Insider · CIK 0001492898

RAU RAGHAVENDRA

Reports to the SEC for 7 companies · PLANO, TX

sec.gov

Transactions

Companies

Filings

CIK

0001492898

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-05-09	ADEAAdeia Inc.A Award	Director	AAward	+16.9K sh	—	—	198,897
2023-05-25	ADEAAdeia Inc.A Award	Director	AAward	+20.3K sh	—	—	181,977
2022-04-29	ADEAAdeia Inc.A Award	Director	AAward	+12.2K sh	$0.00	+$12.179	161,657
2022-04-22	QMCOQUANTUM CORP /DE/X Exercise of In-Money	Director	XExercise of In-Money	+44.4K sh	$2.25	+$100K	257,874
2022-04-22	QMCOQUANTUM CORP /DE/ · Subscription Rights (Rights to buy)X Exercise of In-Money	Director	XExercise of In-Money	−44.4K sh	—	—	0
2021-10-01	QMCOQUANTUM CORP /DE/A Award	Director	AAward	+23.1K sh	—	—	213,429
2021-08-12	QMCOQUANTUM CORP /DE/P Purchase	Director	PPurchase	+8,767 sh	$5.70	+$50K	190,281
2021-05-14	ADEAAdeia Inc.A Award	Director	AAward	+9,073 sh	$0.00	+$9.073	149,478
2020-09-01	QMCOQUANTUM CORP /DE/A Award	Director	AAward	+23.5K sh	—	—	181,514
2020-07-28	ADEAAdeia Inc.A Award	Director	AAward	+10.6K sh	—	—	140,405
2020-06-01	ADEAAdeia Inc.A Award	Director	AAward	+120K sh	—	—	119,884
2020-06-01	TiVo CorpD Disposition to Issuer	Director	DDisposition to Issuer	−263K sh	—	—	0
2020-06-01	TiVo CorpD Disposition to Issuer	Director	DDisposition to Issuer	−21.7K sh	—	—	0
2020-06-01	ADEAAdeia Inc.A Award	Director	AAward	+9,877 sh	—	—	129,761
2019-09-05	QMCOQUANTUM CORP /DE/A Award	Director	AAward	+50K sh	—	—	137,185
2019-09-05	QMCOQUANTUM CORP /DE/A Award	Director	AAward	+20.8K sh	—	—	158,018
2019-07-01	TiVo CorpA Award	Director	AAward	+21.7K sh	$0.00	+$21.709	285,191
2019-06-10	TiVo CorpM Exercise/Conversion	Director	MExercise/Conversion	+201K sh	$0.00	+$200.558	362,906
2019-06-10	TiVo CorpF Tax Payment	Director	FTax Payment	−99.4K sh	$6.94	−$690K	263,482
2019-06-10	TiVo CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−201K sh	$0.00	−$200.558	0
2019-05-01	TiVo CorpM Exercise/Conversion	Director	MExercise/Conversion	+41.2K sh	$0.00	+$41.152	182,749
2019-05-01	TiVo CorpF Tax Payment	Director	FTax Payment	−20.4K sh	$9.13	−$186K	162,348
2019-05-01	TiVo CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−41.2K sh	$0.00	−$41.152	200,558
2019-04-02	TiVo CorpM Exercise/Conversion	Director	MExercise/Conversion	+53.1K sh	$0.00	+$53.134	167,482
2019-04-02	TiVo CorpF Tax Payment	Director	FTax Payment	−25.9K sh	$9.28	−$240K	141,597
2019-04-02	TiVo CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−53.1K sh	$0.00	−$53.134	241,710
2019-02-01	TiVo CorpM Exercise/Conversion	Director	MExercise/Conversion	+41.2K sh	$0.00	+$41.152	128,912
2019-02-01	TiVo CorpF Tax Payment	Director	FTax Payment	−14.6K sh	$10.92	−$159K	114,348
2019-02-01	TiVo CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−41.2K sh	$0.00	−$41.152	294,844
2019-01-02	TiVo CorpRestricted Stock UnitsA Award	Director	AAward	+213K sh	$0.00	+$212.539	335,996
2018-11-01	TiVo CorpM Exercise/Conversion	Director	MExercise/Conversion	+41.2K sh	$0.00	+$41.152	99,526
2018-11-01	TiVo CorpF Tax Payment	Director	FTax Payment	−14.2K sh	$11.82	−$168K	85,296
2018-11-01	TiVo CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−41.2K sh	$0.00	−$41.152	123,457
2018-08-01	TiVo CorpRestricted Stock UnitsA Award	Director	AAward	+165K sh	$0.00	+$164.609	164,609
2018-07-01	TiVo CorpA Award	Director	AAward	+11.9K sh	$0.00	+$11.896	58,374
2017-09-01	QMCOQUANTUM CORP /DE/A Award	Director	AAward	+80.9K sh	—	—	87,185
2017-07-01	TiVo CorpA Award	Director	AAward	+8,579 sh	$0.00	+$8.579	46,478
2017-04-01	QMCOQUANTUM CORP /DE/A Award	Director	AAward	+50K sh	—	—	50,000
2016-09-07	Rovi CorpD Disposition to Issuer	Director	DDisposition to Issuer	−37.9K sh	—	—	0
2016-09-07	TiVo CorpA Award	Director	AAward	+37.9K sh	—	—	37,899
2016-07-01	Rovi CorpA Award	Director	AAward	+10.3K sh	$0.00	+$10.296	37,899
2015-07-01	Rovi CorpA Award	Director	AAward	+27.6K sh	$0.00	+$27.603	27,603
2014-01-24	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+14.9K sh	—	—	45,523
2014-01-24	AVNWAVIAT NETWORKS, INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+36.4K sh	$1.96	+$71.3K	36,403
2013-02-01	SEACHANGE INTERNATIONAL INCA Award	Chief Executive Officer	AAward	+33K sh	—	—	177,767
2013-01-25	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+8,287 sh	—	—	30,598
2013-01-25	AVNWAVIAT NETWORKS, INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+19.2K sh	—	—	19,166
2012-04-30	SEACHANGE INTERNATIONAL INCA Award	Chief Executive Officer	AAward	+60.8K sh	—	—	144,807
2012-04-30	SEACHANGE INTERNATIONAL INCNon-Qualified Stock Option (right to buy)A Award	Chief Executive Officer	AAward	+875K sh	—	—	875,000
2012-04-02	SEACHANGE INTERNATIONAL INCA Award	Chief Executive Officer	AAward	+5,796 sh	—	—	83,980

Recent filings

Accepted (ET)
May 104
RAU RAGHAVENDRA0000950170-24-058045
SEC(opens sec.gov)
May 264
RAU RAGHAVENDRA0001209191-23-032520
SEC(opens sec.gov)
May 34
RAU RAGHAVENDRA0001062993-22-011435
SEC(opens sec.gov)
Apr 264
RAU RAGHAVENDRA0000709283-22-000010
SEC(opens sec.gov)
Oct 54
RAU RAGHAVENDRA0000709283-21-000065
SEC(opens sec.gov)
Aug 164
RAU RAGHAVENDRA0000709283-21-000046
SEC(opens sec.gov)
May 184
RAU RAGHAVENDRA0001278807-21-000039
SEC(opens sec.gov)
Sep 34
RAU RAGHAVENDRA0000709283-20-000031
SEC(opens sec.gov)
Jul 304
RAU RAGHAVENDRA0001278807-20-000028
SEC(opens sec.gov)
Jun 34
RAU RAGHAVENDRA0001209191-20-034267
SEC(opens sec.gov)
Jun 34
RAU RAGHAVENDRA0001593678-20-000042
SEC(opens sec.gov)
Sep 94
RAU RAGHAVENDRA0000899243-19-023123
SEC(opens sec.gov)
Jul 34
RAU RAGHAVENDRA0001593678-19-000064
SEC(opens sec.gov)
Jun 124
RAU RAGHAVENDRA0001593678-19-000052
SEC(opens sec.gov)

Companies

Address

2201 10TH STREET

PLANO, TX, 75074