Klein Adam J

CIK 00014832984 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001483298

Recent Transactions

44 trades

Exercise/Conversion
U.S. WELL SERVICES HOLDINGS, LLC
Series A Redeemable Convertible Preferred Stock
2022-11-01−5,734,565→ 0 total
Disposition to Issuer
U.S. WELL SERVICES HOLDINGS, LLC
Class A common stock
2022-11-01−15,482,411→ 0 total
Disposition to Issuer
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (Right to Buy)
2022-11-01−118,519→ 0 total
Disposition to Issuer
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (Right to Buy)
2022-11-01−6,976,744→ 0 total
Disposition to Issuer
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (Right to Buy)
2022-11-01−172,620→ 0 total
Exercise/Conversion
U.S. WELL SERVICES HOLDINGS, LLC
16.0% Convertible Senior Secured PIK Note
2022-11-01−6,448,444→ 0 total
Exercise/Conversion
U.S. WELL SERVICES HOLDINGS, LLC
Class A common stock
2022-11-01+6,448,444→ 15,482,411 total
Exercise/Conversion
U.S. WELL SERVICES HOLDINGS, LLC
Class A common stock
2022-11-01+5,734,565→ 9,033,967 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2022-03-31+177,778→ 2,666,668 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2022-02-28+6,976,744→ 6,976,744 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2021-12-31+177,778→ 2,488,890 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2021-09-30+177,778→ 2,311,112 total
Exercise/Conversion
U.S. WELL SERVICES HOLDINGS, LLC
Class A common stock
2021-09-17+48,912,429→ 69,287,429 total
Exercise/Conversion
U.S. WELL SERVICES HOLDINGS, LLC
Series B Redeemable Convertible Preferred Stock
2021-09-17−11,500→ 0 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2021-06-30+177,778→ 2,133,334 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
16.0% Convertible Senior Secured PIK Note
2021-06-24+20,408,163→ 20,408,163 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
16.0% Convertible Senior Secured PIK Note
2021-06-24+10,000,000→ 10,000,000 total
Disposition to Issuer
U.S. WELL SERVICES HOLDINGS, LLC
Series A Redeemable Convertible Preferred Stock
2021-06-24−15,588→ 4,412 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2021-03-31+177,778→ 1,955,556 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2020-12-31+177,778→ 1,777,778 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2020-09-30+177,778→ 1,600,000 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2020-06-30+177,778→ 1,422,222 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Series B Redeemable Convertible Preferred Stock
2020-04-01+11,500→ 11,500 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2020-03-31+177,778→ 1,244,444 total
Conversion
U.S. WELL SERVICES HOLDINGS, LLC
Class A Common Stock
2019-07-03+125,000→ 20,375,000 total
Conversion
U.S. WELL SERVICES HOLDINGS, LLC
Phantom Stock
2019-07-03−125,000→ 0 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Warrants (right to buy)
2019-05-24+1,066,666→ 1,066,666 total
Award
U.S. WELL SERVICES HOLDINGS, LLC
Series A Redeemable Convertible Preferred Stock
2019-05-24+20,000→ 20,000 total
Award
Select Water Solutions, Inc.$WTTR
Class A Common Stock
2019-05-10+26,590→ 3,829,562 total
Exercise/Conversion
FBR & Co.
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total
Exercise/Conversion
FBR & Co.
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$10.96/sh+61,224→ 0 total
Sale
FBR & Co.
Common Stock
2013-11-26$25.75/sh−87,332→ 0 total
Exercise/Conversion
FBR & Co.
Common Stock
2013-11-26$14.52/sh+26,108→ 0 total
Exercise/Conversion
FBR & Co.
Option
2013-11-26+26,108→ 0 total
Sale
FBR & Co.
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-20−0→ 0 total
Sale
FBR & Co.
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-15−0→ 0 total
Sale
FBR & Co.
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-11−0→ 0 total
Exercise/Conversion
FBR & Co.
Common Stock, par value $0.001 per share ("Common Stock")
2013-09-09$16.40/sh+38,461→ 0 total
Exercise/Conversion
FBR & Co.
Option (Right to Buy) ("Option")
2013-09-09−38,461→ 0 total
Exercise/Conversion
FBR & Co.
Option (Right to Buy) ("Option")
2013-09-09−15,908→ 0 total
Disposition to Issuer
FBR & Co.
Common Stock, par value $0.001 per share ("Common Stock")
2013-09-09$26.25/sh−54,369→ 0 total
Exercise/Conversion
FBR & Co.
Common Stock, par value $0.001 per share ("Common Stock")
2013-09-09$14.52/sh+15,908→ 0 total
Other
FBR & Co.
Option (Right to Buy) ("Option")
2013-06-05+32,432→ 0 total
Other
FBR & Co.
Option (Right to Buy) ("Option")
2012-06-05+244,898→ 0 total

Companies

Recent Filings

Address

C/O CRESTVIEW ADVISORS 667 MADISON AVENUE, 10TH FLOOR

NEW YORK, NY, 10065

View on SEC.gov