Insider · CIK 0001477999

Caruso Thomas J.

Reports to the SEC for 1 company · CARMEL, IN

sec.gov

Transactions

Companies

Filings

CIK

0001477999

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-02-23	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+504 sh	—	—	504
2017-02-23	OPLNOPENLANE, Inc.F Tax Payment	Chief Client Officer	FTax Payment	−196 sh	$44.80	−$8,780.8	308
2017-02-23	OPLNOPENLANE, Inc. · Restricted Stock UnitsA Award	Chief Client Officer	AAward	+1,510 sh	—	—	1,510
2017-02-23	OPLNOPENLANE, Inc. · Restricted Stock UnitsM Exercise/Conversion	Chief Client Officer	MExercise/Conversion	−504 sh	—	—	1,006
2017-02-20	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+506 sh	—	—	506
2017-02-20	OPLNOPENLANE, Inc.F Tax Payment	Chief Client Officer	FTax Payment	−192 sh	$46.48	−$8,924.16	314
2017-02-20	OPLNOPENLANE, Inc. · Restricted Stock UnitsM Exercise/Conversion	Chief Client Officer	MExercise/Conversion	−506 sh	—	—	506
2016-06-29	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+13.6K sh	$13.46	+$183K	13,585
2016-06-29	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−13.6K sh	$41.14	−$559K	0
2016-06-29	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+25K sh	$14.44	+$361K	25,000
2016-06-29	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−25K sh	$41.14	−$1.03M	0
2016-06-29	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+10.3K sh	$16.67	+$171K	10,275
2016-06-29	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−10.3K sh	$41.14	−$423K	0
2016-06-29	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−10.3K sh	$16.67	−$171K	0
2016-06-29	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−13.6K sh	$13.46	−$183K	0
2016-06-29	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−25K sh	$14.44	−$361K	0
2016-05-10	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+20K sh	$13.46	+$269K	20,000
2016-05-10	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−20K sh	$39.64	−$793K	0
2016-05-10	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−20K sh	$13.46	−$269K	13,585
2016-02-20	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+507 sh	—	—	507
2016-02-20	OPLNOPENLANE, Inc.P Purchase	Chief Client Officer	PPurchase	−192 sh	$33.90	−$6,508.8	315
2016-02-20	OPLNOPENLANE, Inc. · Restricted Stock UnitsM Exercise/Conversion	Chief Client Officer	MExercise/Conversion	−507 sh	—	—	1,012
2016-02-09	OPLNOPENLANE, Inc. · Restricted Stock UnitsA Award	Chief Client Officer	AAward	+1,519 sh	—	—	1,519
2015-10-06	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+7,978 sh	$10.00	+$79.8K	7,978
2015-10-06	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−7,978 sh	$37.00	−$295K	0
2015-10-06	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−7,978 sh	$10.00	−$79.8K	0
2015-03-13	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+25K sh	$10.00	+$250K	25,000
2015-03-13	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−25K sh	$36.44	−$911K	0
2015-03-13	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−25K sh	$10.00	−$250K	7,978
2014-12-15	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+3,038 sh	$13.46	+$40.9K	3,038
2014-12-15	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−3,038 sh	$34.28	−$104K	0
2014-12-15	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−3,038 sh	$13.46	−$40.9K	33,585
2014-12-08	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+3,075 sh	$13.46	+$41.4K	3,075
2014-12-08	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−3,075 sh	$34.57	−$106K	0
2014-12-08	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−3,075 sh	$13.46	−$41.4K	36,623
2014-12-01	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+3,075 sh	$13.46	+$41.4K	3,075
2014-12-01	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−3,075 sh	$34.26	−$105K	0
2014-12-01	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−3,075 sh	$13.46	−$41.4K	39,698
2014-11-24	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+3,075 sh	$13.46	+$41.4K	3,075
2014-11-24	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−3,075 sh	$34.31	−$106K	0
2014-11-24	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−3,075 sh	$13.46	−$41.4K	42,773
2014-11-17	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+3,075 sh	$13.46	+$41.4K	3,075
2014-11-17	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−3,075 sh	$34.25	−$105K	0
2014-11-17	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−3,075 sh	$13.46	−$41.4K	45,848
2014-11-10	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+3,075 sh	$13.46	+$41.4K	3,075
2014-11-10	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−3,075 sh	$33.03	−$102K	0
2014-11-10	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−3,075 sh	$13.46	−$41.4K	48,923
2014-11-03	OPLNOPENLANE, Inc.M Exercise/Conversion	Chief Client Officer	MExercise/Conversion	+3,075 sh	$13.46	+$41.4K	3,075
2014-11-03	OPLNOPENLANE, Inc.S Sale	Chief Client Officer	SSale	−3,075 sh	$30.33	−$93.3K	0
2014-11-03	OPLNOPENLANE, Inc. · Employee Stock Option (right to buy)A Award	Chief Client Officer	AAward	−3,075 sh	$13.46	−$41.4K	51,998

Recent filings

Accepted (ET)
Feb 274
KAR Auction Services, Inc.0001395942-17-000037
SEC(opens sec.gov)
Feb 224
KAR Auction Services, Inc.0001395942-17-000022
SEC(opens sec.gov)
Jun 304
KAR Auction Services, Inc.0001395942-16-000317
SEC(opens sec.gov)
May 114
KAR Auction Services, Inc.0001395942-16-000293
SEC(opens sec.gov)
Feb 234
KAR Auction Services, Inc.0001395942-16-000262
SEC(opens sec.gov)

Companies

OPENLANE, Inc.Chief Client OfficerOPLN

Address

C/O KAR AUCTION SERVICES, INC. 13085 HAMILTON CROSSING BLVD.

CARMEL, IN, 46032