Insider · CIK 0001526527

Neri Philip A

Reports to the SEC for 2 companies · DENVER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001526527

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-11-14	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,666 sh	—	—	127,667
2021-11-14	HKHCHorizon Kinetics Holding Corp · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,666 sh	—	—	8,333
2021-10-02	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+6,667 sh	—	—	126,001
2021-10-02	HKHCHorizon Kinetics Holding Corp · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−6,667 sh	—	—	9,999
2021-08-05	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$1.26	+$18.9K	111,000
2021-08-05	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	—	—	15,024
2020-11-16	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,667 sh	—	—	104,334
2020-11-14	HKHCHorizon Kinetics Holding Corp · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	—	—	16,666
2020-10-02	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+6,667 sh	—	—	102,667
2020-10-02	HKHCHorizon Kinetics Holding Corp · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−6,667 sh	—	—	18,333
2020-10-02	HKHCHorizon Kinetics Holding Corp · Restricted Stock UnitA Award	Director	AAward	+20K sh	—	—	20,000
2020-08-28	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+6,000 sh	$1.25	+$7,500	96,000
2020-08-28	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−6,000 sh	—	—	24,000
2019-11-14	HKHCHorizon Kinetics Holding Corp · Restricted Stock UnitA Award	Director	AAward	+5,000 sh	—	—	5,000
2019-05-13	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+7,286 sh	$0.79	+$5,770.512	90,000
2019-05-13	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,286 sh	—	—	0
2019-04-22	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+14K sh	$0.79	+$11.1K	82,714
2019-04-22	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−14K sh	—	—	7,286
2018-09-07	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+6,329 sh	$0.79	+$5,012.568	68,714
2018-09-07	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−6,329 sh	—	—	21,286
2018-08-28	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+385 sh	$0.79	+$304.92	62,385
2018-08-28	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−385 sh	—	—	27,615
2018-06-19	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2017-05-18	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,813 sh	$0.47	+$848.484	30,000
2017-05-18	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$0.79	+$1,584	2,000
2017-05-18	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,813 sh	—	—	0
2017-05-18	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	28,000
2016-11-18	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,024
2016-04-13	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,875 sh	$0.37	+$693.75	52,862
2016-04-13	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+5,325 sh	$0.47	+$2,492.1	58,187
2016-04-13	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,875 sh	—	—	0
2016-04-13	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,325 sh	—	—	1,813
2015-08-31	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2015-06-23	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+5,625 sh	$0.37	+$2,081.25	35,181
2015-06-23	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+15.8K sh	$0.47	+$7,397.208	50,987
2015-06-23	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−5,625 sh	—	—	1,875
2015-06-23	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−15.8K sh	—	—	7,138
2014-08-26	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$0.37	+$2,775	7,500
2014-08-26	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$0.47	+$2,340	5,000
2014-08-26	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	—	—	7,500
2014-08-26	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	22,944
2013-10-02	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$0.37	+$5,550	15,000
2013-10-02	HKHCHorizon Kinetics Holding CorpM Exercise/Conversion	Director	MExercise/Conversion	+2,056 sh	$0.47	+$962.208	2,056
2013-10-02	HKHCHorizon Kinetics Holding Corp · Non-qualfied Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−15K sh	$0.37	−$5,550	15,000
2013-10-02	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−2,056 sh	$0.47	−$962.208	27,944
2013-07-24	HKHCHorizon Kinetics Holding Corp · Non-qualified Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	+30K sh	$0.47	+$14K	30,000
2011-08-19	HKHCHorizon Kinetics Holding Corp · Nonqualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000

Recent filings

Accepted (ET)
Nov 164
Neri Philip A0000088000-21-000015
SEC(opens sec.gov)
Aug 64
Neri Philip A0000088000-21-000005
SEC(opens sec.gov)
Oct 64
Neri Philip A0000088000-20-000008
SEC(opens sec.gov)
Sep 14
Neri Philip A0000088000-20-000003
SEC(opens sec.gov)
Nov 184
Neri Philip A0000088000-19-000007
SEC(opens sec.gov)
May 144
Neri Philip A0000088000-19-000002
SEC(opens sec.gov)
Apr 244
Neri Philip A0000088000-19-000001
SEC(opens sec.gov)
Sep 74
Neri Philip A0000088000-18-000013
SEC(opens sec.gov)

Companies

Address

4880 HAVANA STREET

DENVER, CO, 80239