Insider · CIK 0001514104

Arnall Stephen A.

Reports to the SEC for 2 companies · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001514104

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-12-20	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+1,500 sh	$6.76	+$10.1K	28,385
2018-06-01	Logan Ridge Finance Corp.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+8,500 sh	—	—	26,885
2018-06-01	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−8,500 sh	—	—	0
2017-09-25	Logan Ridge Finance Corp.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,375 sh	—	—	18,385
2017-09-25	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,375 sh	—	—	8,500
2017-08-10	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+1,100 sh	$9.05	+$9,959.4	12,010
2016-09-25	Logan Ridge Finance Corp.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+2,125 sh	—	—	10,910
2016-09-25	Logan Ridge Finance Corp.AwardsA Award	Chief Financial Officer	AAward	+3,000 sh	—	—	17,000
2016-09-25	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−2,125 sh	—	—	14,875
2015-11-13	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+750 sh	$13.50	+$10.1K	8,785
2015-09-15	Logan Ridge Finance Corp.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+1,750 sh	—	—	7,200
2015-09-15	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−1,750 sh	—	—	14,000
2015-05-27	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+600 sh	$17.17	+$10.3K	5,450
2015-02-26	Logan Ridge Finance Corp.AwardsA Award	Chief Financial Officer	AAward	+15.8K sh	—	—	15,750
2014-12-19	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+500 sh	$18.79	+$9,396.3	4,850
2014-09-23	Logan Ridge Finance Corp.J Other	Chief Financial Officer	JOther	+1,750 sh	$18.41	+$32.2K	4,350
2013-11-18	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+200 sh	$19.12	+$3,824.8	700
2013-11-18	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+860 sh	$19.13	+$16.4K	1,560
2013-11-18	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+100 sh	$19.14	+$1,913.5	1,945
2013-11-18	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+555 sh	$19.14	+$10.6K	2,500
2013-11-18	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+100 sh	$19.14	+$1,914.4	2,600
2013-11-18	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+285 sh	$19.13	+$5,452.05	1,845
2013-11-18	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+200 sh	$19.12	+$3,824	200
2013-11-18	Logan Ridge Finance Corp.P Purchase	Chief Financial Officer	PPurchase	+300 sh	$19.12	+$5,736.75	500
2011-02-24	Park Sterling CorpA Award	Principal Accounting Officer	AAward	+13.9K sh	—	—	25,260
2010-08-12	Park Sterling CorpStock OptionA Award	Principal Accounting Officer	AAward	+32.2K sh	—	—	32,240
2010-05-15	Park Sterling CorpP Purchase	Principal Accounting Officer	PPurchase	+400 sh	$7.35	+$2,940	11,400

Recent filings

Accepted (ET)
Dec 214
Arnall Stephen A.0001144204-18-066013
SEC(opens sec.gov)
Jun 54
Arnall Stephen A.0001144204-18-032764
SEC(opens sec.gov)
Sep 254
Arnall Stephen A.0001144204-17-049527
SEC(opens sec.gov)
Aug 144
Arnall Stephen A.0001461373-17-000035
SEC(opens sec.gov)
Sep 274
Capitala Finance Corp.0001144204-16-125618
SEC(opens sec.gov)
Nov 164
Capitala Finance Corp.0001144204-15-065699
SEC(opens sec.gov)
Sep 164
Capitala Finance Corp.0001144204-15-055343
SEC(opens sec.gov)
May 284
Capitala Finance Corp.0001144204-15-034023
SEC(opens sec.gov)
Mar 24
Capitala Finance Corp.0001144204-15-013327
SEC(opens sec.gov)
Dec 224
Capitala Finance Corp.0001144204-14-075240
SEC(opens sec.gov)
Sep 304
Capitala Finance Corp.0001144204-14-058849
SEC(opens sec.gov)
Nov 204
Capitala Finance Corp.0001181431-13-059949
SEC(opens sec.gov)

Companies

Address

1043 EAST MOREHEAD STREET, SUITE 201

CHARLOTTE, NC, 28204