-06-28	QAD INCJ Other	EVP & Chief Marketing Officer	JOther	+45 sh	$13.94	+$627.3	16,235
2012-06-17	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−91 sh	$13.50	−$1,228.5	2,570
2012-06-17	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−366 sh	$13.34	−$4,882.44	16,190
2012-06-12	QAD INCA Award	EVP & Chief Marketing Officer	AAward	+2,500 sh	—	—	16,556
2012-06-12	QAD INCStock Appreciation Right (right to buy)A Award	EVP & Chief Marketing Officer	AAward	+7,500 sh	—	—	7,500
2012-06-07	QAD INCS Sale	EVP & Chief Marketing Officer	SSale	−320 sh	$12.38	−$3,961.6	14,056
2012-06-01	QAD INCS Sale	EVP & Chief Marketing Officer	SSale	−91 sh	$11.82	−$1,075.62	2,661
2012-06-01	QAD INCS Sale	EVP & Chief Marketing Officer	SSale	−366 sh	$11.85	−$4,337.1	14,376
2012-04-05	QAD INCJ Other	EVP & Chief Marketing Officer	JOther	+48 sh	—	—	14,742
2012-01-23	QAD INCD Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−123 sh	$12.40	−$1,525.2	2,778
2012-01-23	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−107 sh	$12.54	−$1,341.78	14,696
2012-01-23	QAD INCM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+195 sh	$7.82	+$1,524.9	2,901
2012-01-23	QAD INCStock Appreciation Right (right to buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−195 sh	—	—	0
2012-01-23	QAD INCStock Appreciation Right (right to buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−778 sh	—	—	0
2012-01-23	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−26 sh	$12.40	−$322.4	2,752
2012-01-23	QAD INCM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+778 sh	$7.82	+$6,083.96	15,289
2012-01-23	QAD INCD Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−486 sh	$12.54	−$6,094.44	14,803
2012-01-09	QAD INCJ Other	EVP & Chief Marketing Officer	JOther	+55 sh	$10.80	+$594	14,511
2011-10-10	QAD INCJ Other	EVP & Chief Marketing Officer	JOther	+39 sh	$10.64	+$414.96	14,456
2011-09-27	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−550 sh	$11.03	−$6,066.5	14,417
2011-09-27	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−137 sh	$10.51	−$1,439.87	2,706
2011-07-12	QAD INCJ Other	EVP & Chief Marketing Officer	JOther	+39 sh	$10.49	+$409.11	14,967
2011-06-17	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−91 sh	$9.00	−$819	2,843
2011-06-17	QAD INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−366 sh	$10.00	−$3,660	14,928

Recent filings

Accepted (ET)
Mar 135
QAD INC0001140361-15-011674
SEC(opens sec.gov)
Jun 274
QAD INC0001140361-13-026547
SEC(opens sec.gov)
Jun 134
QAD INC0001140361-13-025160
SEC(opens sec.gov)

Companies

QAD INCEVP & Chief Marketing Officer

Address

4232 ENCORE DRIVE

SANTA BARBARA, CA, 93110