Insider · CIK 0001486835

Brown James Ballister

Reports to the SEC for 4 companies · MEMPHIS, TN

sec.gov

Transactions

Companies

Filings

CIK

0001486835

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-08-17	STEIN MART INCS Sale	Exec. VP, CFO	SSale	−33.3K sh	$0.22	−$7,333.26	0
2020-01-22	STEIN MART INCM Exercise/Conversion	Exec. VP, CFO	MExercise/Conversion	+33.3K sh	—	—	33,333
2020-01-22	STEIN MART INCRestricted Stock UnitM Exercise/Conversion	Exec. VP, CFO	MExercise/Conversion	−33.3K sh	—	—	66,667
2019-01-22	STEIN MART INCRestricted Stock UnitsA Award	Exec. VP, CFO	AAward	+100K sh	—	—	100,000
2016-06-07	G-Estate Liquidation Stores, Inc.Stock option (buy)A Award	Executive VP and CFO	AAward	+49.6K sh	—	—	85,600
2016-06-07	G-Estate Liquidation Stores, Inc.A Award	Executive VP and CFO	AAward	+6,000 sh	$1.72	+$10.3K	16,000
2016-04-07	G-Estate Liquidation Stores, Inc.P Purchase	Executive VP and CFO	PPurchase	+1,500 sh	$2.20	+$3,300	10,000
2016-04-04	G-Estate Liquidation Stores, Inc.P Purchase	Executive VP and CFO	PPurchase	+2,400 sh	$2.27	+$5,448	8,500
2016-04-04	G-Estate Liquidation Stores, Inc.P Purchase	Executive VP and CFO	PPurchase	+100 sh	$2.25	+$225	6,100
2015-09-21	G-Estate Liquidation Stores, Inc.Stock option (buy)A Award	Executive VP and CFO	AAward	+36K sh	—	—	36,000
2015-09-21	G-Estate Liquidation Stores, Inc.A Award	Executive VP and CFO	AAward	+6,000 sh	$3.48	+$20.9K	6,000
2014-03-12	HANCOCK FABRICS INCA Award	Executive VP and CFO	AAward	+2,822 sh	—	—	93,423
2014-01-25	HANCOCK FABRICS INCD Disposition to Issuer	Executive VP and CFO	DDisposition to Issuer	−8,499 sh	$1.01	−$8,583.99	90,601
2013-04-18	HANCOCK FABRICS INCA Award	Executive VP and CFO	AAward	+49.1K sh	—	—	99,100
2013-04-18	HANCOCK FABRICS INCEmployee Stock Option (right to buy)A Award	Executive VP and CFO	AAward	+100K sh	—	—	100,000
2013-04-18	HANCOCK FABRICS INCA Award	Executive VP and CFO	AAward	+50K sh	—	—	50,000
2012-08-06	FREDS INCS Sale	SVP	SSale	+93 sh	—	—	7,261
2012-08-03	FREDS INCJ Other	SVP	JOther	+374 sh	—	—	7,635
2012-06-04	FREDS INCS Sale	SVP	SSale	−678 sh	$14.00	−$9,492	7,354
2012-05-03	FREDS INCJ Other	SVP	JOther	+403 sh	—	—	8,329
2012-05-03	FREDS INCJ Other	SVP	JOther	+114 sh	—	—	8,329
2012-05-03	FREDS INCJ Other	SVP	JOther	+458 sh	—	—	8,329
2011-11-16	FREDS INCA Award	SVP	AAward	+5,000 sh	—	—	8,329
2011-05-27	FREDS INCS Sale	SVP	SSale	−395 sh	$14.16	−$5,593.2	3,329
2011-05-03	FREDS INCJ Other	SVP	JOther	−141 sh	—	—	3,759
2011-05-03	FREDS INCJ Other	SVP	JOther	−35 sh	—	—	3,724
2011-05-03	FREDS INCA Award	SVP	AAward	+457 sh	—	—	2,288
2011-05-03	FREDS INCA Award	SVP	AAward	+1,612 sh	—	—	3,900
2011-05-03	FREDS INCA Award	SVP	AAward	+457 sh	—	—	2,288
2011-05-03	FREDS INCA Award	SVP	AAward	+1,612 sh	—	—	3,900
2010-05-03	FREDS INCA Award	SVP	AAward	+1,831 sh	—	—	1,831

Recent filings

Accepted (ET)
Aug 184
Brown James Ballister0001567619-20-015710
SEC(opens sec.gov)
Jan 234
Brown James Ballister0001590503-20-000007
SEC(opens sec.gov)
Jan 254
Brown James Ballister0001590503-19-000009
SEC(opens sec.gov)
Jun 84
Gordmans Stores, Inc.0001209191-16-126516
SEC(opens sec.gov)
Apr 84
Gordmans Stores, Inc.0001209191-16-113728
SEC(opens sec.gov)
Apr 54
Gordmans Stores, Inc.0001209191-16-113148
SEC(opens sec.gov)
Sep 224
Gordmans Stores, Inc.0001209191-15-071865
SEC(opens sec.gov)
Mar 144
HANCOCK FABRICS INC0001437749-14-004205
SEC(opens sec.gov)
Jan 284
HANCOCK FABRICS INC0001437749-14-001111
SEC(opens sec.gov)
Apr 194
Brown James Ballister0001437749-13-004579
SEC(opens sec.gov)
Aug 134
Brown James Ballister0001140361-12-036498
SEC(opens sec.gov)
Aug 84
Brown James Ballister0001140361-12-035796
SEC(opens sec.gov)
Jun 44
Brown James Ballister0001140361-12-028605
SEC(opens sec.gov)
May 74
Brown James Ballister0001140361-12-023254
SEC(opens sec.gov)

Companies

Address

4300 NEW GETWELL ROAD

MEMPHIS, TN, 38118