Insider · CIK 0001486949

Berg-Lacy E. Olena

Reports to the SEC for 1 company · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001486949

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-07-19	Financial Engines, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−22.4K sh	$45.00	−$1.01M	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−4,482 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−2,517 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−2,567 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−1,224 sh	—	—	0
2018-05-23	Financial Engines, LLCRestricted Stock UnitA Award	Director	AAward	+4,482 sh	—	—	4,482
2018-05-21	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,255 sh	—	—	22,415
2018-05-21	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,255 sh	—	—	0
2018-05-15	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,517 sh	—	—	2,517
2018-05-15	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+6,309 sh	—	—	21,160
2018-05-15	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,568 sh	—	—	2,567
2018-05-15	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,224 sh	—	—	1,224
2017-06-09	Financial Engines, LLCS Sale	Director	SSale	−2,000 sh	$39.68	−$79.4K	14,851
2017-05-24	Financial Engines, LLCRestricted Stock UnitA Award	Director	AAward	+5,135 sh	—	—	5,135
2017-05-22	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2017-05-22	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	16,851
2017-05-21	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,255 sh	—	—	1,255
2017-05-21	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,255 sh	—	—	15,601
2017-05-15	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,517 sh	—	—	5,034
2017-05-15	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,223 sh	—	—	2,448
2017-05-15	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+3,740 sh	—	—	14,346
2017-03-01	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,188 sh	—	—	0
2017-03-01	Financial Engines, LLCS Sale	Director	SSale	−2,188 sh	$45.00	−$98.5K	10,606
2017-03-01	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+2,188 sh	$27.17	+$59.4K	12,794
2017-02-28	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2017-02-28	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,187 sh	—	—	2,188
2017-02-28	Financial Engines, LLCS Sale	Director	SSale	−3,437 sh	$43.86	−$151K	10,606
2017-02-28	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+2,187 sh	$27.17	+$59.4K	14,043
2017-02-28	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	$8.75	+$10.9K	11,856
2016-05-22	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	1,250
2016-05-22	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	10,606
2016-05-21	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,254 sh	—	—	2,510
2016-05-21	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,254 sh	—	—	9,356
2016-05-18	Financial Engines, LLCRestricted Stock UnitA Award	Director	AAward	+7,551 sh	—	—	7,551
2016-05-16	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2016-05-16	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	8,102
2016-05-15	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,223 sh	—	—	6,852
2016-05-15	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,223 sh	—	—	3,671
2015-05-22	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	2,500
2015-05-22	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	5,629
2015-05-21	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,254 sh	—	—	3,764
2015-05-21	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,254 sh	—	—	4,379
2015-05-20	Financial Engines, LLCRestricted Stock UnitA Award	Director	AAward	+4,894 sh	—	—	4,894
2015-05-16	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	1,250
2015-05-16	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	3,125
2015-02-26	Financial Engines, LLCS Sale	Director	SSale	−1,875 sh	$41.00	−$76.9K	1,875
2013-08-20	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,750 sh	$8.75	+$15.3K	3,000
2013-08-20	Financial Engines, LLCS Sale	Director	SSale	−5,625 sh	$50.96	−$287K	1,250
2013-08-20	Financial Engines, LLCDirector Stock Options (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,625 sh	—	—	4,375
2013-08-20	Financial Engines, LLCS Sale	Director	SSale	−1,750 sh	$50.96	−$89.2K	1,250

Recent filings

Accepted (ET)
Jul 234
Berg-Lacy E. Olena0001209191-18-043591
SEC(opens sec.gov)
May 234
Berg-Lacy E. Olena0001209191-18-032754
SEC(opens sec.gov)
May 174
Berg-Lacy E. Olena0001209191-18-031123
SEC(opens sec.gov)
Jun 124
Financial Engines, Inc.0001209191-17-039285
SEC(opens sec.gov)
May 254
Financial Engines, Inc.0001209191-17-035610
SEC(opens sec.gov)
May 234
Financial Engines, Inc.0001209191-17-034765
SEC(opens sec.gov)
May 174
Financial Engines, Inc.0001209191-17-033172
SEC(opens sec.gov)

Companies

Financial Engines, LLCDirector

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303