Insider · CIK 0001477007

Bunch John

Reports to the SEC for 2 companies · OMAHA, NE

sec.gov

Transactions

Companies

Filings

CIK

0001477007

Forms 4 and 5

Insider transactions

46 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, COO & Pres FE Advisors	DDisposition to Issuer	−82.3K sh	—	—	0
2018-07-19	Financial Engines, LLCD Disposition to Issuer	EVP, COO & Pres FE Advisors	DDisposition to Issuer	−18.8K sh	$45.00	−$844K	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitD Disposition to Issuer	EVP, COO & Pres FE Advisors	DDisposition to Issuer	−30.5K sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitD Disposition to Issuer	EVP, COO & Pres FE Advisors	DDisposition to Issuer	−16.9K sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitD Disposition to Issuer	EVP, COO & Pres FE Advisors	DDisposition to Issuer	−29.1K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, COO & Pres FE Advisors	DDisposition to Issuer	−146K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, COO & Pres FE Advisors	DDisposition to Issuer	−60.2K sh	—	—	0
2018-07-05	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	−2,000 sh	—	—	144,264
2018-07-05	Financial Engines, LLCS Sale	EVP, COO & Pres FE Advisors	SSale	−2,000 sh	$45.00	−$90K	18,754
2018-07-05	Financial Engines, LLCM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	+2,000 sh	$24.59	+$49.2K	20,754
2018-04-30	Financial Engines, LLCM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	+10K sh	$24.59	+$246K	28,754
2018-04-30	Financial Engines, LLCS Sale	EVP, COO & Pres FE Advisors	SSale	−10K sh	$44.40	−$444K	18,754
2018-04-30	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP, COO & Pres FE Advisors	AAward	−10K sh	—	—	146,264
2018-02-27	Financial Engines, LLCRestricted Stock UnitsA Award	EVP, COO & Pres FE Advisors	AAward	+29.1K sh	—	—	29,085
2018-02-27	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP, COO & Pres FE Advisors	AAward	+82.3K sh	—	—	82,288
2018-02-26	Financial Engines, LLCM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	+5,643 sh	—	—	21,229
2018-02-26	Financial Engines, LLCF Tax Payment	EVP, COO & Pres FE Advisors	FTax Payment	−2,475 sh	$35.90	−$88.9K	18,754
2018-02-26	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	−5,643 sh	—	—	16,931
2018-02-23	Financial Engines, LLCS Sale	EVP, COO & Pres FE Advisors	SSale	−5,000 sh	$35.00	−$175K	15,586
2018-02-01	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	−15.3K sh	—	—	30,501
2018-02-01	Financial Engines, LLCF Tax Payment	EVP, COO & Pres FE Advisors	FTax Payment	−4,614 sh	$28.80	−$133K	20,586
2018-02-01	Financial Engines, LLCM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	+15.3K sh	—	—	25,200
2017-05-02	Financial Engines, LLCM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	+20K sh	$24.59	+$492K	29,950
2017-05-02	Financial Engines, LLCS Sale	EVP, COO & Pres FE Advisors	SSale	−20K sh	$42.39	−$848K	9,950
2017-05-02	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP, COO & Pres FE Advisors	AAward	−20K sh	—	—	156,264
2017-02-28	Financial Engines, LLCRestricted Stock UnitA Award	EVP, COO & Pres FE Advisors	AAward	+22.6K sh	—	—	22,574
2017-02-28	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP, COO & Pres FE Advisors	AAward	+60.2K sh	—	—	60,211
2017-02-01	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	−15.3K sh	—	—	45,751
2017-02-01	Financial Engines, LLCM Exercise/Conversion	EVP, COO & Pres FE Advisors	MExercise/Conversion	+15.3K sh	—	—	15,250
2017-02-01	Financial Engines, LLCF Tax Payment	EVP, COO & Pres FE Advisors	FTax Payment	−5,300 sh	$38.05	−$202K	9,950
2016-02-26	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP, COO & Pres FE Advisors	AAward	+176K sh	—	—	176,264
2016-02-26	Financial Engines, LLCRestricted Stock UnitA Award	EVP, COO & Pres FE Advisors	AAward	+61K sh	—	—	61,001
2011-11-15	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	+467 sh	—	—	292,860
2011-10-28	TD AMERITRADE HOLDING CORPF Tax Payment	Exec. VP, retail distribution	FTax Payment	−14.6K sh	$17.20	−$251K	292,393
2011-10-27	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	−58.9K sh	—	—	307,000
2011-10-27	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	+58.9K sh	—	—	307,000
2011-10-02	TD AMERITRADE HOLDING CORPF Tax Payment	Exec. VP, retail distribution	FTax Payment	−36.2K sh	$14.71	−$532K	248,070
2011-08-16	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	+248 sh	—	—	284,222
2011-05-26	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	+19K sh	—	—	283,974
2011-05-17	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	+132 sh	—	—	264,965
2011-02-15	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	+126 sh	—	—	264,833
2010-12-15	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	+145 sh	—	—	264,707
2010-12-15	TD AMERITRADE HOLDING CORPG Gift	Exec. VP, retail distribution	GGift	−270 sh	—	—	264,562
2010-12-15	TD AMERITRADE HOLDING CORPG Gift	Exec. VP, retail distribution	GGift	−270 sh	$18.57	−$5,013.9	264,562
2010-10-29	TD AMERITRADE HOLDING CORPA Award	Exec. VP, retail distribution	AAward	+54K sh	—	—	269,039
2010-10-25	TD AMERITRADE HOLDING CORPF Tax Payment	Exec. VP, retail distribution	FTax Payment	−4,207 sh	$16.75	−$70.5K	264,832

Recent filings

Accepted (ET)
Jul 234
Bunch John0001209191-18-043645
SEC(opens sec.gov)
Jul 64
Bunch John0001209191-18-041880
SEC(opens sec.gov)
May 14
Bunch John0001209191-18-027042
SEC(opens sec.gov)
Feb 284
Bunch John0001209191-18-014619
SEC(opens sec.gov)
Feb 264
Bunch John0001209191-18-013344
SEC(opens sec.gov)
Feb 24
Bunch John0001209191-18-006925
SEC(opens sec.gov)

Companies

Address

4211 SOUTH 102ND ST.

OMAHA, NE, 68127