Insider · CIK 0001536555

Baltera Robert Jr.

Reports to the SEC for 5 companies · DENVER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001536555

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-07-09	PALIPALISADE BIO, INC.P Purchase	Director	PPurchase	+25K sh	$1.96	+$48.9K	461,904
2026-07-08	PALIPALISADE BIO, INC.P Purchase	Director	PPurchase	+20K sh	$1.99	+$39.8K	436,904
2026-07-07	PALIPALISADE BIO, INC.P Purchase	Director	PPurchase	+30K sh	$2.03	+$61K	416,904
2026-07-06	PALIPALISADE BIO, INC.P Purchase	Director	PPurchase	+20K sh	$2.05	+$41K	386,904
2026-07-02	PALIPALISADE BIO, INC.P Purchase	Director	PPurchase	+10K sh	$1.98	+$19.8K	366,904
2026-07-01	PALIPALISADE BIO, INC.P Purchase	Director	PPurchase	+20K sh	$1.98	+$39.6K	356,904
2026-06-10	PALIPALISADE BIO, INC.A Award	Director	AAward	+337K sh	—	—	336,904
2023-01-11	Imago BioSciences, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−114K sh	—	—	0
2023-01-11	Imago BioSciences, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−23.8K sh	—	—	0
2023-01-11	Imago BioSciences, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−11.9K sh	—	—	0
2023-01-11	Imago BioSciences, Inc.U Disposition from Tender	Director	UDisposition from Tender	−850 sh	$36.00	−$30.6K	0
2022-11-22	Frazier Lifesciences Acquisition CorpClass B Ordinary SharesM Exercise/Conversion	Director	MExercise/Conversion	−30K sh	—	—	0
2022-06-01	Imago BioSciences, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+11.9K sh	—	—	11,904
2021-07-15	Imago BioSciences, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+23.8K sh	—	—	23,809
2021-07-15	Imago BioSciences, Inc.P Purchase	Director	PPurchase	+850 sh	$16.00	+$13.6K	850
2018-07-26	VIVSVivoSim Labs, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+45.5K sh	—	—	45,550
2017-08-24	VIVSVivoSim Labs, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+42.5K sh	—	—	42,500
2016-08-17	VIVSVivoSim Labs, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+18.5K sh	—	—	18,500
2016-08-17	VIVSVivoSim Labs, INC.A Award	Director	AAward	+7,500 sh	—	—	146,006
2016-06-23	XNCRXencor Inc · Stock Option (Right to Buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2015-09-21	VIVSVivoSim Labs, INC.S Sale	Director	SSale	−6,000 sh	$4.03	−$24.2K	138,506
2015-08-20	VIVSVivoSim Labs, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+37K sh	—	—	37,000
2015-06-09	XNCRXencor Inc · Stock Option (Right to Buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2014-08-20	VIVSVivoSim Labs, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+31.5K sh	—	—	31,500
2013-08-21	VIVSVivoSim Labs, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+30.5K sh	—	—	30,500
2012-12-21	VIVSVivoSim Labs, INC.M Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$0.80	+$20K	141,506
2012-12-21	VIVSVivoSim Labs, INC. · Warrant (Right to Buy)H Expiration (Short)	Director	HExpiration (Short)	−25K sh	—	—	0
2012-12-21	VIVSVivoSim Labs, INC. · Warrant (Right to Buy)P Purchase	Director	PPurchase	+25K sh	—	—	25,000
2012-12-21	VIVSVivoSim Labs, INC. · Warrant (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−25K sh	—	—	0
2012-10-18	VIVSVivoSim Labs, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+17.5K sh	—	—	17,500
2012-09-05	VIVSVivoSim Labs, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+31.5K sh	—	—	31,500

Recent filings

Accepted (ET)
Jul 104
Baltera Robert Jr.0001493152-26-032884
SEC(opens sec.gov)
Jul 84
Baltera Robert Jr.0001493152-26-032563
SEC(opens sec.gov)
Jul 64
Baltera Robert Jr.0001493152-26-032229
SEC(opens sec.gov)
Jun 184
Baltera Robert Jr.0001493152-26-029329
SEC(opens sec.gov)
Jan 114
Baltera Robert Jr.0000899243-23-001585
SEC(opens sec.gov)
Nov 234
Baltera Robert Jr.0000899243-22-036924
SEC(opens sec.gov)
Jun 34
Baltera Robert Jr.0001567619-22-012293
SEC(opens sec.gov)
Jul 194
Baltera Robert Jr.0001567619-21-013639
SEC(opens sec.gov)
Jul 304
Baltera Robert Jr.0001209191-18-044417
SEC(opens sec.gov)
Aug 284
Baltera Robert Jr.0001209191-17-050397
SEC(opens sec.gov)
Aug 194
ORGANOVO HOLDINGS, INC.0001209191-16-138008
SEC(opens sec.gov)
Jul 84
Xencor Inc0001209191-16-132232
SEC(opens sec.gov)

Companies

Address

C/O PALISADE BIO, INC. 4600 SOUTH SYRACUSE STREET, SUITE 900

DENVER, CO, 80237