Insider · CIK 0001488100

Schott James F.

Reports to the SEC for 2 companies · GREEN BAY, WI

sec.gov

Transactions

Companies

Filings

CIK

0001488100

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-06-28	EnSync, Inc.Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+360K sh	—	—	360,000
2016-02-24	EnSync, Inc.P Purchase	Chief Financial Officer	PPurchase	+37.6K sh	$0.27	+$10.1K	100,000
2016-02-23	EnSync, Inc.P Purchase	Chief Financial Officer	PPurchase	+12.4K sh	$0.29	+$3,596.253	62,418
2016-02-22	EnSync, Inc.P Purchase	Chief Financial Officer	PPurchase	+25K sh	$0.30	+$7,500	50,000
2016-02-19	EnSync, Inc.P Purchase	Chief Financial Officer	PPurchase	+25K sh	$0.32	+$7,935	25,000
2015-10-20	EnSync, Inc.Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+360K sh	—	—	360,000
2015-06-29	INTEGRYS HOLDING, INC.D Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−2,024.945 sh	—	—	0
2015-06-29	INTEGRYS HOLDING, INC.D Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−3,163.865 sh	—	—	0
2015-06-29	INTEGRYS HOLDING, INC.Phantom Stock UnitD Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−5,441.895 sh	—	—	0
2015-06-29	INTEGRYS HOLDING, INC.Restricted Stock Units 2012D Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−234.133 sh	—	—	0
2015-06-29	INTEGRYS HOLDING, INC.Restricted Stock Units 2013D Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−923.302 sh	—	—	0
2015-06-29	INTEGRYS HOLDING, INC.Restricted Stock Units 2014D Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−1,671.177 sh	—	—	0
2015-06-29	INTEGRYS HOLDING, INC.Restricted Stock Units 2015D Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−7,945.264 sh	—	—	0
2015-06-29	INTEGRYS HOLDING, INC.Performance RightsD Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−5,818 sh	—	—	0
2015-06-29	INTEGRYS HOLDING, INC.Performance RightsD Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−7,168 sh	—	—	0
2015-06-25	INTEGRYS HOLDING, INC.S Sale	Exec VP & CFO	SSale	−612.556 sh	$70.13	−$43K	0
2015-02-20	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+445 sh	$77.18	+$34.3K	2,417.708
2015-02-20	INTEGRYS HOLDING, INC.D Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−356 sh	$77.18	−$27.5K	2,061.708
2015-02-20	INTEGRYS HOLDING, INC.F Tax Payment	Exec VP & CFO	FTax Payment	−36.764 sh	$77.18	−$2,837.407	2,024.945
2015-02-14	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+454.165 sh	$75.56	+$34.3K	2,127.579
2015-02-14	INTEGRYS HOLDING, INC.F Tax Payment	Exec VP & CFO	FTax Payment	−154.87 sh	$75.56	−$11.7K	1,972.708
2015-02-14	INTEGRYS HOLDING, INC.Restricted Stock Units 2013M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−454.165 sh	$75.56	−$34.3K	906.189
2015-02-13	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+109.486 sh	$75.56	+$8,272.747	1,744.027
2015-02-13	INTEGRYS HOLDING, INC.F Tax Payment	Exec VP & CFO	FTax Payment	−70.613 sh	$75.56	−$5,335.541	1,673.414
2015-02-13	INTEGRYS HOLDING, INC.Restricted Stock Units 2014M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−547.429 sh	$75.56	−$41.4K	1,640.202
2015-02-13	INTEGRYS HOLDING, INC.Phantom Stock UnitM Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+437.943 sh	—	—	5,341.031
2015-02-12	INTEGRYS HOLDING, INC.Restricted Stock Units 2015A Award	Exec VP & CFO	AAward	+7,798 sh	—	—	7,798
2015-02-10	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+245.075 sh	$78.80	+$19.3K	1,733.306
2015-02-10	INTEGRYS HOLDING, INC.F Tax Payment	Exec VP & CFO	FTax Payment	−98.765 sh	$78.80	−$7,782.69	1,634.541
2015-02-10	INTEGRYS HOLDING, INC.Restricted Stock Units 2011M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−245.075 sh	$78.80	−$19.3K	0
2015-02-09	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+229.794 sh	$77.33	+$17.8K	1,580.839
2015-02-09	INTEGRYS HOLDING, INC.F Tax Payment	Exec VP & CFO	FTax Payment	−92.607 sh	$77.33	−$7,161.299	1,488.232
2015-02-09	INTEGRYS HOLDING, INC.Restricted Stock Units 2012M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−229.794 sh	$77.33	−$17.8K	229.794
2014-12-17	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+2,741 sh	$75.68	+$207K	3,867.388
2014-12-17	INTEGRYS HOLDING, INC.D Disposition to Issuer	Exec VP & CFO	DDisposition to Issuer	−2,193 sh	$75.68	−$166K	1,674.388
2014-12-17	INTEGRYS HOLDING, INC.F Tax Payment	Exec VP & CFO	FTax Payment	−323.344 sh	$75.68	−$24.5K	1,351.045
2014-12-17	INTEGRYS HOLDING, INC.Performance RightsM Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−2,343 sh	—	—	0
2014-11-25	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+4,100 sh	$56.00	+$230K	5,226.388
2014-11-25	INTEGRYS HOLDING, INC.S Sale	Exec VP & CFO	SSale	−4,100 sh	$71.63	−$294K	1,126.388
2014-11-25	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+1,320 sh	$58.65	+$77.4K	2,446.388
2014-11-25	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+4,100 sh	$56.00	+$230K	6,546.388
2014-11-25	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+4,400 sh	$55.23	+$243K	10,946.388
2014-11-25	INTEGRYS HOLDING, INC.S Sale	Exec VP & CFO	SSale	−9,820 sh	$71.62	−$703K	1,126.388
2014-11-25	INTEGRYS HOLDING, INC.Employee Stock Option (Right to buy)M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−4,100 sh	—	—	4,100
2014-11-25	INTEGRYS HOLDING, INC.Employee Stock Option (Right to buy)M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−4,100 sh	—	—	0
2014-11-25	INTEGRYS HOLDING, INC.Employee Stock Option (Right to buy)M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−1,320 sh	—	—	0
2014-11-25	INTEGRYS HOLDING, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−4,400 sh	—	—	0
2014-11-21	INTEGRYS HOLDING, INC.M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	+3,100 sh	$49.40	+$153K	4,226.388
2014-11-21	INTEGRYS HOLDING, INC.S Sale	Exec VP & CFO	SSale	−3,100 sh	$73.35	−$227K	1,126.388
2014-11-21	INTEGRYS HOLDING, INC.Employee Stock Option (Right to buy)M Exercise/Conversion	Exec VP & CFO	MExercise/Conversion	−3,100 sh	—	—	0

Recent filings

Accepted (ET)
Jun 304
EnSync, Inc.0001209191-16-130254
SEC(opens sec.gov)
Feb 244
EnSync, Inc.0001209191-16-101977
SEC(opens sec.gov)
Feb 234
EnSync, Inc.0001209191-16-101439
SEC(opens sec.gov)
Feb 224
EnSync, Inc.0001209191-16-100906
SEC(opens sec.gov)
Oct 224
EnSync, Inc.0001209191-15-076391
SEC(opens sec.gov)
Jul 14
INTEGRYS HOLDING, INC.0001209191-15-058313
SEC(opens sec.gov)
Jun 264
INTEGRYS ENERGY GROUP, INC.0001209191-15-056785
SEC(opens sec.gov)
Feb 244
INTEGRYS ENERGY GROUP, INC.0001209191-15-017973
SEC(opens sec.gov)
Feb 174
INTEGRYS ENERGY GROUP, INC.0001209191-15-014281
SEC(opens sec.gov)

Companies

Address

700 NORTH ADAMS STREET P. O. BOX 19001

GREEN BAY, WI, 54307-9001