Insider · CIK 0001463985

Marshall Adrian C

Reports to the SEC for 12 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001463985

Forms 4 and 5

Insider transactions

25 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-01-31	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−663.13 sh	—	—	1,326.27
2018-01-31	DSUBLACKROCK DEBT STRATEGIES FUND, INC.M Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+781.75 sh	—	—	781.75
2018-01-31	DSUBLACKROCK DEBT STRATEGIES FUND, INC.D Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−781.75 sh	$11.68	−$9,130.84	0
2018-01-31	DSUBLACKROCK DEBT STRATEGIES FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−781.75 sh	—	—	1,563.51
2018-01-31	BLWBLACKROCK Ltd DURATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+1,837.79 sh	$15.81	+$29.1K	1,837.79
2018-01-31	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.M Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+663.13 sh	—	—	2,813.13
2018-01-31	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.D Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−663.13 sh	$14.22	−$9,429.709	2,150
2018-01-31	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. · Phantom SharesA Award	Portfolio Manager	AAward	+4,086.57 sh	$14.22	+$58.1K	4,086.57
2017-01-31	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. · Phantom SharesA Award	Portfolio Manager	AAward	+1,889.12 sh	$14.61	+$27.6K	1,889.12
2017-01-31	DSUBLACKROCK DEBT STRATEGIES FUND, INC. · Phantom SharesA Award	Portfolio Manager	AAward	+2,404.18 sh	$11.48	+$27.6K	2,404.18
2013-10-21	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.P Purchase	Portfolio Manager	PPurchase	+900 sh	$14.43	+$13K	2,150
2012-12-07	BLWBLACKROCK Ltd DURATION INCOME TRUSTS Sale	Portfolio Manager	SSale	−500 sh	$18.67	−$9,335	0
2012-09-14	BlackRock Defined Opportunity Credit TrustP Purchase	Portfolio Manager	PPurchase	+1,800 sh	$13.85	+$24.9K	1,800
2011-10-27	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.P Purchase	Portfolio Manager	PPurchase	+1,250 sh	$13.55	+$16.9K	1,250
2011-05-06	BlackRock Defined Opportunity Credit TrustS Sale	Portfolio Manager	SSale	−2,073 sh	$15.62	−$32.4K	600
2011-05-06	BlackRock Defined Opportunity Credit TrustS Sale	Portfolio Manager	SSale	−600 sh	$15.60	−$9,360	0
2010-12-16	BLWBLACKROCK Ltd DURATION INCOME TRUSTP Purchase	Portfolio Manager	PPurchase	+500 sh	$15.95	+$7,974.7	500
2010-11-04	BlackRock Defined Opportunity Credit TrustP Purchase	Portfolio Manager	PPurchase	+375 sh	$13.50	+$5,062.5	2,673
2010-09-15	BLACKROCK DIVIDEND INCOME TRUSTP Purchase	Portfolio Manager	PPurchase	+450 sh	$12.45	+$5,602.5	450
2010-07-28	BlackRock Defined Opportunity Credit TrustP Purchase	Portfolio Manager	PPurchase	+400 sh	$12.75	+$5,100	2,298
2010-04-13	BlackRock Defined Opportunity Credit TrustP Purchase	Portfolio Manager	PPurchase	+200 sh	$12.86	+$2,572	1,898
2009-10-13	BlackRock Defined Opportunity Credit TrustP Purchase	Portfolio Manager	PPurchase	+350 sh	$11.63	+$4,070.465	1,098
2009-10-13	BlackRock Defined Opportunity Credit TrustP Purchase	Portfolio Manager	PPurchase	+600 sh	$11.63	+$6,978	1,698
2009-10-12	BlackRock Defined Opportunity Credit TrustP Purchase	Portfolio Manager	PPurchase	+48 sh	$11.63	+$558.24	748
2009-10-07	BlackRock Defined Opportunity Credit TrustP Purchase	Portfolio Manager	PPurchase	+700 sh	$11.55	+$8,085	700

Recent filings

Accepted (ET)
Feb 24
Marshall Adrian C0001209191-18-007050
SEC(opens sec.gov)
Feb 24
Marshall Adrian C0001209191-18-007047
SEC(opens sec.gov)
Feb 24
Marshall Adrian C0001209191-18-006863
SEC(opens sec.gov)
Feb 24
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.0001209191-17-006981
SEC(opens sec.gov)
Feb 24
BLACKROCK DEBT STRATEGIES FUND, INC.0001209191-17-006980
SEC(opens sec.gov)
Oct 224
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.0001209191-13-048929
SEC(opens sec.gov)
Dec 104
Marshall Adrian C0001209191-12-056613
SEC(opens sec.gov)
Sep 174
Marshall Adrian C0001209191-12-045794
SEC(opens sec.gov)
Oct 284
Marshall Adrian C0001209191-11-053122
SEC(opens sec.gov)
May 94
Marshall Adrian C0001209191-11-026985
SEC(opens sec.gov)
Dec 174
Marshall Adrian C0001209191-10-061341
SEC(opens sec.gov)
Nov 84
Marshall Adrian C0001209191-10-053552
SEC(opens sec.gov)
Sep 164
Marshall Adrian C0001209191-10-046573
SEC(opens sec.gov)
Jul 294
Marshall Adrian C0001209191-10-040117
SEC(opens sec.gov)

Companies

Address

40 EAST 52ND STREET

NEW YORK, NY, 10022