Insider · CIK 0001513473

Vogel Stephen A

Reports to the SEC for 6 companies · AUSTIN, TX

sec.gov

Transactions

Companies

Filings

CIK

0001513473

Forms 4 and 5

Insider transactions

44 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-08-15	MVSTMicrovast Holdings, Inc.A Award	Director	AAward	+53.7K sh	—	—	4,143,463
2022-07-01	MVSTMicrovast Holdings, Inc.A Award	Director	AAward	+36K sh	—	—	4,053,756
2022-07-01	MVSTMicrovast Holdings, Inc.A Award	Director	AAward	+36K sh	—	—	4,089,792
2022-04-11	MVSTMicrovast Holdings, Inc.J Other	Director	JOther	+3.85M sh	—	—	4,017,720
2022-04-11	MVSTMicrovast Holdings, Inc.J Other	Director	JOther	−5.4M sh	—	—	0
2022-04-11	MVSTMicrovast Holdings, Inc.J Other	Director	JOther	+3.86M sh	—	—	4,024,720
2022-04-11	MVSTMicrovast Holdings, Inc. · WarrantsJ Other	Director	JOther	−391K sh	—	—	0
2022-04-11	MVSTMicrovast Holdings, Inc. · WarrantsJ Other	Director	JOther	+4,012 sh	—	—	154,012
2022-04-11	MVSTMicrovast Holdings, Inc.J Other	Director	JOther	−5.4M sh	—	—	0
2022-04-11	MVSTMicrovast Holdings, Inc. · WarrantsJ Other	Director	JOther	−391K sh	—	—	0
2022-04-11	MVSTMicrovast Holdings, Inc. · WarrantsJ Other	Director	JOther	+512 sh	—	—	150,512
2021-08-04	MVSTMicrovast Holdings, Inc.A Award	Director	AAward	+8,894 sh	—	—	168,650
2021-07-30	MVSTMicrovast Holdings, Inc.A Award	Director	AAward	+8,894 sh	—	—	168,650
2021-07-30	MVSTMicrovast Holdings, Inc.A Award	Director	AAward	+9,756 sh	—	—	159,756
2021-07-23	MVSTMicrovast Holdings, Inc.C Conversion	Director	CConversion	+150K sh	$10.00	+$1.5M	150,000
2021-07-23	MVSTMicrovast Holdings, Inc. · Convertible Promissory NoteA Award	Director	AAward	—	$10.00	—	—
2021-07-23	MVSTMicrovast Holdings, Inc.J Other	Director	JOther	−1.96M sh	—	—	5,404,320
2021-07-23	MVSTMicrovast Holdings, Inc. · Convertible Promissory NotesC Conversion	Director	CConversion	−150K sh	$10.00	−$1.5M	0
2021-07-23	MVSTMicrovast Holdings, Inc. · WarrantsC Conversion	Director	CConversion	+150K sh	$10.00	+$1.5M	541,012
2021-07-23	MVSTMicrovast Holdings, Inc. · WarrantsJ Other	Director	JOther	−168K sh	—	—	391,012
2018-02-22	ConvergeOne Holdings, Inc.WarrantsJ Other	Former Director	JOther	+30.6K sh	—	—	30,625
2018-02-22	ConvergeOne Holdings, Inc.P Purchase	Former Director	PPurchase	+938K sh	$8.00	+$7.5M	937,500
2018-02-22	ConvergeOne Holdings, Inc.J Other	Former Director	JOther	+973K sh	—	—	1,910,187
2013-07-01	NetSpend Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−56.2K sh	$16.00	−$899K	0
2013-02-17	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	−4,944 sh	—	—	0
2013-02-17	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,944 sh	—	—	56,169
2013-02-09	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	−16.3K sh	—	—	4,944
2013-02-09	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+16.3K sh	—	—	51,255
2012-03-04	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+404 sh	—	—	34,526
2012-03-04	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	−404 sh	—	—	21,239
2012-02-17	NetSpend Holdings, Inc.A Award	Director	AAward	+4,944 sh	—	—	21,643
2012-02-17	NetSpend Holdings, Inc.A Award	Director	AAward	+4,944 sh	—	—	30,372
2012-02-16	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	−9,122 sh	—	—	25,428
2012-02-16	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	−9,122 sh	—	—	16,699
2012-02-16	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+9,122 sh	—	—	34,122
2012-02-16	NetSpend Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+9,122 sh	—	—	34,122
2012-02-09	NetSpend Holdings, Inc.A Award	Director	AAward	+16.3K sh	—	—	25,821
2012-02-09	NetSpend Holdings, Inc.A Award	Director	AAward	+25K sh	—	—	34,550
2011-08-16	NetSpend Holdings, Inc.P Purchase	Director	PPurchase	+9,700 sh	$4.49	+$43.6K	34,526
2011-08-15	NetSpend Holdings, Inc.P Purchase	Director	PPurchase	+5,300 sh	$4.57	+$24.2K	24,826
2011-08-10	NetSpend Holdings, Inc.P Purchase	Director	PPurchase	+5,500 sh	$4.09	+$22.5K	19,526
2011-08-09	NetSpend Holdings, Inc.P Purchase	Director	PPurchase	+4,500 sh	$4.14	+$18.6K	14,026
2011-03-04	NetSpend Holdings, Inc.A Award	Director	AAward	+404 sh	—	—	9,526
2011-02-16	NetSpend Holdings, Inc.A Award	Director	AAward	+9,122 sh	—	—	9,122

Recent filings

Accepted (ET)
Mar 294
Vogel Stephen A0000947871-24-000323
SEC(opens sec.gov)
Jul 64
Vogel Stephen A0001760689-22-000068
SEC(opens sec.gov)
Jun 284/A
Vogel Stephen A0001760689-22-000045
SEC(opens sec.gov)
Apr 134
Vogel Stephen A0001760689-22-000002
SEC(opens sec.gov)
Aug 64
Vogel Stephen A0001874937-21-000001
SEC(opens sec.gov)
Aug 64/A
Vogel Stephen A0001874937-21-000006
SEC(opens sec.gov)
Aug 34
Vogel Stephen A0000947871-21-000866
SEC(opens sec.gov)
Jul 274
Vogel Stephen A0001094891-21-000268
SEC(opens sec.gov)

Companies

Address

701 BRAZOS STREET, SUITE 1300

AUSTIN, TX, 78701