Insider · CIK 0001534921

RICE II PHILIP M

Reports to the SEC for 1 company · SOUTHFIELD, MI

sec.gov

Transactions

Companies

Filings

CIK

0001534921

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-09-09	ZIVOZivo Bioscience, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+250K sh	$0.10	+$25K	250,000
2020-09-09	ZIVOZivo Bioscience, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−236K sh	$0.11	−$25.9K	14,151
2020-09-09	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantF Tax Payment	Chief Financial Officer	FTax Payment	−250K sh	—	—	0
2020-04-21	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantF Tax Payment	Chief Financial Officer	FTax Payment	−50K sh	—	—	0
2020-04-06	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantF Tax Payment	Chief Financial Officer	FTax Payment	−29.8K sh	—	—	0
2020-03-04	ZIVOZivo Bioscience, Inc. · Common Stock Purchase OptionA Award	Chief Financial Officer	AAward	+2M sh	—	—	2,000,000
2019-10-28	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2019-09-26	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+500K sh	—	—	500,000
2019-08-07	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2019-05-13	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2019-02-13	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2018-11-14	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2018-09-28	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+500K sh	—	—	500,000
2018-08-14	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2018-04-23	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2018-02-21	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2017-11-08	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+6M sh	—	—	6,000,000
2017-10-19	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2017-09-11	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+500K sh	—	—	500,000
2017-08-13	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2017-05-12	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2017-03-31	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2016-11-14	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2016-09-10	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+250K sh	—	—	250,000
2016-08-12	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2016-05-13	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2016-03-29	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2015-11-13	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2015-09-10	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+250K sh	—	—	250,000
2015-08-13	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2015-05-13	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2015-04-06	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2014-11-14	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2014-08-14	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2014-05-14	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2014-03-31	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2014-01-04	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	0
2013-11-18	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2013-08-10	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2013-04-30	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+557K sh	—	—	557,000
2013-04-01	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2013-01-04	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+50K sh	—	—	0
2012-01-04	ZIVOZivo Bioscience, Inc. · Common Stock Purchase WarrantA Award	Chief Financial Officer	AAward	+200K sh	—	—	200,000

Recent filings

Accepted (ET)
Dec 14
RICE II PHILIP M0001078782-20-000934
SEC(opens sec.gov)
Apr 84
RICE II PHILIP M0001078782-20-000238
SEC(opens sec.gov)
Feb 94
RICE II PHILIP M0001078782-18-000113
SEC(opens sec.gov)

Companies

Zivo Bioscience, Inc.Chief Financial OfficerZIVO

Address

29139 NORTHWESTERN HWY SUITE 477

SOUTHFIELD, MI, 48034-1006