Insider · CIK 0001477552

Lasota Stephen

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001477552

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-03-01	COWEN INC.D Disposition to Issuer	CHIEF FINANCIAL OFFICER	DDisposition to Issuer	−257K sh	$39.00	−$10M	0
2023-03-01	COWEN INC.D Disposition to Issuer	CHIEF FINANCIAL OFFICER	DDisposition to Issuer	−9,746 sh	$39.00	−$380K	0
2023-03-01	COWEN INC.D Disposition to Issuer	CHIEF FINANCIAL OFFICER	DDisposition to Issuer	−13.2K sh	—	—	0
2023-03-01	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+77.1K sh	—	—	77,095
2023-03-01	COWEN INC.D Disposition to Issuer	CHIEF FINANCIAL OFFICER	DDisposition to Issuer	−77.1K sh	—	—	0
2022-09-01	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−2,393 sh	$38.46	−$92K	279,955
2022-03-10	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+70K sh	—	—	313,402
2022-03-10	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−27.5K sh	$36.10	−$994K	285,857
2022-03-10	COWEN INC.S Sale	CHIEF FINANCIAL OFFICER	SSale	+50 sh	—	—	285,907
2022-03-10	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−3,559 sh	$26.52	−$94.4K	282,348
2022-02-18	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+9,649 sh	—	—	243,402
2021-12-01	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−2,271 sh	$35.12	−$79.8K	233,753
2021-09-01	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−1,139 sh	$36.44	−$41.5K	236,024
2021-07-28	COWEN INC.S Sale	CHIEF FINANCIAL OFFICER	SSale	−1,433 sh	$40.00	−$57.3K	237,163
2021-07-14	COWEN INC.S Sale	CHIEF FINANCIAL OFFICER	SSale	−3,182 sh	$40.55	−$129K	238,596
2021-07-13	COWEN INC.S Sale	CHIEF FINANCIAL OFFICER	SSale	−7,885 sh	$40.12	−$316K	241,778
2021-06-01	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−1,789 sh	$40.39	−$72.3K	249,663
2021-05-17	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−2,200 sh	$41.27	−$90.8K	251,452
2021-03-11	COWEN INC.S Sale	CHIEF FINANCIAL OFFICER	SSale	−14K sh	$39.36	−$551K	259,751
2021-03-10	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+45K sh	—	—	273,751
2021-03-10	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+50 sh	—	—	259,801
2021-03-10	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−6,149 sh	$42.17	−$259K	253,652
2020-12-01	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−3,571 sh	$24.58	−$87.8K	228,751
2020-06-01	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−1,874 sh	$13.05	−$24.5K	232,322
2020-05-15	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−1,152 sh	$11.77	−$13.6K	234,196
2020-03-10	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+15.6K sh	—	—	245,552
2020-03-10	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−10.2K sh	$12.18	−$124K	235,348
2020-03-09	COWEN INC.P Purchase	CHIEF FINANCIAL OFFICER	PPurchase	+2,000 sh	$12.13	+$24.3K	229,911
2020-02-19	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+19.5K sh	—	—	227,911
2019-12-02	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−2,378 sh	$15.32	−$36.4K	208,421
2019-09-03	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−1,152 sh	$15.61	−$18K	210,799
2019-06-10	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−4,897 sh	$16.71	−$81.8K	211,951
2019-06-03	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−1,874 sh	$15.15	−$28.4K	216,848
2019-03-11	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−4,819 sh	$14.45	−$69.6K	218,722
2019-02-20	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+18.8K sh	—	—	223,541
2018-12-03	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−2,378 sh	$15.91	−$37.8K	204,719
2018-06-01	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−750 sh	$15.15	−$11.4K	207,097
2018-05-15	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−2,042 sh	$15.70	−$32.1K	207,847
2018-03-29	COWEN INC.X Exercise of In-Money	CHIEF FINANCIAL OFFICER	XExercise of In-Money	+8,993 sh	—	—	209,889
2018-03-29	COWEN INC.RSU RightX Exercise of In-Money	CHIEF FINANCIAL OFFICER	XExercise of In-Money	−8,993 sh	—	—	0
2018-03-15	COWEN INC.M Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+25K sh	$11.60	+$290K	223,550
2018-03-15	COWEN INC.D Disposition to Issuer	CHIEF FINANCIAL OFFICER	DDisposition to Issuer	−20.4K sh	$14.21	−$290K	203,148
2018-03-15	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−2,252 sh	$14.21	−$32K	200,896
2018-03-15	COWEN INC.Stock Appreciation RightsM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+25K sh	—	—	0
2018-03-12	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−3,342 sh	$14.40	−$48.1K	198,550
2018-02-21	COWEN INC.A Award	CHIEF FINANCIAL OFFICER	AAward	+19.4K sh	—	—	201,892
2018-02-21	COWEN INC.RSU RightA Award	CHIEF FINANCIAL OFFICER	AAward	+8,993 sh	—	—	8,993
2017-06-01	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−1,184 sh	$15.15	−$17.9K	182,467
2017-05-15	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−5,833 sh	$15.00	−$87.5K	183,651
2017-03-10	COWEN INC.F Tax Payment	CHIEF FINANCIAL OFFICER	FTax Payment	−3,637 sh	$13.40	−$48.7K	189,484

Recent filings

Accepted (ET)
Mar 14
Lasota Stephen0001415889-23-003606
SEC(opens sec.gov)
Sep 64
Lasota Stephen0001415889-22-009343
SEC(opens sec.gov)
Mar 144
Lasota Stephen0001179110-22-002191
SEC(opens sec.gov)
Feb 224
Lasota Stephen0001179110-22-001487
SEC(opens sec.gov)
Dec 24
Lasota Stephen0001179110-21-010517
SEC(opens sec.gov)
Sep 24
Lasota Stephen0001179110-21-008539
SEC(opens sec.gov)
Jul 294
Lasota Stephen0001179110-21-007722
SEC(opens sec.gov)
Jul 154
Lasota Stephen0001179110-21-007502
SEC(opens sec.gov)
Jun 34
Lasota Stephen0001179110-21-006336
SEC(opens sec.gov)
May 184
Lasota Stephen0001179110-21-005492
SEC(opens sec.gov)
Mar 124
Lasota Stephen0001179110-21-003344
SEC(opens sec.gov)

Companies

COWEN INC.CHIEF FINANCIAL OFFICER

Address

C/O COWEN GROUP, INC. 599 LEXINGTON AVENUE

NEW YORK, NY, 10022