Insider · CIK 0001497437

Thomas Brandon

Reports to the SEC for 1 company · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001497437

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-10-21	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+10K sh	$12.55	+$126K	278,701
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−7,200 sh	$81.37	−$586K	271,501
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,700 sh	$82.11	−$140K	269,801
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,100 sh	$82.92	−$91.2K	268,701
2020-10-21	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+7,647 sh	$12.45	+$95.2K	276,348
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−5,246 sh	$81.35	−$427K	271,102
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,701 sh	$82.04	−$140K	269,401
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−700 sh	$82.90	−$58K	268,701
2020-10-21	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+8,000 sh	$15.34	+$123K	276,701
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−5,391 sh	$81.37	−$439K	271,310
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,609 sh	$81.99	−$132K	269,701
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,000 sh	$82.92	−$82.9K	268,701
2020-10-21	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+6,200 sh	$41.84	+$259K	274,901
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−4,400 sh	$81.37	−$358K	270,501
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,200 sh	$82.20	−$98.6K	269,301
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−600 sh	$82.92	−$49.8K	268,701
2020-10-21	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+4,800 sh	$53.88	+$259K	273,501
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−3,274 sh	$81.38	−$266K	270,227
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,226 sh	$82.12	−$101K	269,001
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−300 sh	$82.93	−$24.9K	268,701
2020-10-21	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+2,464 sh	$20.51	+$50.5K	271,165
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,864 sh	$81.42	−$152K	269,301
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−600 sh	$82.41	−$49.4K	268,701
2020-10-21	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+1,690 sh	$31.70	+$53.6K	270,391
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,490 sh	$81.47	−$121K	268,901
2020-10-21	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−200 sh	$82.73	−$16.5K	268,701
2020-10-21	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−10K sh	—	—	0
2020-10-21	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−7,647 sh	—	—	0
2020-10-21	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−8,000 sh	—	—	0
2020-10-21	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−6,200 sh	—	—	0
2020-10-21	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−4,800 sh	—	—	0
2020-10-21	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−2,464 sh	—	—	0
2020-10-21	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−1,690 sh	—	—	0
2020-08-28	ENVESTNET, INC.F Tax Payment	Chief Investment Officer	FTax Payment	−464 sh	$82.39	−$38.2K	268,701
2020-06-03	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+3,367 sh	$9.00	+$30.3K	272,532
2020-06-03	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−2,080 sh	$75.41	−$157K	270,452
2020-06-03	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−1,287 sh	$76.11	−$98K	269,165
2020-06-03	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−3,367 sh	—	—	0
2020-06-01	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+10.5K sh	$9.00	+$94.8K	279,700
2020-06-01	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−10.5K sh	$74.12	−$781K	269,165
2020-06-01	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−10.5K sh	—	—	3,367
2020-05-28	ENVESTNET, INC.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+13.1K sh	$9.00	+$118K	282,570
2020-05-28	ENVESTNET, INC.S Sale	Chief Investment Officer	SSale	−13.1K sh	$74.38	−$974K	269,472
2020-05-28	ENVESTNET, INC.F Tax Payment	Chief Investment Officer	FTax Payment	−307 sh	$71.99	−$22.1K	269,165
2020-05-28	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−13.1K sh	—	—	13,902
2020-03-28	ENVESTNET, INC.F Tax Payment	Chief Investment Officer	FTax Payment	−124 sh	$56.98	−$7,065.52	269,472
2020-02-28	ENVESTNET, INC.F Tax Payment	Chief Investment Officer	FTax Payment	−788 sh	$75.48	−$59.5K	263,303
2020-02-28	ENVESTNET, INC.A Award	Chief Investment Officer	AAward	+6,293 sh	—	—	269,596
2019-12-28	ENVESTNET, INC.F Tax Payment	Chief Investment Officer	FTax Payment	−188 sh	$71.56	−$13.5K	264,091
2019-11-28	ENVESTNET, INC.F Tax Payment	Chief Investment Officer	FTax Payment	−212 sh	$71.08	−$15.1K	264,279

Recent filings

Accepted (ET)
Oct 234
Thomas Brandon0001628280-20-014750
SEC(opens sec.gov)

Companies

ENVESTNET, INC.Chief Investment Officer

Address

35 EAST WACKER DRIVE, SUITE 2400

CHICAGO, IL, 60601