Insider · CIK 0001534729

BARRY RICHARD M

Reports to the SEC for 2 companies · BUFFALO, NY

sec.gov

Transactions

Companies

Filings

CIK

0001534729

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-04-01	People's United Financial, Inc.Employee Option to BuyD Disposition to Issuer	EVP, Chief Credit Officer	DDisposition to Issuer	−52K sh	—	—	0
2022-04-01	People's United Financial, Inc.Employee Option to BuyD Disposition to Issuer	EVP, Chief Credit Officer	DDisposition to Issuer	−28.7K sh	—	—	0
2022-04-01	People's United Financial, Inc.D Disposition to Issuer	EVP, Chief Credit Officer	DDisposition to Issuer	−105K sh	—	—	0
2022-04-01	People's United Financial, Inc.A Award	EVP, Chief Credit Officer	AAward	+26.3K sh	—	—	26,299
2022-04-01	People's United Financial, Inc.D Disposition to Issuer	EVP, Chief Credit Officer	DDisposition to Issuer	−26.3K sh	—	—	0
2022-03-01	People's United Financial, Inc.F Tax Payment	EVP, Chief Credit Officer	FTax Payment	−1,440 sh	$20.08	−$28.9K	104,568
2022-02-17	People's United Financial, Inc.A Award	EVP, Chief Credit Officer	AAward	+20.6K sh	—	—	106,008
2022-02-17	People's United Financial, Inc.Employee Option to BuyA Award	EVP, Chief Credit Officer	AAward	+28.7K sh	—	—	28,689
2021-09-01	People's United Financial, Inc.F Tax Payment	EVP, Chief Credit Officer	FTax Payment	−13.9K sh	$16.35	−$227K	85,424
2021-02-18	People's United Financial, Inc.A Award	EVP, Chief Credit Officer	AAward	+9,326 sh	—	—	99,326
2021-02-18	People's United Financial, Inc.Employee Option to BuyA Award	EVP, Chief Credit Officer	AAward	+52K sh	—	—	52,006
2020-08-20	People's United Financial, Inc.A Award	EVP, Chief Credit Officer	AAward	+90K sh	—	—	90,000
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)D Disposition to Issuer	EVP, Chief Risk Officer	DDisposition to Issuer	−33.5K sh	—	—	0
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCD Disposition to Issuer	EVP, Chief Risk Officer	DDisposition to Issuer	−190K sh	—	—	0
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)D Disposition to Issuer	EVP, Chief Risk Officer	DDisposition to Issuer	−19K sh	—	—	0
2016-06-09	FIRST NIAGARA FINANCIAL GROUP INCS Sale	EVP, Chief Risk Officer	SSale	−238 sh	$10.85	−$2,582.3	0
2016-04-24	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP, Chief Risk Officer	FTax Payment	−8,986 sh	$10.70	−$96.2K	190,326
2016-03-30	FIRST NIAGARA FINANCIAL GROUP INCA Award	EVP, Chief Risk Officer	AAward	+28.8K sh	—	—	199,312
2016-03-28	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP, Chief Risk Officer	FTax Payment	−9,476 sh	$9.78	−$92.7K	170,491
2016-03-28	FIRST NIAGARA FINANCIAL GROUP INCA Award	EVP, Chief Risk Officer	AAward	+9,913 sh	—	—	179,967
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	EVP, Chief Risk Officer	MExercise/Conversion	+38K sh	$8.86	+$337K	234,001
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	EVP, Chief Risk Officer	MExercise/Conversion	+16.8K sh	$9.27	+$155K	250,766
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCD Disposition to Issuer	EVP, Chief Risk Officer	DDisposition to Issuer	−77K sh	$10.69	−$823K	173,746
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP, Chief Risk Officer	FTax Payment	−3,692 sh	$10.69	−$39.5K	170,054
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)M Exercise/Conversion	EVP, Chief Risk Officer	MExercise/Conversion	−33.6K sh	—	—	0
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)M Exercise/Conversion	EVP, Chief Risk Officer	MExercise/Conversion	−38K sh	—	—	19,009
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)M Exercise/Conversion	EVP, Chief Risk Officer	MExercise/Conversion	−16.8K sh	—	—	33,528
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	EVP, Chief Risk Officer	MExercise/Conversion	+33.6K sh	$9.84	+$331K	195,982
2015-04-27	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP, Chief Risk Officer	FTax Payment	−5,991 sh	$8.86	−$53.1K	162,337
2015-03-30	FIRST NIAGARA FINANCIAL GROUP INCA Award	EVP, Chief Risk Officer	AAward	+31.5K sh	—	—	168,328
2014-12-05	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP, Chief Risk Officer	FTax Payment	−3,404 sh	$8.10	−$27.6K	136,790
2013-04-24	FIRST NIAGARA FINANCIAL GROUP INCA Award	EVP, Chief Risk Officer	AAward	+27.8K sh	—	—	112,144
2013-03-28	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)A Award	EVP, Chief Risk Officer	AAward	+57K sh	—	—	57,028
2013-03-28	FIRST NIAGARA FINANCIAL GROUP INCA Award	EVP, Chief Risk Officer	AAward	+29.3K sh	—	—	84,369
2012-08-06	FIRST NIAGARA FINANCIAL GROUP INCP Purchase	EVP, Chief Risk Officer	PPurchase	+5,000 sh	$7.86	+$39.3K	55,079
2012-04-27	FIRST NIAGARA FINANCIAL GROUP INCA Award	EVP, Chief Risk Officer	AAward	+18.5K sh	—	—	50,079
2012-03-30	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)A Award	EVP, Chief Risk Officer	AAward	+33.6K sh	—	—	33,645
2011-12-05	FIRST NIAGARA FINANCIAL GROUP INCA Award	EVP, Chief Risk Officer	AAward	+31.6K sh	—	—	31,560

Recent filings

Accepted (ET)
Apr 44
BARRY RICHARD M0001562180-22-003121
SEC(opens sec.gov)
Mar 34
BARRY RICHARD M0001562180-22-002180
SEC(opens sec.gov)
Feb 184
BARRY RICHARD M0001562180-22-001607
SEC(opens sec.gov)
Sep 24
BARRY RICHARD M0001562180-21-005719
SEC(opens sec.gov)
Feb 194
BARRY RICHARD M0001562180-21-001306
SEC(opens sec.gov)
Aug 214
BARRY RICHARD M0001562180-20-005603
SEC(opens sec.gov)
Aug 24
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000469
SEC(opens sec.gov)
Jun 174
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000362
SEC(opens sec.gov)
Apr 264
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000300
SEC(opens sec.gov)
Mar 304
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000288
SEC(opens sec.gov)

Companies

Address

726 EXCHANGE STREET SUITE 618

BUFFALO, NY, 14210