Insider · CIK 0001469901

Appelbaum Malcolm

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001469901

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-01-01	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Chief Financial Officer	AAward	+2,400 sh	—	—	2,400
2012-09-14	GLOBE SPECIALTY METALS INCS Sale	Chief Financial Officer	SSale	−19K sh	$16.66	−$317K	7,307
2012-08-23	GLOBE SPECIALTY METALS INCStock Appreciation RightM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−250K sh	—	—	0
2012-08-23	GLOBE SPECIALTY METALS INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+250K sh	$4.00	+$1M	271,307
2012-08-23	GLOBE SPECIALTY METALS INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+250K sh	$4.00	+$1M	276,307
2012-08-23	GLOBE SPECIALTY METALS INCStock Appreciation RightM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−250K sh	—	—	0
2012-08-23	GLOBE SPECIALTY METALS INCD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−250K sh	$15.14	−$3.79M	21,307
2012-08-23	GLOBE SPECIALTY METALS INCD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−250K sh	$15.14	−$3.79M	26,307
2011-11-30	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Chief Financial Officer	AAward	+20.4K sh	—	—	20,380
2011-11-30	GLOBE SPECIALTY METALS INCOptionA Award	Chief Financial Officer	AAward	+61.1K sh	—	—	61,136
2011-08-11	GLOBE SPECIALTY METALS INCOptionA Award	Chief Financial Officer	AAward	+87.5K sh	—	—	87,500
2011-06-16	GLOBE SPECIALTY METALS INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+50K sh	$4.00	+$200K	57,000
2011-06-16	GLOBE SPECIALTY METALS INCF Tax Payment	Chief Financial Officer	FTax Payment	−14.6K sh	$20.60	−$301K	42,407
2011-06-16	GLOBE SPECIALTY METALS INCS Sale	Chief Financial Officer	SSale	−16.1K sh	$20.27	−$326K	26,307
2011-06-16	GLOBE SPECIALTY METALS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−50K sh	—	—	250,000
2011-01-01	GLOBE SPECIALTY METALS INCRestricted Stock UnitsA Award	Chief Financial Officer	AAward	+2,984 sh	—	—	2,984
2010-06-10	GLOBE SPECIALTY METALS INCP Purchase	Chief Financial Officer	PPurchase	+500 sh	$10.00	+$4,999.5	500
2010-06-10	GLOBE SPECIALTY METALS INCP Purchase	Chief Financial Officer	PPurchase	+4,100 sh	$10.00	+$41K	4,600
2010-06-10	GLOBE SPECIALTY METALS INCP Purchase	Chief Financial Officer	PPurchase	+400 sh	$9.95	+$3,980	5,000
2009-07-29	GLOBE SPECIALTY METALS INCP Purchase	Chief Financial Officer	PPurchase	+2,000 sh	$7.00	+$14K	2,000

Recent filings

Accepted (ET)
Apr 94
Appelbaum Malcolm0001209191-13-020958
SEC(opens sec.gov)
Sep 184
Appelbaum Malcolm0001209191-12-045914
SEC(opens sec.gov)
Sep 44/A
Appelbaum Malcolm0001209191-12-044013
SEC(opens sec.gov)
Aug 274
Appelbaum Malcolm0001209191-12-043312
SEC(opens sec.gov)
Dec 24
Appelbaum Malcolm0001209191-11-058968
SEC(opens sec.gov)
Aug 154
Appelbaum Malcolm0001209191-11-044166
SEC(opens sec.gov)
Jun 204
Appelbaum Malcolm0001209191-11-035544
SEC(opens sec.gov)
Apr 134
Appelbaum Malcolm0001209191-11-022733
SEC(opens sec.gov)
Jun 114
Appelbaum Malcolm0001209191-10-033851
SEC(opens sec.gov)
Aug 254
Appelbaum Malcolm0001209191-09-041866
SEC(opens sec.gov)

Companies

GLOBE SPECIALTY METALS INCChief Financial Officer

Address

C/O GLOBE SPECIALTY METALS, INC. 250 WEST 34TH ST., SUITE 2514

NEW YORK, NY, 10119