Insider · CIK 0001487074

Ricciardi Stephanie

Reports to the SEC for 1 company · PHILADELPHIA, PA

sec.gov

Transactions

Companies

Filings

CIK

0001487074

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-01-04	COHNCohen & Co Inc.P Purchase	10% Owner	PPurchase	+20K sh	$15.00	+$300K	75,000
2015-10-16	COHNCohen & Co Inc.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−1.4M sh	$2.00	−$2.8M	0
2015-10-16	COHNCohen & Co Inc.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−487K sh	$2.00	−$975K	0
2013-09-25	COHNCohen & Co Inc.A Award	10% Owner	AAward	+487K sh	$2.00	+$975K	494,322
2013-09-25	COHNCohen & Co Inc. · Convertible Senior Promissory NoteA Award	10% Owner	AAward	—	$1461873.00	—	—
2011-06-07	COHNCohen & Co Inc.A Award	10% Owner	AAward	+360K sh	—	—	367,031
2011-01-16	COHNCohen & Co Inc. · IFMI, LLC Membership UnitsG Gift	10% Owner	GGift	−98.2K sh	$4.94	−$485K	15,115
2011-01-16	COHNCohen & Co Inc. · IFMI, LLC Membership UnitsG Gift	10% Owner	GGift	+98.2K sh	$4.94	+$485K	208,405
2010-07-16	COHNCohen & Co Inc. · IFMI, LLC Membership UnitsG Gift	10% Owner	GGift	−110K sh	$4.44	−$489K	113,326
2010-07-16	COHNCohen & Co Inc. · IFMI, LLC Membership UnitsG Gift	10% Owner	GGift	+110K sh	$4.44	+$489K	110,194
2010-01-18	COHNCohen & Co Inc.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−11.3K sh	$7.47	−$84.3K	0
2010-01-18	COHNCohen & Co Inc.A Award	10% Owner	AAward	+11.3K sh	$7.47	+$84.3K	18,322
2010-01-18	COHNCohen & Co Inc.G Gift	10% Owner	GGift	−11.3K sh	$7.47	−$84.3K	7,031
2010-01-18	COHNCohen & Co Inc.G Gift	10% Owner	GGift	+11.3K sh	$7.47	+$84.3K	1,400,169
2010-01-18	COHNCohen & Co Inc. · Recapitalized Cohen Brothers Membership UnitsD Disposition to Issuer	10% Owner	DDisposition to Issuer	−44.9K sh	$7.47	−$336K	223,520
2010-01-18	COHNCohen & Co Inc. · Recapitalized Cohen Brothers Membership UnitsA Award	10% Owner	AAward	+44.9K sh	$7.47	+$336K	44,925
2010-01-18	COHNCohen & Co Inc. · Recapitalized Cohen Brothers Membership UnitsG Gift	10% Owner	GGift	−44.9K sh	$7.47	−$336K	0
2010-01-18	COHNCohen & Co Inc. · Recapitalized Cohen Brothers Membership UnitsG Gift	10% Owner	GGift	+44.9K sh	$7.47	+$336K	44,925
2009-12-31	COHNCohen & Co Inc.G Gift	10% Owner	GGift	−61.2K sh	$4.90	−$300K	1,388,878
2009-12-24	COHNCohen & Co Inc.A Award	10% Owner	AAward	+1.09M sh	—	—	1,450,103

Recent filings

Accepted (ET)
Jan 54
Ricciardi Stephanie0001104659-18-001001
SEC(opens sec.gov)
Oct 194
INSTITUTIONAL FINANCIAL MARKETS, INC.0001104659-15-071186
SEC(opens sec.gov)
Sep 264
INSTITUTIONAL FINANCIAL MARKETS, INC.0001181431-13-050689
SEC(opens sec.gov)
Jun 84
Ricciardi Stephanie0001181431-11-035848
SEC(opens sec.gov)
Mar 294
Ricciardi Stephanie0001181431-10-018507
SEC(opens sec.gov)

Companies

Cohen & Co Inc.10% OwnerCOHN

Address

C/O COHEN & COMPANY INC. 2929 ARCH STREET, 17TH FLOOR

PHILADELPHIA, PA, 19104-2870