Insider · CIK 0001509299

Upton Jerome T

Reports to the SEC for 2 companies · GLEN ALLEN, VA

sec.gov

Transactions

Companies

Filings

CIK

0001509299

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-03-02	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+83.2K sh	—	—	596,943
2026-03-02	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−36.6K sh	$8.46	−$309K	560,388
2026-03-02	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsA Award	EVP & Chief Financial Officer	AAward	+91.4K sh	—	—	91,429
2026-02-26	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+43.4K sh	—	—	498,204
2026-02-26	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−11.5K sh	$8.62	−$99.5K	486,656
2026-02-26	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+37.5K sh	—	—	524,162
2026-02-26	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−10.4K sh	$8.62	−$89.8K	513,747
2026-02-26	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−43.4K sh	—	—	43,431
2026-02-26	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−37.5K sh	—	—	75,012
2026-02-13	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+36.5K sh	—	—	464,474
2026-02-13	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−9,701 sh	$8.92	−$86.5K	454,773
2026-02-13	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−36.5K sh	—	—	0
2025-03-03	GNWGENWORTH FINANCIAL INCA Award	EVP & Chief Financial Officer	AAward	+31.8K sh	—	—	442,001
2025-03-03	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−14K sh	$6.96	−$97.5K	427,988
2025-02-26	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+43.4K sh	—	—	421,867
2025-02-26	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−11.6K sh	$6.65	−$77.3K	410,240
2025-02-26	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−43.4K sh	—	—	86,862
2025-02-26	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsA Award	EVP & Chief Financial Officer	AAward	+113K sh	—	—	112,518
2025-02-14	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+36.5K sh	—	—	373,137
2025-02-14	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−9,768 sh	$7.30	−$71.3K	363,369
2025-02-14	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+20.6K sh	—	—	383,945
2025-02-14	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−5,509 sh	$7.30	−$40.2K	378,436
2025-02-14	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−36.5K sh	—	—	36,486
2025-02-14	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−20.6K sh	—	—	0
2024-03-25	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+24.8K sh	—	—	346,969
2024-03-25	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−10.3K sh	$6.34	−$65.4K	336,651
2024-03-25	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−24.8K sh	—	—	0
2024-03-01	GNWGENWORTH FINANCIAL INCA Award	EVP & Chief Financial Officer	AAward	+143K sh	—	—	384,852
2024-03-01	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−62.7K sh	$6.15	−$386K	322,167
2024-02-26	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsA Award	EVP & Chief Financial Officer	AAward	+130K sh	—	—	130,293
2024-02-16	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+36.5K sh	—	—	236,830
2024-02-16	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−9,706 sh	$6.19	−$60.1K	227,124
2024-02-16	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+20.6K sh	—	—	247,700
2024-02-16	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−5,474 sh	$6.19	−$33.9K	242,226
2024-02-16	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−36.5K sh	—	—	72,972
2024-02-16	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−20.6K sh	—	—	20,576
2023-04-06	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+13.4K sh	—	—	206,271
2023-04-06	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−5,926 sh	$5.26	−$31.2K	200,345
2023-04-06	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−13.4K sh	—	—	0
2023-03-24	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+24.8K sh	—	—	203,829
2023-03-24	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−11K sh	$4.70	−$51.5K	192,866
2023-03-24	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−24.8K sh	—	—	24,802
2023-03-01	GNWGENWORTH FINANCIAL INCA Award	EVP & Chief Financial Officer	AAward	+75.2K sh	—	—	212,267
2023-03-01	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−33.2K sh	$6.15	−$204K	179,027
2023-02-17	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+20.6K sh	—	—	143,725
2023-02-17	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−6,660 sh	$6.23	−$41.5K	137,065
2023-02-17	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	−20.6K sh	—	—	41,152
2023-02-16	GNWGENWORTH FINANCIAL INC · Restricted Stock UnitsA Award	EVP & Chief Financial Officer	AAward	+109K sh	—	—	109,457
2022-05-16	GNWGENWORTH FINANCIAL INCM Exercise/Conversion	EVP & Chief Financial Officer	MExercise/Conversion	+13.5K sh	—	—	129,155
2022-05-16	GNWGENWORTH FINANCIAL INCF Tax Payment	EVP & Chief Financial Officer	FTax Payment	−6,006 sh	$3.95	−$23.7K	123,149

Recent filings

Accepted (ET)
Mar 34
Upton Jerome T0001509299-26-000006
SEC(opens sec.gov)
Feb 274
Upton Jerome T0001509299-26-000004
SEC(opens sec.gov)
Feb 184
Upton Jerome T0001509299-26-000002
SEC(opens sec.gov)
Mar 44
Upton Jerome T0000950170-25-032115
SEC(opens sec.gov)
Feb 284
Upton Jerome T0000950170-25-030031
SEC(opens sec.gov)
Feb 194
Upton Jerome T0000950170-25-023353
SEC(opens sec.gov)

Companies

Address

C/O GENWORTH FINANCIAL, INC. 11011 WEST BROAD STREET

GLEN ALLEN, VA, 23060