Insider · CIK 0001532547

Jaquez-Fissori Todd

Reports to the SEC for 1 company · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001532547

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-03-30	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−77 sh	$14.47	−$1,114.19	44,789
2013-03-17	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−115 sh	$14.84	−$1,706.6	44,866
2013-03-12	HTGCHercules Capital, Inc.S Sale	Senior Managing Director	SSale	−22.2K sh	$15.36	−$341K	44,981
2013-03-09	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−192 sh	$14.66	−$2,814.72	67,210
2013-03-04	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−3,526 sh	$15.57	−$54.9K	67,402
2013-03-04	HTGCHercules Capital, Inc.A Award	Senior Managing Director	AAward	+13.3K sh	$12.72	+$169K	61,330
2013-03-04	HTGCHercules Capital, Inc.A Award	Senior Managing Director	AAward	+9,827 sh	$12.72	+$125K	71,157
2013-02-28	HTGCHercules Capital, Inc.D Disposition to Issuer	Senior Managing Director	DDisposition to Issuer	−92 sh	$15.74	−$1,448.08	70,928
2013-02-17	HTGCHercules Capital, Inc.D Disposition to Issuer	Senior Managing Director	DDisposition to Issuer	−137 sh	$16.39	−$2,245.43	71,020
2012-12-09	HTGCHercules Capital, Inc.M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+1,166 sh	$9.85	+$11.5K	49,687
2012-12-09	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−1,124 sh	$10.45	−$11.7K	48,563
2012-11-09	HTGCHercules Capital, Inc.M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+2,334 sh	$9.85	+$23K	50,829
2012-11-09	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−2,305 sh	$10.05	−$23.2K	48,521
2012-09-17	HTGCHercules Capital, Inc.S Sale	Senior Managing Director	SSale	−500 sh	$11.50	−$5,750	48,492
2012-09-10	HTGCHercules Capital, Inc.M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+1,166 sh	$9.85	+$11.5K	50,021
2012-09-10	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−1,029 sh	$11.35	−$11.7K	48,992
2012-08-14	HTGCHercules Capital, Inc.M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+2,334 sh	$9.85	+$23K	50,379
2012-08-14	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−2,024 sh	$11.36	−$23K	48,855
2012-08-08	HTGCHercules Capital, Inc.S Sale	Senior Managing Director	SSale	−500 sh	$11.13	−$5,565	48,045
2012-07-17	HTGCHercules Capital, Inc.A Award	Senior Managing Director	AAward	+15K sh	$11.28	+$169K	48,545
2012-06-11	HTGCHercules Capital, Inc.M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+1,166 sh	$9.85	+$11.5K	34,612
2012-06-11	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−1,067 sh	$10.77	−$11.5K	33,545
2012-05-22	HTGCHercules Capital, Inc.S Sale	Senior Managing Director	SSale	−2,500 sh	$10.30	−$25.8K	33,446
2012-05-11	HTGCHercules Capital, Inc.M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+3,500 sh	$9.85	+$34.5K	39,052
2012-05-11	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−3,106 sh	$11.10	−$34.5K	35,946
2012-03-09	HTGCHercules Capital, Inc.A Award	Senior Managing Director	AAward	+25K sh	—	—	35,552
2012-03-01	HTGCHercules Capital, Inc.M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+9,334 sh	$4.21	+$39.3K	19,334
2012-03-01	HTGCHercules Capital, Inc.F Tax Payment	Senior Managing Director	FTax Payment	−8,782 sh	$10.61	−$93.2K	10,552

Recent filings

Accepted (ET)
Mar 314
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-14-023880
SEC(opens sec.gov)
Mar 184
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-14-021253
SEC(opens sec.gov)
Mar 134
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-14-020278
SEC(opens sec.gov)
Mar 104
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-14-018699
SEC(opens sec.gov)
Mar 64
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-14-017997
SEC(opens sec.gov)
Mar 34
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-14-015680
SEC(opens sec.gov)
Feb 184
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-14-011283
SEC(opens sec.gov)
Mar 64
Jaquez-Fissori Todd0001209191-13-014597
SEC(opens sec.gov)
Dec 104
Jaquez-Fissori Todd0001209191-12-056647
SEC(opens sec.gov)
Nov 134
Jaquez-Fissori Todd0001209191-12-052807
SEC(opens sec.gov)
Sep 184
Jaquez-Fissori Todd0001209191-12-045890
SEC(opens sec.gov)
Sep 124
Jaquez-Fissori Todd0001209191-12-045207
SEC(opens sec.gov)
Aug 154
Jaquez-Fissori Todd0001209191-12-041795
SEC(opens sec.gov)
Aug 94
Jaquez-Fissori Todd0001209191-12-041050
SEC(opens sec.gov)
Jul 184
Jaquez-Fissori Todd0001209191-12-038442
SEC(opens sec.gov)

Companies

Hercules Capital, Inc.Senior Managing DirectorHTGC

Address

C/O HERCULES TECHNOLOGY GROWTH CAPITAL 400 HAMILTON AVE., SUITE 310

PALO ALTO, CA, 94301