Insider · CIK 0001500191

Ratinoff Edward James

Reports to the SEC for 4 companies · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001500191

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-12-05	AXAxos Financial, Inc.S Sale	Director	SSale	−2,145 sh	$84.59	−$181K	46,209
2025-11-14	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,289 sh	$79.12	+$339K	50,498
2025-11-14	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−2,144 sh	$79.12	−$170K	48,354
2025-11-14	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,289 sh	—	—	0
2025-11-14	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+3,615 sh	—	—	3,615
2024-11-15	AXAxos Financial, Inc.S Sale	Director	SSale	−4,002 sh	$79.41	−$318K	46,209
2024-11-14	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+4,289 sh	—	—	4,289
2024-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$69.43	+$139K	48,209
2024-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,000 sh	$69.43	+$417K	54,209
2024-08-31	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−2,999 sh	$69.43	−$208K	51,210
2024-08-31	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−999 sh	$69.43	−$69.4K	50,211
2024-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	6,000
2024-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,000 sh	—	—	0
2023-12-12	AXAxos Financial, Inc.S Sale	Director	SSale	−3,000 sh	$48.86	−$147K	46,209
2023-08-31	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,333 sh	$43.09	−$57.4K	49,209
2023-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$43.09	+$86.2K	48,874
2023-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	$43.09	+$115K	51,541
2023-08-31	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−999 sh	$43.09	−$43K	50,542
2023-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+6,000 sh	—	—	12,667
2023-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	10,667
2023-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	8,000
2023-08-15	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,000 sh	$41.42	+$249K	49,874
2023-08-15	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	$41.42	−$124K	46,874
2023-08-15	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,000 sh	—	—	6,667
2022-09-01	AXAxos Financial, Inc.S Sale	Director	SSale	−3,668 sh	$40.57	−$149K	43,874
2022-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,667 sh	$41.78	+$195K	47,542
2022-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,667 sh	—	—	12,667
2022-08-15	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+6,000 sh	—	—	17,334
2022-08-01	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	$42.10	+$112K	42,875
2022-08-01	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	11,334
2021-09-05	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	—	—	41,549
2021-09-05	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,341 sh	$47.16	−$63.2K	40,208
2021-09-05	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	14,001
2021-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,666 sh	$48.48	+$129K	40,222
2021-08-31	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,340 sh	$48.48	−$65K	38,882
2021-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,666 sh	—	—	10,668
2021-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+6,000 sh	—	—	16,668
2021-08-01	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	$47.85	+$128K	38,897
2021-08-01	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,341 sh	$47.85	−$64.2K	37,556
2021-08-01	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	13,334
2021-02-25	AXAxos Financial, Inc.S Sale	Director	SSale	−5,302 sh	$47.00	−$249K	36,230
2020-09-05	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	$24.91	+$66.4K	42,873
2020-09-05	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,341 sh	$24.91	−$33.4K	41,532
2020-09-05	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	16,001
2020-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+8,000 sh	—	—	18,668
2020-08-17	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	$24.87	+$66.3K	41,547
2020-08-17	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,341 sh	$24.87	−$33.4K	40,206
2020-08-17	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	10,668
2020-08-01	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,666 sh	$22.41	+$59.7K	40,221
2020-08-01	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,341 sh	$22.41	−$30.1K	38,880

Recent filings

Accepted (ET)
Dec 84
Ratinoff Edward James0001500191-25-000006
SEC(opens sec.gov)
Nov 184
Ratinoff Edward James0001500191-25-000004
SEC(opens sec.gov)
Nov 154
Ratinoff Edward James0001299709-24-000250
SEC(opens sec.gov)
Sep 44
Ratinoff Edward James0001299709-24-000156
SEC(opens sec.gov)
Dec 134
Ratinoff Edward James0001299709-23-000318
SEC(opens sec.gov)
Sep 54
Ratinoff Edward James0001299709-23-000230
SEC(opens sec.gov)

Companies

Address

12777 HIGH BLUFF DRIVE SUITE 100

SAN DIEGO, CA, 92130