Insider · CIK 0001529311

Pena Mariani Maria Alejandra

Reports to the SEC for 1 company · NEA YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001529311

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-10-08	Castle Brands IncU Disposition from Tender	SVP-Marketing	UDisposition from Tender	−154K sh	$1.27	−$196K	168,750
2019-10-08	Castle Brands IncD Disposition to Issuer	SVP-Marketing	DDisposition to Issuer	−169K sh	$1.27	−$214K	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	SVP-Marketing	DDisposition to Issuer	−125K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	SVP-Marketing	DDisposition to Issuer	−42.5K sh	—	—	0
2019-09-30	Castle Brands IncM Exercise/Conversion	SVP-Marketing	MExercise/Conversion	+14.1K sh	$0.26	+$3,672.5	216,119
2019-09-30	Castle Brands IncM Exercise/Conversion	SVP-Marketing	MExercise/Conversion	+20K sh	$0.31	+$6,200	236,119
2019-09-30	Castle Brands IncM Exercise/Conversion	SVP-Marketing	MExercise/Conversion	+50K sh	$0.38	+$19K	286,119
2019-09-30	Castle Brands IncM Exercise/Conversion	SVP-Marketing	MExercise/Conversion	+70K sh	$1.00	+$70K	356,119
2019-09-30	Castle Brands IncM Exercise/Conversion	SVP-Marketing	MExercise/Conversion	+128K sh	$0.90	+$115K	483,619
2019-09-30	Castle Brands IncS Sale	SVP-Marketing	SSale	−161K sh	$1.26	−$204K	322,694
2019-09-30	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	SVP-Marketing	MExercise/Conversion	−14.1K sh	—	—	0
2019-09-30	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	SVP-Marketing	MExercise/Conversion	−20K sh	—	—	0
2019-09-30	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	SVP-Marketing	MExercise/Conversion	−50K sh	—	—	0
2019-09-30	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	SVP-Marketing	MExercise/Conversion	−70K sh	—	—	0
2019-09-30	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	SVP-Marketing	MExercise/Conversion	−128K sh	—	—	42,500
2019-09-27	Castle Brands IncM Exercise/Conversion	SVP-Marketing	MExercise/Conversion	+10.9K sh	$0.26	+$2,827.5	212,869
2019-09-27	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	SVP-Marketing	MExercise/Conversion	−10.9K sh	—	—	14,125
2019-09-27	Castle Brands IncS Sale	SVP-Marketing	SSale	−10.9K sh	$1.26	−$13.8K	201,994
2019-07-16	Castle Brands IncA Award	SVP-Marketing	AAward	+75K sh	—	—	201,994
2019-04-26	Castle Brands IncF Tax Payment	SVP-Marketing	FTax Payment	−7,669 sh	$0.67	−$5,168.906	126,994
2019-04-20	Castle Brands IncF Tax Payment	SVP-Marketing	FTax Payment	−7,668 sh	$0.65	−$4,989.568	134,663
2018-05-04	Castle Brands IncF Tax Payment	SVP-Marketing	FTax Payment	−7,669 sh	$1.24	−$9,509.56	142,331
2018-04-20	Castle Brands IncA Award	SVP-Marketing	AAward	+75K sh	—	—	150,000
2017-04-26	Castle Brands IncA Award	SVP-Marketing	AAward	+75K sh	—	—	75,000
2016-06-03	Castle Brands IncStock Option (Right to Buy)A Award	SVP-Marketing	AAward	+170K sh	—	—	170,000
2015-06-02	Castle Brands IncStock Option (Right to Buy)A Award	SVP-Marketing	AAward	+125K sh	—	—	125,000
2013-06-05	Castle Brands IncStock Option (Right to Buy)A Award	SVP-Marketing	AAward	+50K sh	—	—	50,000
2012-06-08	Castle Brands IncStock Option (Right to Buy)A Award	SVP-Marketing	AAward	+20K sh	—	—	20,000
2011-09-06	Castle Brands IncStock Option (Right to Buy)A Award	SVP-Marketing	AAward	+25K sh	—	—	25,000

Recent filings

Accepted (ET)
Oct 94
Pena Mariani Maria Alejandra0001209191-19-052877
SEC(opens sec.gov)
Oct 24
Pena Mariani Maria Alejandra0001209191-19-051981
SEC(opens sec.gov)
Oct 14
Pena Mariani Maria Alejandra0001209191-19-051411
SEC(opens sec.gov)
Jul 184
Pena Mariani Maria Alejandra0001209191-19-042692
SEC(opens sec.gov)
Apr 304
Pena Mariani Maria Alejandra0001209191-19-026613
SEC(opens sec.gov)

Companies

Castle Brands IncSVP-Marketing

Address

122 EAST 42ND STREET, SUITE 4700

NEA YORK, NY, 10168