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Insider · CIK 0001520374

Berholtz Randy

Reports to the SEC for 3 companies · SAN DIEGO, CA

Transactions

9

Companies

3

Filings

6

CIK

0001520374

Forms 4 and 5

Insider transactions

9 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-04-05	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	EVP, CORPORATE DEVELOPMENT	AAward	+1M sh	$0.13	+$134K	3,675,000
2018-02-23	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	EVP, CORPORATE DEVELOPMENT	AAward	+500K sh	$0.18	+$89.5K	2,675,000
2017-11-22	INNOVUS PHARMACEUTICALS, INC.P Purchase	EVP, CORPORATE DEVELOPMENT	PPurchase	+4,900 sh	$0.10	+$473.83	9,890
2017-11-22	INNOVUS PHARMACEUTICALS, INC.P Purchase	EVP, CORPORATE DEVELOPMENT	PPurchase	+2,000 sh	$0.10	+$190.8	16,880
2017-11-22	INNOVUS PHARMACEUTICALS, INC.P Purchase	EVP, CORPORATE DEVELOPMENT	PPurchase	+4,990 sh	$0.10	+$483.032	14,880
2017-11-22	INNOVUS PHARMACEUTICALS, INC.P Purchase	EVP, CORPORATE DEVELOPMENT	PPurchase	+4,990 sh	$0.10	+$483.032	4,990
2012-12-18	SEELOS THERAPEUTICS, INC.Stock Option (right to buy)A Award	E.V.P., General Counsel & Sec.	AAward	+55K sh	—	—	55,000
2012-03-05	SEELOS THERAPEUTICS, INC.Stock Option (right to buy)A Award	E.V.P., General Counsel & Sec.	AAward	+184K sh	—	—	183,500
2011-08-11	SEELOS THERAPEUTICS, INC.A Award	E.V.P., General Counsel & Sec.	AAward	+5,769 sh	—	—	5,769

Recent filings

6

Accepted (ET)
Apr 64
Berholtz Randy0001415889-18-000591
SEC(opens sec.gov)
Feb 274
Berholtz Randy0001415889-18-000326
SEC(opens sec.gov)
Nov 274
Berholtz Randy0001415889-17-001860
SEC(opens sec.gov)
Dec 204
Berholtz Randy0001144204-12-069050
SEC(opens sec.gov)
Mar 74
Berholtz Randy0001144204-12-013620
SEC(opens sec.gov)
Aug 154
Berholtz Randy0001144204-11-047614
SEC(opens sec.gov)

Companies

3

Address

6330 NANCY RIDGE DRIVE, SUITE 103

SAN DIEGO, CA, 92121