Insider · CIK 0001512119

Raffin Thomas A.

Reports to the SEC for 3 companies · AMES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001512119

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-07-08	Akoya Biosciences, Inc.J Other	Director	JOther	−235K sh	—	—	0
2025-07-08	Akoya Biosciences, Inc.J Other	Director	JOther	−1.74M sh	—	—	0
2025-07-08	Akoya Biosciences, Inc.J Other	Director	JOther	−15.9M sh	—	—	0
2025-07-08	Akoya Biosciences, Inc.Stock Option (Right to Buy)J Other	Director	JOther	−16.9K sh	—	—	0
2025-07-08	Akoya Biosciences, Inc.Stock Option (right to buy)J Other	Director	JOther	−30.5K sh	—	—	0
2025-07-08	Akoya Biosciences, Inc.Stock Option (right to buy)J Other	Director	JOther	−56.3K sh	—	—	0
2025-07-08	Akoya Biosciences, Inc.Stock Option (right to buy)J Other	Director	JOther	−50K sh	—	—	0
2024-12-12	LUMOS PHARMA, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−9,406 sh	—	—	0
2024-12-12	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,345 sh	—	—	0
2024-12-12	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,328 sh	—	—	0
2024-12-12	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,684 sh	—	—	0
2024-12-12	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,431 sh	—	—	0
2024-12-12	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,910 sh	—	—	0
2024-12-12	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,777 sh	—	—	0
2024-12-12	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−10.4K sh	—	—	0
2024-06-05	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+3,328 sh	—	—	3,328
2024-06-04	Akoya Biosciences, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+50K sh	—	—	50,000
2023-06-12	Akoya Biosciences, Inc.P Purchase	Director	PPurchase	+20K sh	$5.00	+$100K	234,592
2023-06-12	Akoya Biosciences, Inc.P Purchase	Director	PPurchase	+197K sh	$5.00	+$983K	1,737,712
2023-06-12	Akoya Biosciences, Inc.P Purchase	Director	PPurchase	+1.8M sh	$5.00	+$9.02M	15,937,535
2023-06-01	Akoya Biosciences, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+56.3K sh	—	—	56,322
2023-05-10	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+3,345 sh	—	—	3,345
2022-08-25	LUMOS PHARMA, INC.P Purchase	Director	PPurchase	+1,150 sh	$8.46	+$9,729	9,406
2022-06-01	Akoya Biosciences, Inc.Stock Option (Right to BuyA Award	Director	AAward	+30.5K sh	—	—	30,549
2022-05-05	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+3,431 sh	—	—	3,431
2021-05-21	Akoya Biosciences, Inc.Stock Option (Right to BuyA Award	Director	AAward	+16.9K sh	—	—	16,860
2021-05-20	LUMOS PHARMA, INC.A Award	Director	AAward	+367 sh	—	—	8,256
2021-05-20	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+2,910 sh	—	—	2,910
2020-04-03	LUMOS PHARMA, INC.A Award	Director	AAward	+709 sh	—	—	7,889
2020-04-03	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+5,684 sh	—	—	5,684
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−26.2K sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+13.1K sh	—	—	13,095
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−17.9K sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+8,929 sh	—	—	8,929
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,571 sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+1,786 sh	—	—	1,786
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−47.6K sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+23.8K sh	—	—	23,810
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−17.9K sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+5,952 sh	—	—	5,952
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+4,000 sh	—	—	4,000
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15.7K sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+5,220 sh	—	—	5,220
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,349 sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+1,588 sh	—	—	1,588
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−17.8K sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+8,887 sh	—	—	8,887
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−4,782 sh	—	—	0
2019-07-31	LUMOS PHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+2,391 sh	—	—	2,391

Recent filings

Accepted (ET)
Jul 104
Raffin Thomas A.0001062993-25-012723
SEC(opens sec.gov)
Dec 134
Raffin Thomas A.0001126234-24-000117
SEC(opens sec.gov)
Jun 74
Raffin Thomas A.0001126234-24-000074
SEC(opens sec.gov)
Jun 54
Raffin Thomas A.0001104659-24-068750
SEC(opens sec.gov)
Jun 124
Raffin Thomas A.0001104659-23-070479
SEC(opens sec.gov)

Companies

Address

C/O NEWLINK GENETICS CORPORATION 2503 SOUTH LOOP DR., SUITE 5100

AMES, IA, 50010