Insider · CIK 0001504216

Fishman Adam J

Reports to the SEC for 6 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001504216

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-29	TMSTeamshares IncA Award	Director	AAward	+14K sh	—	—	14,000
2017-06-01	FBR & Co.D Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−189K sh	—	—	0
2017-06-01	FBR & Co.Performance Stock UnitsD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−32.2K sh	—	—	0
2017-04-17	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−22.1K sh	$17.85	−$394K	189,224
2017-04-17	FBR & Co.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+25K sh	$14.40	+$360K	211,301
2017-04-17	FBR & Co.Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−25K sh	—	—	0
2017-03-08	FBR & Co.A Award	Executive Vice President	AAward	+28.5K sh	—	—	186,107
2017-02-06	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−8,211 sh	$14.90	−$122K	157,617
2016-05-05	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−19.5K sh	$18.62	−$362K	163,772
2016-05-05	FBR & Co.A Award	Executive Vice President	AAward	+36K sh	—	—	183,224
2016-04-27	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−4,509 sh	$18.37	−$82.8K	147,269
2016-04-08	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−9,961 sh	$18.44	−$184K	151,778
2016-04-08	FBR & Co.Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−10K sh	—	—	0
2016-04-08	FBR & Co.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+10K sh	$18.28	+$183K	161,739
2016-02-10	FBR & Co.A Award	Executive Vice President	AAward	+7,567 sh	—	—	151,346
2016-02-08	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−19.9K sh	$16.28	−$324K	143,779
2016-02-05	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−7,095 sh	$16.66	−$118K	163,699
2015-07-22	FBR & Co.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+6,666 sh	$22.44	+$150K	177,230
2015-07-22	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−6,528 sh	$23.26	−$152K	170,702
2015-07-22	FBR & Co.Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−6,666 sh	—	—	0
2015-05-19	FBR & Co.P Purchase	Executive Vice President	PPurchase	+2,000 sh	$20.94	+$41.9K	169,548
2015-04-27	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−3,435 sh	$21.50	−$73.9K	167,548
2015-02-23	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−7,085 sh	$24.06	−$170K	169,240
2015-02-10	FBR & Co.A Award	Executive Vice President	AAward	+4,214 sh	—	—	176,325
2014-02-04	FBR & Co.A Award	Executive Vice President	AAward	+20.1K sh	—	—	170,684
2013-08-09	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−30 sh	$29.78	−$893.4	147,228
2013-08-09	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−190 sh	$29.78	−$5,658.2	150,025
2013-04-29	FBR & Co.P Purchase	Executive Vice President	PPurchase	+5,000 sh	$20.38	+$102K	147,260
2013-02-21	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−6,721 sh	$4.30	−$28.9K	557,405
2013-02-21	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−1,802 sh	$4.30	−$7,748.6	564,126
2013-02-05	FBR & Co.A Award	Executive Vice President	AAward	+68.3K sh	—	—	565,928
2012-08-09	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−760 sh	$2.98	−$2,264.8	485,412
2012-06-07	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−2,016 sh	$2.80	−$5,644.8	473,981
2012-02-21	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−7,421 sh	$2.51	−$18.6K	475,997
2012-02-21	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−1,929 sh	$2.51	−$4,841.79	483,418
2012-02-08	FBR & Co.A Award	Executive Vice President	AAward	+139K sh	—	—	485,347
2011-08-09	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−763 sh	$2.61	−$1,991.43	338,525
2011-06-07	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−2,024 sh	$3.32	−$6,719.68	339,288
2011-04-27	FBR & Co.A Award	Executive Vice President	AAward	+100K sh	—	—	341,312
2011-04-27	FBR & Co.Employee Stock Options (right to buy)A Award	Executive Vice President	AAward	+100K sh	—	—	100,000
2011-02-23	FBR & Co.A Award	Executive Vice President	AAward	−68.8K sh	—	—	241,312
2011-02-21	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−1,799 sh	$3.95	−$7,106.05	185,895
2011-02-21	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−7,123 sh	$3.95	−$28.1K	187,694
2011-02-01	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−417 sh	$3.75	−$1,563.75	195,605
2011-02-01	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−788 sh	$3.75	−$2,955	194,817
2010-12-01	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−638 sh	$3.61	−$2,303.18	197,225
2010-12-01	FBR & Co.F Tax Payment	Executive Vice President	FTax Payment	−1,203 sh	$3.61	−$4,342.83	196,022

Recent filings

Accepted (ET)
Oct 8 21:034
Fishman Adam J0001193125-26-418245
SEC(opens sec.gov)
Jun 24
FBR & Co.0001140361-17-023556
SEC(opens sec.gov)
Apr 184
FBR & Co.0001140361-17-016079
SEC(opens sec.gov)
Mar 94
FBR & Co.0001140361-17-011198
SEC(opens sec.gov)
Feb 74
FBR & Co.0001140361-17-004875
SEC(opens sec.gov)
May 94
FBR & Co.0001140361-16-064092
SEC(opens sec.gov)
Apr 294
FBR & Co.0001140361-16-062623
SEC(opens sec.gov)
Apr 124
FBR & Co.0001140361-16-060952
SEC(opens sec.gov)
Feb 124
FBR & Co.0001140361-16-052189
SEC(opens sec.gov)
Feb 104
FBR & Co.0001140361-16-051488
SEC(opens sec.gov)
Feb 94
FBR & Co.0001140361-16-051168
SEC(opens sec.gov)
Jul 234
FBR & Co.0001140361-15-028388
SEC(opens sec.gov)

Companies

Address

C/O TEAMSHARES INC. 214 SULLIVAN STREET, 3B

NEW YORK, NY, 10012