Insider · CIK 0001512058

Zisson Alex

Reports to the SEC for 4 companies · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001512058

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-09-09	Clarus Therapeutics Holdings, Inc.A Award	Director, 10% Owner	AAward	+491K sh	—	—	490,531
2021-09-09	Clarus Therapeutics Holdings, Inc.A Award	Director, 10% Owner	AAward	+2.73M sh	—	—	3,221,625
2021-09-09	Clarus Therapeutics Holdings, Inc.A Award	Director, 10% Owner	AAward	+2.47M sh	—	—	5,692,381
2015-05-05	Auspex Pharmaceuticals, Inc.U Disposition from Tender	Director, 10% Owner	UDisposition from Tender	−4.84M sh	—	—	0
2015-01-28	Auspex Pharmaceuticals, Inc.S Sale	Director, 10% Owner	SSale	−730K sh	$53.11	−$38.8M	4,835,731
2015-01-08	Auspex Pharmaceuticals, Inc.M Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	+319K sh	$3.88	+$1.24M	5,589,739
2015-01-08	Auspex Pharmaceuticals, Inc.D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−24K sh	$51.57	−$1.24M	5,565,731
2015-01-08	Auspex Pharmaceuticals, Inc.Common Stock WarrantM Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	−59.3K sh	—	—	0
2015-01-08	Auspex Pharmaceuticals, Inc.Common Stock WarrantM Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	−170K sh	—	—	0
2015-01-08	Auspex Pharmaceuticals, Inc.Common Stock WarrantM Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	−90.2K sh	—	—	0
2014-10-09	Auspex Pharmaceuticals, Inc.M Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	+60.2K sh	$3.88	+$233K	5,280,375
2014-10-09	Auspex Pharmaceuticals, Inc.D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−9,771 sh	$23.89	−$233K	5,270,604
2014-10-09	Auspex Pharmaceuticals, Inc.Common Stock WarrentM Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	−60.2K sh	—	—	0
2014-05-14	Auspex Pharmaceuticals, Inc.M Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	+65.8K sh	$3.88	+$255K	5,232,624
2014-05-14	Auspex Pharmaceuticals, Inc.D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−12.4K sh	$20.60	−$255K	5,220,224
2014-05-14	Auspex Pharmaceuticals, Inc.Common Stock WarrantsM Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	−65.8K sh	—	—	0
2014-05-14	Auspex Pharmaceuticals, Inc.X Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+65.8K sh	$3.88	+$255K	5,232,624
2014-05-14	Auspex Pharmaceuticals, Inc.S Sale	Director, 10% Owner	SSale	−12.4K sh	$20.60	−$255K	5,220,224
2014-05-14	Auspex Pharmaceuticals, Inc.Common Stock WarrantsX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−65.8K sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.C Conversion	Director, 10% Owner	CConversion	+5.08M sh	—	—	5,083,451
2014-02-10	Auspex Pharmaceuticals, Inc.P Purchase	Director, 10% Owner	PPurchase	+83.3K sh	$12.00	+$1M	5,166,785
2014-02-10	Auspex Pharmaceuticals, Inc.Series B Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−2.29M sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Series C Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−7.55M sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Series D Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−11.9M sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Series E Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−1.12M sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Preferred Stock WarrantC Conversion	Director, 10% Owner	CConversion	−296K sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Common Stock WarrantC Conversion	Director, 10% Owner	CConversion	+65.8K sh	—	—	65,839
2014-02-10	Auspex Pharmaceuticals, Inc.Preferred Stock WarrantC Conversion	Director, 10% Owner	CConversion	−271K sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Common Stock WarrantC Conversion	Director, 10% Owner	CConversion	+60.2K sh	—	—	60,151
2014-02-10	Auspex Pharmaceuticals, Inc.Preferred Stock WarrantC Conversion	Director, 10% Owner	CConversion	−267K sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Common Stock WarrantC Conversion	Director, 10% Owner	CConversion	+59.3K sh	—	—	59,277
2014-02-10	Auspex Pharmaceuticals, Inc.Preferred Stock WarrantC Conversion	Director, 10% Owner	CConversion	−763K sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Common Stock WarrantC Conversion	Director, 10% Owner	CConversion	+170K sh	—	—	169,630
2014-02-10	Auspex Pharmaceuticals, Inc.Preferred Stock WarrantC Conversion	Director, 10% Owner	CConversion	−406K sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Common Stock WarrantC Conversion	Director, 10% Owner	CConversion	+90.2K sh	—	—	90,228
2013-07-15	Ocera Therapeutics, Inc.J Other	Formerly a director	JOther	+2.5M sh	$6.00	+$15M	2,500,002
2013-06-03	Celator Pharmaceuticals IncStock Option (right to buy)A Award	Director	AAward	+28K sh	—	—	28,000
2012-08-07	Ocera Therapeutics, Inc.Stock Option (Right to Buy)A Award	Formerly a director	AAward	+31.8K sh	—	—	31,835
2012-08-07	Ocera Therapeutics, Inc.Stock Option (Right to Buy)A Award	Formerly a director	AAward	+31.8K sh	—	—	31,835
2011-04-19	Ocera Therapeutics, Inc.Stock Option (Right to Buy)A Award	Formerly a director	AAward	+25K sh	—	—	25,000
2011-04-19	Ocera Therapeutics, Inc.Stock Option (right to buy)A Award	Formerly a director	AAward	+25K sh	—	—	25,000

Recent filings

Accepted (ET)
Sep 134
Zisson Alex0001213900-21-047814
SEC(opens sec.gov)
May 64
Auspex Pharmaceuticals, Inc.0001209191-15-039540
SEC(opens sec.gov)
Jan 304
Auspex Pharmaceuticals, Inc.0001012975-15-000074
SEC(opens sec.gov)
Jan 124
Auspex Pharmaceuticals, Inc.0001012975-15-000021
SEC(opens sec.gov)
Oct 144
Auspex Pharmaceuticals, Inc.0001012975-14-000663
SEC(opens sec.gov)
Sep 194/A
Auspex Pharmaceuticals, Inc.0001012975-14-000571
SEC(opens sec.gov)
Sep 94
Auspex Pharmaceuticals, Inc.0001209191-14-057169
SEC(opens sec.gov)
Feb 124
Auspex Pharmaceuticals, Inc.0001209191-14-009891
SEC(opens sec.gov)

Companies

Address

C/O THOMAS, MCNERNEY & PARTNERS 60 SOUTH SIXTH STREET, SUITE 3620

MINNEAPOLIS, MN, 55402