Insider · CIK 0001489985

Rafferty John J

Reports to the SEC for 1 company · COLUMBUS, OH

sec.gov

Transactions

Companies

Filings

CIK

0001489985

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-04-15	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−7,310 sh	$3.77	−$27.6K	297,008
2019-03-19	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+78.1K sh	—	—	304,318
2018-04-15	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−13K sh	$8.19	−$107K	226,229
2018-04-04	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+48.6K sh	—	—	239,258
2018-04-03	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+14.3K sh	—	—	190,707
2017-04-15	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−5,160 sh	$8.20	−$42.3K	176,380
2017-03-14	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+24.9K sh	—	—	181,540
2017-03-14	EXP OldCo Winddown, Inc.Employee Stock Option (right to buy)A Award	EVP - Planning and Allocation	AAward	+22.9K sh	—	—	22,893
2016-04-15	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−4,211 sh	$19.54	−$82.3K	156,646
2016-04-13	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−10K sh	$20.00	−$200K	160,857
2016-04-02	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−2,105 sh	$21.39	−$45K	170,857
2016-03-30	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+14.7K sh	—	—	161,373
2016-03-30	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+11.6K sh	—	—	172,962
2016-03-30	EXP OldCo Winddown, Inc.Employee Stock Option (right to buy)A Award	EVP - Planning and Allocation	AAward	+11.1K sh	—	—	11,053
2016-03-22	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−1,188 sh	$21.01	−$25K	146,680
2015-09-01	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−4,368 sh	$20.20	−$88.2K	147,868
2015-08-26	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−13K sh	$20.00	−$260K	152,236
2015-04-15	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−820 sh	$17.15	−$14.1K	165,236
2015-04-02	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−2,043 sh	$16.63	−$34K	166,056
2015-03-26	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+11.3K sh	—	—	168,099
2015-03-26	EXP OldCo Winddown, Inc.Employee Stock Option (right to buy)A Award	EVP - Planning and Allocation	AAward	+10.1K sh	—	—	10,109
2015-03-22	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−1,204 sh	$16.50	−$19.9K	156,812
2015-02-18	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−1,197 sh	$14.33	−$17.2K	158,016
2014-03-22	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−1,210 sh	$16.47	−$19.9K	132,976
2014-02-18	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−1,239 sh	$17.74	−$22K	134,186
2013-12-03	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−6,900 sh	$25.00	−$173K	135,425
2013-09-26	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−9,100 sh	$24.00	−$218K	142,325
2013-09-25	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−1,900 sh	$24.00	−$45.6K	151,425
2013-09-23	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−11.6K sh	$24.00	−$278K	153,325
2013-09-20	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−2,400 sh	$24.00	−$57.6K	164,925
2013-09-01	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−4,368 sh	$20.99	−$91.7K	167,325
2013-07-15	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−25K sh	$23.12	−$578K	171,693
2013-07-08	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−3,752 sh	$22.01	−$82.6K	196,693
2013-06-12	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−6,000 sh	$22.01	−$132K	200,445
2013-06-10	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−13.5K sh	$22.01	−$297K	206,445
2013-05-31	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−1,748 sh	$22.00	−$38.5K	219,945
2013-05-30	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−50K sh	$20.72	−$1.04M	221,693
2013-05-12	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−100 sh	$19.03	−$1,903	271,693
2013-04-02	EXP OldCo Winddown, Inc.Employee Stock Option (right to buy)A Award	EVP - Planning and Allocation	AAward	+19.8K sh	—	—	19,760
2013-04-01	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+14.6K sh	—	—	273,003
2013-04-01	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−1,210 sh	$17.49	−$21.2K	271,793
2013-02-18	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−1,224 sh	$18.51	−$22.7K	258,408
2012-05-12	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−98 sh	$23.71	−$2,323.58	259,632
2012-03-27	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−5,800 sh	$26.01	−$151K	259,730
2012-03-26	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−100K sh	$25.51	−$2.55M	265,530
2012-03-22	EXP OldCo Winddown, Inc.Employee Stock Option (right to buy)A Award	EVP - Planning and Allocation	AAward	+13.6K sh	—	—	13,560
2012-02-18	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−1,146 sh	$22.80	−$26.1K	365,530
2011-12-14	EXP OldCo Winddown, Inc.S Sale	EVP - Planning and Allocation	SSale	−50K sh	$19.10	−$955K	366,676
2011-09-01	EXP OldCo Winddown, Inc.A Award	EVP - Planning and Allocation	AAward	+26.2K sh	—	—	416,676
2011-05-12	EXP OldCo Winddown, Inc.F Tax Payment	EVP - Planning and Allocation	FTax Payment	−98 sh	$22.83	−$2,237.34	390,485

Recent filings

Accepted (ET)
Apr 174
Rafferty John J0001483510-19-000036
SEC(opens sec.gov)
Mar 214
Rafferty John J0001483510-19-000026
SEC(opens sec.gov)
Apr 174
Rafferty John J0001483510-18-000050
SEC(opens sec.gov)
Apr 64
Rafferty John J0001483510-18-000037
SEC(opens sec.gov)
Apr 54
Rafferty John J0001483510-18-000018
SEC(opens sec.gov)
Apr 184
EXPRESS, INC.0001483510-17-000051
SEC(opens sec.gov)
Mar 164
EXPRESS, INC.0001483510-17-000027
SEC(opens sec.gov)
Apr 194
EXPRESS, INC.0001483510-16-000241
SEC(opens sec.gov)
Apr 154
EXPRESS, INC.0001483510-16-000239
SEC(opens sec.gov)
Apr 54
EXPRESS, INC.0001483510-16-000233
SEC(opens sec.gov)
Apr 14
EXPRESS, INC.0001483510-16-000215
SEC(opens sec.gov)
Mar 244
EXPRESS, INC.0001483510-16-000179
SEC(opens sec.gov)
Sep 24
EXPRESS, INC.0001483510-15-000148
SEC(opens sec.gov)
Aug 284
EXPRESS, INC.0001483510-15-000136
SEC(opens sec.gov)
Apr 164
EXPRESS, INC.0001483510-15-000090
SEC(opens sec.gov)
Apr 64
EXPRESS, INC.0001483510-15-000071
SEC(opens sec.gov)
Mar 304
EXPRESS, INC.0001483510-15-000053
SEC(opens sec.gov)

Companies

EXP OldCo Winddown, Inc.EVP - Planning and Allocation

Address

C/O EXPRESS, INC. ONE LIMITED PARKWAY

COLUMBUS, OH, 43230