Insider · CIK 0001497462

Bergman Judson

Reports to the SEC for 1 company · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001497462

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-09-28	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−1,276 sh	$56.97	−$72.7K	820,644
2019-08-28	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−1,403 sh	$55.86	−$78.4K	821,920
2019-07-30	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+20K sh	$9.00	+$180K	838,323
2019-07-30	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−15K sh	$70.85	−$1.06M	823,323
2019-07-30	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−20K sh	—	—	162,000
2019-07-23	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−20K sh	—	—	182,000
2019-07-23	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+20K sh	$9.00	+$180K	833,323
2019-07-23	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−15K sh	$71.43	−$1.07M	818,323
2019-07-16	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−20K sh	—	—	202,000
2019-07-16	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−7,500 sh	$72.10	−$541K	813,323
2019-07-16	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+20K sh	$9.00	+$180K	828,323
2019-07-16	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−7,500 sh	$72.81	−$546K	820,823
2019-07-10	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−7,500 sh	$70.16	−$526K	808,323
2019-07-10	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+10K sh	$9.00	+$90K	815,823
2019-07-10	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−10K sh	—	—	222,000
2019-07-09	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+10K sh	$9.00	+$90K	813,323
2019-07-09	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−7,500 sh	$69.46	−$521K	805,823
2019-07-09	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−10K sh	—	—	232,000
2019-07-03	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−10K sh	—	—	242,000
2019-07-03	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−7,500 sh	$70.00	−$525K	803,323
2019-07-03	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+10K sh	$9.00	+$90K	810,823
2019-07-02	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+10K sh	$9.00	+$90K	808,323
2019-07-02	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−10K sh	—	—	252,000
2019-07-02	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−7,500 sh	$68.50	−$514K	800,823
2019-07-01	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−1,276 sh	$68.37	−$87.2K	798,323
2019-06-25	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−10K sh	—	—	262,000
2019-06-25	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+10K sh	$9.00	+$90K	807,099
2019-06-25	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−7,500 sh	$67.86	−$509K	799,599
2019-06-18	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−20K sh	—	—	272,000
2019-06-18	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+20K sh	$9.00	+$180K	812,099
2019-06-18	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−15K sh	$69.91	−$1.05M	797,099
2019-05-28	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−1,403 sh	$68.86	−$96.6K	792,099
2019-05-10	ENVESTNET, INC.Performance Stock Unit AwardM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−41.7K sh	—	—	0
2019-05-10	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−18.5K sh	$68.27	−$1.26M	793,502
2019-05-10	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+41.7K sh	—	—	811,961
2019-03-28	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−859 sh	$64.65	−$55.5K	770,294
2019-03-25	ENVESTNET, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+25K sh	$9.00	+$225K	771,153
2019-03-25	ENVESTNET, INC.Employee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−25K sh	$9.00	−$225K	292,000
2019-02-28	ENVESTNET, INC.A Award	Director, Chief Executive Officer	AAward	+23.9K sh	—	—	750,100
2019-02-28	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−3,947 sh	$61.01	−$241K	746,153
2018-12-31	ENVESTNET, INC.G Gift	Director, Chief Executive Officer	GGift	−1,250 sh	—	—	726,209
2018-12-28	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−1,276 sh	$48.94	−$62.4K	727,459
2018-11-29	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−331 sh	$54.66	−$18.1K	728,735
2018-09-28	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−1,276 sh	$60.95	−$77.8K	729,066
2018-08-29	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−331 sh	$62.85	−$20.8K	730,342
2018-08-22	ENVESTNET, INC.S Sale	Director, Chief Executive Officer	SSale	−25K sh	$59.04	−$1.48M	0
2018-08-09	ENVESTNET, INC.G Gift	Director, Chief Executive Officer	GGift	−25K sh	—	—	730,673
2018-08-09	ENVESTNET, INC.G Gift	Director, Chief Executive Officer	GGift	+25K sh	—	—	25,000
2018-06-28	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−1,276 sh	$56.20	−$71.7K	755,673
2018-05-29	ENVESTNET, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−330 sh	$54.55	−$18K	756,949

Recent filings

Accepted (ET)
Oct 14
Bergman Judson0001628280-19-012076
SEC(opens sec.gov)
Aug 304
Bergman Judson0001628280-19-011337
SEC(opens sec.gov)
Aug 14
Bergman Judson0001628280-19-009775
SEC(opens sec.gov)
Jul 254
Bergman Judson0001628280-19-009046
SEC(opens sec.gov)
Jul 184
Bergman Judson0001628280-19-008800
SEC(opens sec.gov)
Jul 114
Bergman Judson0001628280-19-008708
SEC(opens sec.gov)
Jul 84
Bergman Judson0001628280-19-008630
SEC(opens sec.gov)

Companies

ENVESTNET, INC.Director, Chief Executive Officer

Address

35 EAST WACKER DRIVE, SUITE 2400

CHICAGO, IL, 60601