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Insider · CIK 0001470855

WAUNG FRANK

Reports to the SEC for 3 companies · SHORT HILLS, NJ

Transactions

16

Companies

3

Filings

6

CIK

0001470855

Forms 4 and 5

Insider transactions

16 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-04-28	MORTGAGE TR SYSTEMATIC INVT PFAS OF MORTGAGE TRUST CORPA Award	Chief Financial Officer	AAward	+100K sh	—	—	138,415
2012-04-28	CPHICHINA PHARMA HOLDINGS, INC.A Award	Chief Financial Officer	AAward	+100K sh	—	—	138,415
2011-05-25	CPHICHINA PHARMA HOLDINGS, INC.A Award	Chief Financial Officer	AAward	+25K sh	—	—	38,415
2011-05-25	CPHICHINA PHARMA HOLDINGS, INC. · Non-Qualified Stock OptionA Award	Chief Financial Officer	AAward	+25K sh	—	—	25,000
2011-05-25	MORTGAGE TR SYSTEMATIC INVT PFAS OF MORTGAGE TRUST CORPStock Option(Right to Buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−25K sh	—	—	0
2011-05-25	CPHICHINA PHARMA HOLDINGS, INC. · Stock Option(Right to Buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−25K sh	—	—	0
2010-12-13	CPHICHINA PHARMA HOLDINGS, INC.A Award	Chief Financial Officer	AAward	+6,863 sh	—	—	13,415
2010-11-15	CPHICHINA PHARMA HOLDINGS, INC. · Stock OptionM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−40K sh	—	—	260,000
2010-11-15	CPHICHINA PHARMA HOLDINGS, INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+4,052 sh	—	—	6,552
2010-04-28	CPHICHINA PHARMA HOLDINGS, INC. · Stock Option(Right to Buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−150K sh	—	—	—
2010-04-28	MORTGAGE TR SYSTEMATIC INVT PFAS OF MORTGAGE TRUST CORPStock Option(Right to Buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−150K sh	—	—	—
2010-04-28	CPHICHINA PHARMA HOLDINGS, INC. · Stock OptionA Award	Chief Financial Officer	AAward	+200K sh	—	—	300,000
2009-10-13	CPHICHINA PHARMA HOLDINGS, INC. · Option (Right to Buy)A Award	Chief Financial Officer	AAward	+50K sh	—	—	100,000
2009-10-13	MORTGAGE TR SYSTEMATIC INVT PFAS OF MORTGAGE TRUST CORPStock Option(Right to Buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−10K sh	—	—	0
2009-10-13	CPHICHINA PHARMA HOLDINGS, INC. · Option (Right to Buy)A Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2009-10-13	CPHICHINA PHARMA HOLDINGS, INC. · Stock Option(Right to Buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−10K sh	—	—	0

Recent filings

6

Accepted (ET)
May 14
WAUNG FRANK0001010549-12-000445
SEC(opens sec.gov)
May 14
MORTGAGE TR SYSTEMATIC INVT PFAS OF MORTGAGE TRUST CORP0001010549-12-000442
SEC(opens sec.gov)
May 274
WAUNG FRANK0001010549-11-000526
SEC(opens sec.gov)
Mar 24
WAUNG FRANK0001010549-11-000198
SEC(opens sec.gov)
Nov 194
WAUNG FRANK0001010549-10-000745
SEC(opens sec.gov)
Oct 154
WAUNG FRANK0001010549-09-000685
SEC(opens sec.gov)

Companies

3

Address

72 GREAT HILLS RD.

SHORT HILLS, NJ, 07078