Insider · CIK 0001488033

Bertram Timothy

Reports to the SEC for 3 companies · EAST NORRITON, PA

sec.gov

Transactions

Companies

Filings

CIK

0001488033

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-07-05	NexImmune, Inc.Stock Option (right to buy)A Award	Director	AAward	+45K sh	—	—	44,983
2023-04-04	NexImmune, Inc.Stock Option (right to buy)A Award	Director	AAward	+61.7K sh	—	—	61,678
2023-04-04	NexImmune, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−9,556 sh	—	—	0
2023-04-04	NexImmune, Inc.Stock Option (right to buy)A Award	Director	AAward	+9,556 sh	—	—	9,556
2023-04-04	NexImmune, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−23.1K sh	—	—	0
2023-04-04	NexImmune, Inc.Stock Option (right to buy)A Award	Director	AAward	+23.1K sh	—	—	23,122
2023-04-04	NexImmune, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12.6K sh	—	—	12,634
2023-04-04	NexImmune, Inc.Stock Option (right to buy)A Award	Director	AAward	+12.6K sh	—	—	12,634
2023-04-04	NexImmune, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−61.7K sh	—	—	0
2023-01-16	PROKPROKIDNEY CORP. · Employee stock option (right to buy)A Award	Director, Chief Executive Officer	AAward	+1.01M sh	—	—	1,011,500
2022-10-20	PROKPROKIDNEY CORP. · Employee stock option (right to buy)A Award	Director, Chief Executive Officer	AAward	+3.64M sh	—	—	3,639,607
2022-07-11	PROKPROKIDNEY CORP. · Class B Ordinary SharesA Award	Director, Chief Executive Officer	AAward	+4.94M sh	—	—	4,944,938
2022-07-11	PROKPROKIDNEY CORP. · Common Units in ProKidney LPA Award	Director, Chief Executive Officer	AAward	+4.94M sh	—	—	4,944,938
2022-06-13	NexImmune, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+61.7K sh	—	—	61,678
2021-02-17	NexImmune, Inc.C Conversion	Director	CConversion	+45K sh	—	—	51,415
2021-02-17	NexImmune, Inc.C Conversion	Director	CConversion	+16.4K sh	—	—	78,199
2021-02-17	NexImmune, Inc.Series A Preferred StockC Conversion	Director	CConversion	−45K sh	—	—	0
2021-02-17	NexImmune, Inc.Series A2 Preferred StockC Conversion	Director	CConversion	−10.3K sh	—	—	0
2021-02-17	NexImmune, Inc.Series A3 StockC Conversion	Director	CConversion	−16.4K sh	—	—	0
2021-02-17	NexImmune, Inc.C Conversion	Director	CConversion	+10.3K sh	—	—	61,759
2021-02-11	NexImmune, Inc.Stock Option (right to buy)A Award	Director	AAward	+9,556 sh	—	—	45,312
2013-03-04	TENGION INCF Tax Payment	Pres Rsrch & Dev, & Chf Sc Ofc	FTax Payment	−325 sh	$1.25	−$406.25	21,504
2013-03-04	TENGION INCF Tax Payment	Pres Rsrch & Dev, & Chf Sc Ofc	FTax Payment	−1,217 sh	$1.25	−$1,521.25	20,287
2012-02-16	TENGION INCA Award	Pres Rsrch & Dev, & Chf Sc Ofc	AAward	+150K sh	—	—	218,259
2012-02-16	TENGION INCStock Option (Right to Buy)A Award	Pres Rsrch & Dev, & Chf Sc Ofc	AAward	+170K sh	—	—	170,000
2011-05-11	TENGION INCStock Option (Right to Buy)A Award	Pres Rsrch & Dev, & Chf Sc Ofc	AAward	+60K sh	—	—	60,000
2011-05-11	TENGION INCA Award	Pres Rsrch & Dev, & Chf Sc Ofc	AAward	+40K sh	—	—	68,259
2010-10-18	TENGION INCStock Option (Right to Buy)A Award	Pres Rsrch & Dev, & Chf Sc Ofc	AAward	+30K sh	—	—	30,000
2010-04-14	TENGION INCSeries A Convertible Preferred StockC Conversion	Pres Rsrch & Dev, & Chf Sc Ofc	CConversion	−30.9K sh	—	—	0
2010-04-14	TENGION INCSeries B Convertible Preferred StockC Conversion	Pres Rsrch & Dev, & Chf Sc Ofc	CConversion	−35.7K sh	—	—	0
2010-04-14	TENGION INCSeries C Convertible Preferred StockC Conversion	Pres Rsrch & Dev, & Chf Sc Ofc	CConversion	−5,494 sh	—	—	0
2010-04-14	TENGION INCC Conversion	Pres Rsrch & Dev, & Chf Sc Ofc	CConversion	+4,973 sh	—	—	28,259
2010-04-09	TENGION INCStock Option (Right to Buy)A Award	Pres Rsrch & Dev, & Chf Sc Ofc	AAward	+65K sh	—	—	65,000

Recent filings

Accepted (ET)
Jul 74
Bertram Timothy0000950170-23-032243
SEC(opens sec.gov)
Apr 64
Bertram Timothy0001209191-23-023682
SEC(opens sec.gov)
Jan 184
Bertram Timothy0001209191-23-003705
SEC(opens sec.gov)
Oct 244
Bertram Timothy0001209191-22-054426
SEC(opens sec.gov)
Jul 134
Bertram Timothy0000950103-22-012377
SEC(opens sec.gov)
Jun 154
Bertram Timothy0001209191-22-037030
SEC(opens sec.gov)
Feb 194
Bertram Timothy0001209191-21-012356
SEC(opens sec.gov)

Companies

Address

C/O TENGION, INC. 2900 POTSHOP LANE, SUITE 100

EAST NORRITON, PA, 19403