Insider · CIK 0001505055

Sassoon David S.

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001505055

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-12-21	Global Brokerage, Inc.S Sale	General Counsel & Secretary	SSale	−11 sh	$12.45	−$136.983	139
2014-12-16	Global Brokerage, Inc.A Award	General Counsel & Secretary	AAward	+1,500 sh	—	—	1,500
2014-12-15	Global Brokerage, Inc.M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	+3,500 sh	$10.73	+$37.6K	3,500
2014-12-15	Global Brokerage, Inc.S Sale	General Counsel & Secretary	SSale	−3,500 sh	$16.64	−$58.2K	0
2014-12-15	Global Brokerage, Inc.Stock Options (right to buy)M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	−3,500 sh	—	—	9,500
2014-12-09	Global Brokerage, Inc.M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	+1,750 sh	$10.73	+$18.8K	1,750
2014-12-09	Global Brokerage, Inc.S Sale	General Counsel & Secretary	SSale	−1,750 sh	$16.76	−$29.3K	0
2014-12-09	Global Brokerage, Inc.Stock Options (right to buy)M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	−1,750 sh	—	—	13,000
2013-08-26	Global Brokerage, Inc.M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	+5,000 sh	$14.00	+$70K	5,000
2013-08-26	Global Brokerage, Inc.S Sale	General Counsel & Secretary	SSale	−5,000 sh	$19.46	−$97.3K	0
2013-08-26	Global Brokerage, Inc.Stock Options (right to buy)M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	−5,000 sh	—	—	87,500
2013-08-13	Global Brokerage, Inc.M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	+4,000 sh	$10.73	+$42.9K	4,000
2013-08-13	Global Brokerage, Inc.S Sale	General Counsel & Secretary	SSale	−4,000 sh	$18.77	−$75.1K	0
2013-08-13	Global Brokerage, Inc.Stock Options (right to buy)M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	−4,000 sh	—	—	14,750
2013-08-12	Global Brokerage, Inc.M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	+7,500 sh	$14.00	+$105K	7,500
2013-08-12	Global Brokerage, Inc.S Sale	General Counsel & Secretary	SSale	−7,500 sh	$18.08	−$136K	0
2013-08-12	Global Brokerage, Inc.Stock Options (right to buy)M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	−7,500 sh	—	—	92,500
2013-08-09	Global Brokerage, Inc.M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	+1,250 sh	$10.73	+$13.4K	1,250
2013-08-09	Global Brokerage, Inc.S Sale	General Counsel & Secretary	SSale	−1,250 sh	$18.00	−$22.5K	0
2013-08-09	Global Brokerage, Inc.Stock Options (right to buy)M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	−1,250 sh	—	—	18,750
2013-05-10	Global Brokerage, Inc.M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	+5,000 sh	$10.73	+$53.7K	5,000
2013-05-10	Global Brokerage, Inc.S Sale	General Counsel & Secretary	SSale	−5,000 sh	$14.40	−$72K	0
2013-05-10	Global Brokerage, Inc.Stock Options (right to buy)M Exercise/Conversion	General Counsel & Secretary	MExercise/Conversion	−5,000 sh	—	—	20,000
2011-11-23	Global Brokerage, Inc.P Purchase	General Counsel & Secretary	PPurchase	+100 sh	$8.83	+$882.99	100
2011-11-23	Global Brokerage, Inc.P Purchase	General Counsel & Secretary	PPurchase	+231 sh	$8.87	+$2,048.97	331
2011-11-23	Global Brokerage, Inc.P Purchase	General Counsel & Secretary	PPurchase	+169 sh	$8.88	+$1,500.72	500
2011-08-12	Global Brokerage, Inc.Stock Options (right to buy)A Award	General Counsel & Secretary	AAward	+25K sh	—	—	125,000
2010-12-01	Global Brokerage, Inc.Stock Options (right to buy)A Award	General Counsel & Secretary	AAward	+100K sh	—	—	100,000

Recent filings

Accepted (ET)
Dec 234
FXCM Inc.0001144204-15-072596
SEC(opens sec.gov)
Dec 184
FXCM Inc.0001144204-14-074763
SEC(opens sec.gov)
Dec 174
FXCM Inc.0001144204-14-074543
SEC(opens sec.gov)
Dec 114
FXCM Inc.0001144204-14-073431
SEC(opens sec.gov)
Aug 284
FXCM Inc.0001144204-13-048303
SEC(opens sec.gov)
Aug 134
FXCM Inc.0001144204-13-045314
SEC(opens sec.gov)

Companies

Global Brokerage, Inc.General Counsel & Secretary

Address

C/O FXCM INC. 32 OLD SLIP

NEW YORK, NY, 10005