Waxman Alan

CIK 00015151327 companiesFORT WORTH, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001515132

Recent Transactions

44 trades

Conversion
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+3,881,988→ 3,881,988 total
Exercise of In-Money
Caris Life Sciences, Inc.$CAI
2018 Warrants
2025-06-20−684,731→ 0 total
Conversion
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+531,746→ 1,010,525 total
Exercise of In-Money
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+2,255,048→ 3,976,063 total
Exercise of In-Money
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+90,059→ 1,219,271 total
Conversion
Caris Life Sciences, Inc.$CAI
Series C Preferred Stock
2025-06-20−13,975,155→ 0 total
Conversion
Caris Life Sciences, Inc.$CAI
Series D Preferred Stock
2025-06-20−23,574,073→ 0 total
Exercise of In-Money
Caris Life Sciences, Inc.$CAI
2020 Warrants
2025-06-20−10,829,823→ 0 total
Exercise of In-Money
Caris Life Sciences, Inc.$CAI
2020 Warrants
2025-06-20−569,991→ 0 total
Conversion
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+478,779→ 478,779 total
Exercise of In-Money
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+1,711,113→ 5,687,176 total
Conversion
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+10,103,175→ 10,103,175 total
Conversion
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+3,493,789→ 3,493,789 total
Exercise of In-Money
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+118,687→ 1,129,212 total
Conversion
Caris Life Sciences, Inc.$CAI
Series C Preferred Stock
2025-06-20−6,884,058→ 0 total
Conversion
Caris Life Sciences, Inc.$CAI
Series C Preferred Stock
2025-06-20−15,527,951→ 0 total
Conversion
Caris Life Sciences, Inc.$CAI
Series C Preferred Stock
2025-06-20−1,915,114→ 0 total
Conversion
Caris Life Sciences, Inc.$CAI
Series D Preferred Stock
2025-06-20−1,240,740→ 0 total
Exercise of In-Money
Caris Life Sciences, Inc.$CAI
2018 Warrants
2025-06-20−13,009,892→ 0 total
Conversion
Caris Life Sciences, Inc.$CAI
Common Stock
2025-06-20+1,721,015→ 1,721,015 total
Purchase
Sixth Street Lending Partners
Common shares of beneficial interest, par value $0.001
2024-12-17$29.37/sh+477,048→ 1,875,196 total
Purchase
Sixth Street Lending Partners
Common shares of beneficial interest, par value $0.001
2024-12-17$29.37/sh+2,620,037→ 10,471,527 total
Sale
AvePoint, Inc.$AVPT
Common Stock
2023-09-15$6.00/sh−7,777,746→ 3,756,312 total
Sale
AvePoint, Inc.$AVPT
Common Stock
2023-09-15$6.00/sh−4,984,140→ 2,407,123 total
Sale
AvePoint, Inc.$AVPT
Common Stock
2023-09-15$6.00/sh−3,904,714→ 1,885,806 total
Sale
AvePoint, Inc.$AVPT
Common Stock
2023-06-13$6.16/sh−1,345,723→ 7,391,263 total
Sale
AvePoint, Inc.$AVPT
Common Stock
2023-06-13$6.16/sh−1,054,277→ 5,790,520 total
Sale
AvePoint, Inc.$AVPT
Common Stock
2023-06-13$6.16/sh−2,100,000→ 11,534,058 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2018-03-01$18.28/sh+1,119.5→ 140,447.01 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2016-11-21$18.39/sh+229.65→ 139,327.38 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2014-10-15$15.66/sh+14.94→ 139,097.73 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2014-03-26$16.00/sh+9,685.49→ 139,082.79 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2013-12-31$15.35/sh+14,071.82→ 129,397.3 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2013-09-13$1019.62/sh+81.48→ 1,729.64 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2013-02-06$1021.87/sh+845→ 33,177 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2012-12-10$1008.26/sh+6,905→ 32,332 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2012-09-13$1011.56/sh+3,856→ 25,427 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2012-06-18$1005.67/sh+2,184→ 21,571 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2012-03-16$985.01/sh+4,867→ 18,854 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2012-02-08$985.12/sh+2,271→ 13,987 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2012-02-01$985.21/sh+3,741→ 11,716 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2011-12-16$981.57/sh+573→ 7,975 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2011-08-01$960.56/sh+4,534→ 7,402 total
Purchase
Sixth Street Specialty Lending, Inc.$TSLX
Common Stock
2011-06-17$1000.00/sh+2,868→ 2,868 total

Companies

Recent Filings

4
Waxman Alan
Jun 23, 2025

Address

C/O TPG CAPITAL, L.P. 301 COMMERCE ST., SUITE 3300

FORT WORTH, TX, 76102

View on SEC.gov