Waterfield John Randall

CIK 00015243685 companiesSAN DIEGO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001524368

Recent Transactions

50 trades

Award
GEE Group Inc.$JOB
Option to Purchase Common Stock
2025-06-10$0.20/sh+50,000→ 50,000 total
Purchase
GEE Group Inc.$JOB
Common Stock, no par value
2025-01-14$0.24/sh+131,779→ 936,779 total
Purchase
GEE Group Inc.$JOB
Common stock, no par value
2024-06-04$0.38/sh+150,000→ 805,000 total
Purchase
GEE Group Inc.$JOB
Common stock, no par value
2024-05-31$0.37/sh+150,000→ 655,000 total
Purchase
GEE Group Inc.$JOB
Common Stock, no par value
2024-05-29$0.36/sh+50,879→ 505,000 total
Purchase
GEE Group Inc.$JOB
Common Stock, no par value
2024-05-28$0.36/sh+99,121→ 454,121 total
Purchase
GEE Group Inc.$JOB
Common Stock, no par value
2024-05-24$0.36/sh+100,000→ 355,000 total
Purchase
GEE Group Inc.$JOB
Common Stock, no par value
2024-05-23$0.35/sh+80,000→ 255,000 total
Purchase
GEE Group Inc.$JOB
Common Stock, no par value
2024-05-22$0.36/sh+125,000→ 175,000 total
Award
GEE Group Inc.$JOB
Common Stock, no par value
2023-09-19$0.59/sh+50,000→ 50,000 total
Purchase
26 Capital Acquisition Corp.
Warrants
2022-05-10$0.51/sh+46,240→ 1,143,858 total
Purchase
26 Capital Acquisition Corp.
Warrants
2022-05-02$0.51/sh+11,265→ 1,097,618 total
Purchase
26 Capital Acquisition Corp.
Warrants
2022-04-29$0.51/sh+7,135→ 1,086,353 total
Purchase
26 Capital Acquisition Corp.
Warrants
2022-04-28$0.51/sh+34,250→ 1,079,218 total
Purchase
26 Capital Acquisition Corp.
Warrants
2022-04-27$0.50/sh+3,301→ 1,044,968 total
Purchase
26 Capital Acquisition Corp.
Warrants
2022-03-03$0.50/sh+57,559→ 1,041,667 total
Purchase
26 Capital Acquisition Corp.
Warrants
2022-03-02$0.49/sh+984,108→ 984,108 total
Disposition to Issuer
SMTC CORP
Stock Option (right to buy)
2021-04-05$4.24/sh−20,230→ 0 total
Disposition to Issuer
SMTC CORP
Common Stock
2021-04-05$6.04/sh−1,019,791→ 0 total
Disposition to Issuer
ASURE SOFTWARE INC$ASUR
Stock Option (Option to Buy)
2020-02-28−5,000→ 0 total
Award
ASURE SOFTWARE INC$ASUR
Stock Option (Option to Buy)
2020-02-28+5,000→ 5,000 total
Award
SMTC CORP
Common Stock
2019-12-10+7,082→ 1,019,791 total
Sale
ASURE SOFTWARE INC$ASUR
Common Stock
2019-11-20$8.46/sh−97,839→ 34,947 total
Sale
ASURE SOFTWARE INC$ASUR
Common Stock
2019-11-20$8.53/sh−2,161→ 32,786 total
Sale
ASURE SOFTWARE INC$ASUR
Common Stock
2019-11-19$8.62/sh−10,000→ 138,136 total
Sale
ASURE SOFTWARE INC$ASUR
Common Stock
2019-11-19$8.59/sh−350→ 132,786 total
Sale
ASURE SOFTWARE INC$ASUR
Common Stock
2019-11-19$8.67/sh−5,000→ 133,136 total
Award
ASURE SOFTWARE INC$ASUR
Stock Option (Option to Buy)
2019-09-02+5,000→ 5,000 total
Exercise of In-Money
SMTC CORP
Subscription Rights (right to buy)
2019-06-20−112,429→ 0 total
Exercise of In-Money
SMTC CORP
Common Stock
2019-06-20$3.14/sh+112,429→ 1,012,709 total
Award
SMTC CORP
Common Stock
2019-03-22$3.77/sh+56,000→ 900,280 total
Award
SMTC CORP
Common Stock
2018-12-12+5,420→ 844,280 total
Exercise/Conversion
SMTC CORP
Common Stock
2018-08-28$2.25/sh+287,118→ 826,360 total
Exercise/Conversion
SMTC CORP
Subscription Rights (right to buy)
2018-08-28+287,118→ 0 total
Award
ASURE SOFTWARE INC$ASUR
Asure Software, Inc. Common Stock ($0.01 par value)
2018-08-24+2,000→ 148,136 total
Award
ASURE SOFTWARE INC$ASUR
Common Stock Option (Right to Buy)
2018-08-24+10,000→ 10,000 total
Purchase
SMTC CORP
Common Shares
2017-12-14$1.64/sh+58,200→ 539,242 total
Award
SMTC CORP
Restricted Stock Unit
2017-12-13$1.33/sh+12,500→ 12,500 total
Award
SMTC CORP
Restricted Stock Unit
2017-12-13$1.33/sh+12,500→ 32,730 total
Exercise/Conversion
SMTC CORP
Common Shares
2017-12-12+15,038→ 481,042 total
Exercise/Conversion
SMTC CORP
Restricted Stock Unit
2017-12-12−15,038→ 0 total
Exercise/Conversion
SMTC CORP
Restricted Stock Unit
2017-02-27−14,925→ 0 total
Exercise/Conversion
SMTC CORP
Common Shares
2017-02-27+14,925→ 466,004 total
Award
SMTC CORP
Restricted Stock Unit
2016-12-12$1.33/sh+15,038→ 0 total
Purchase
ASURE SOFTWARE INC$ASUR
Asure Software, Inc. Common Stock ($0.01 par value)
2016-08-30$2.33/sh+5,625→ 146,136 total
Award
SMTC CORP
Restricted Stock Unit
2016-02-26$1.34/sh+14,925→ 35,155 total
Award
SMTC CORP
Common Stock
2015-12-11$1.45/sh+5,556→ 451,079 total
Award
ASURE SOFTWARE INC$ASUR
Common Stock Option (Right to Buy)
2015-03-31+5,000→ 10,625 total
Award
ASURE SOFTWARE INC$ASUR
Common Stock Option (Right to Buy)
2015-03-31+5,000→ 5,000 total
Award
SMTC CORP
Stock Options
2014-12-11$1.80/sh+20,230→ 20,230 total

Companies

Recent Filings

Address

7610 MIRAMAR RD., BUILDING 6000

SAN DIEGO, CA, 92126

View on SEC.gov