Insider · CIK 0001496159

DOZOIS TIMOTHY M

Reports to the SEC for 2 companies · KIRKLAND, WA

sec.gov

Transactions

Companies

Filings

CIK

0001496159

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-09-17	MKZRMacKenzie Realty Capital, Inc.P Purchase	Director	PPurchase	+975.081 sh	$9.23	+$9,000	5,086.081
2019-09-09	MKZRMacKenzie Realty Capital, Inc.P Purchase	Director	PPurchase	+1,000 sh	$9.00	+$9,000	4,111
2017-12-27	Pendrell CorpP Purchase	Corp. Counsel/Corp. Secretary	PPurchase	+45 sh	$655.00	+$29.5K	332
2017-08-28	MKZRMacKenzie Realty Capital, Inc.P Purchase	Director	PPurchase	+1,111 sh	$9.00	+$9,999	2,111
2017-07-24	Pendrell CorpM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	+500 sh	—	—	28,770
2017-07-24	Pendrell CorpRestricted Stock Unit AwardM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	−500 sh	—	—	500
2016-11-30	Pendrell CorpP Purchase	Corp. Counsel/Corp. Secretary	PPurchase	+8,000 sh	$6.30	+$50.4K	28,270
2016-10-11	MKZRMacKenzie Realty Capital, Inc.P Purchase	Director	PPurchase	+1,000 sh	$9.00	+$9,000	1,000
2016-10-11	MKZRMacKenzie Realty Capital, Inc.P Purchase	Director	PPurchase	+1,000 sh	$9.00	+$9,000	1,000
2016-08-24	Pendrell CorpRestricted Stock Unit AwardM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	−6,250 sh	—	—	0
2016-08-24	Pendrell CorpM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	+6,250 sh	—	—	204,978
2016-08-24	Pendrell CorpF Tax Payment	Corp. Counsel/Corp. Secretary	FTax Payment	−2,272 sh	$0.71	−$1,603.578	202,706
2016-07-24	Pendrell CorpRestricted Stock Unit AwardM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	−10K sh	—	—	10,000
2016-07-24	Pendrell CorpM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	+10K sh	—	—	198,728
2015-08-24	Pendrell CorpM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	+6,250 sh	—	—	191,000
2015-08-24	Pendrell CorpRestricted Stock Unit AwardM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	−6,250 sh	—	—	6,250
2015-08-24	Pendrell CorpF Tax Payment	Corp. Counsel/Corp. Secretary	FTax Payment	−2,272 sh	$1.34	−$3,044.48	188,728
2015-08-14	Pendrell CorpM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	+30K sh	$1.50	+$45K	184,750
2015-08-14	Pendrell CorpClass A CommonM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	−30K sh	—	—	0
2015-07-24	Pendrell CorpRestricted Stock UnitsA Award	Corp. Counsel/Corp. Secretary	AAward	+20K sh	—	—	20,000
2015-07-24	Pendrell CorpEmployee Stock Option (Right to Buy)A Award	Corp. Counsel/Corp. Secretary	AAward	+180K sh	—	—	180,000
2014-08-24	Pendrell CorpRestricted Stock Unit AwardM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	−6,250 sh	—	—	12,500
2014-08-24	Pendrell CorpM Exercise/Conversion	Corp. Counsel/Corp. Secretary	MExercise/Conversion	+6,250 sh	—	—	157,022
2014-08-24	Pendrell CorpF Tax Payment	Corp. Counsel/Corp. Secretary	FTax Payment	−2,272 sh	$1.56	−$3,544.32	154,750
2011-10-01	Pendrell CorpStock Option (Right to Buy)A Award	Corp. Counsel/Corp. Secretary	AAward	+150K sh	—	—	150,000
2011-10-01	Pendrell CorpA Award	Corp. Counsel/Corp. Secretary	AAward	+150K sh	—	—	150,000

Recent filings

Accepted (ET)
Sep 184
DOZOIS TIMOTHY M0001550913-20-000030
SEC(opens sec.gov)
Sep 164
DOZOIS TIMOTHY M0001550913-19-000042
SEC(opens sec.gov)
Dec 294
DOZOIS TIMOTHY M0001209191-17-067665
SEC(opens sec.gov)
Aug 294
DOZOIS TIMOTHY M0001140361-17-033547
SEC(opens sec.gov)
Aug 294/A
DOZOIS TIMOTHY M0001140361-17-033553
SEC(opens sec.gov)
Jul 264
DOZOIS TIMOTHY M0001209191-17-046274
SEC(opens sec.gov)
Jan 184
MacKenzie Realty Capital, Inc.0001140361-17-002223
SEC(opens sec.gov)
Dec 14
Pendrell Corp0001209191-16-152801
SEC(opens sec.gov)
Aug 254
Pendrell Corp0001209191-16-138637
SEC(opens sec.gov)
Jul 264
Pendrell Corp0001209191-16-133927
SEC(opens sec.gov)
Aug 264
Pendrell Corp0001209191-15-068086
SEC(opens sec.gov)
Aug 174
Pendrell Corp0001209191-15-066383
SEC(opens sec.gov)
Jul 244
Pendrell Corp0001209191-15-062433
SEC(opens sec.gov)

Companies

Address

2300 CARILLON POINT

KIRKLAND, WA, 98033