Insider · CIK 0001522536

BASSAS STEPHAN

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001522536

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+1,079.795 sh	$13.66	+$14.7K	1,079.795
2022-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−316.172 sh	—	—	632.344
2022-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+316.172 sh	—	—	2,867.172
2022-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−316.172 sh	$13.66	−$4,318.908	2,551
2021-01-29	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−3,828.691 sh	—	—	0
2021-01-29	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−3,828.691 sh	$14.93	−$57.2K	2,551
2021-01-29	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+3,828.691 sh	—	—	6,379.691
2021-01-29	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+887.475 sh	$14.93	+$13.3K	887.475
2020-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,057.875 sh	—	—	0
2020-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+5,616.984 sh	—	—	8,167.984
2020-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−3,559.109 sh	—	—	3,559.109
2020-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−5,616.984 sh	$14.38	−$80.8K	2,551
2019-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−1,925.75 sh	—	—	1,925.75
2019-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+5,256.35 sh	—	—	7,807.35
2019-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−3,330.6 sh	—	—	6,661.2
2019-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−5,256.35 sh	$12.00	−$63.1K	2,551
2018-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−1,802.01 sh	$12.97	−$23.4K	2,551
2018-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−1,802.01 sh	—	—	3,604.02
2018-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+1,802.01 sh	—	—	4,353.01
2018-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+9,350.04 sh	$12.97	+$121K	9,350.04
2017-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+5,076.63 sh	$13.05	+$66.3K	5,076.63
2017-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+203.07 sh	$13.05	+$2,650.064	203.07
2015-09-15	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTP Purchase	Portfolio Manager	PPurchase	+500 sh	$12.18	+$6,089.5	2,551
2015-09-08	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTP Purchase	Portfolio Manager	PPurchase	+500 sh	$12.26	+$6,128.5	2,051
2013-12-05	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTP Purchase	Portfolio Manager	PPurchase	+750 sh	$12.55	+$9,412.5	1,551
2012-12-10	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTJ Other	Portfolio Manager	JOther	+801 sh	—	—	801
2012-12-10	BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC.J Other	Portfolio Manager	JOther	−1,000 sh	—	—	0

Recent filings

Accepted (ET)
Feb 34
BASSAS STEPHAN0000899243-22-004456
SEC(opens sec.gov)
Feb 24
BASSAS STEPHAN0000899243-21-004518
SEC(opens sec.gov)
Feb 44
BASSAS STEPHAN0000899243-20-003063
SEC(opens sec.gov)
Feb 44
BASSAS STEPHAN0001209191-19-006978
SEC(opens sec.gov)
Feb 24
BASSAS STEPHAN0001209191-18-006950
SEC(opens sec.gov)

Companies

Address

55 EAST 52ND ST.

NEW YORK, NY, 10055