Insider · CIK 0001538414

Berman Seth

Reports to the SEC for 1 company · ENGLEWOOD CLIFFS, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001538414

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-09-29	ASTA FUNDING INCStock Option (right to buy)D Disposition to Issuer	Secretary & General Counsel	DDisposition to Issuer	−30K sh	—	—	0
2020-09-29	ASTA FUNDING INCStock Option (right to buy)D Disposition to Issuer	Secretary & General Counsel	DDisposition to Issuer	−30K sh	—	—	0
2020-09-29	ASTA FUNDING INCStock Option (right to buy)D Disposition to Issuer	Secretary & General Counsel	DDisposition to Issuer	−20K sh	—	—	0
2020-09-29	ASTA FUNDING INCStock Option (right to buy)D Disposition to Issuer	Secretary & General Counsel	DDisposition to Issuer	−20K sh	—	—	0
2019-08-19	ASTA FUNDING INCS Sale	Secretary & General Counsel	SSale	−300 sh	$8.28	−$2,483.01	2,200
2019-08-19	ASTA FUNDING INCS Sale	Secretary & General Counsel	SSale	−798 sh	$8.28	−$6,604.886	0
2019-08-19	ASTA FUNDING INCS Sale	Secretary & General Counsel	SSale	−156 sh	$8.28	−$1,291.68	798
2019-08-19	ASTA FUNDING INCS Sale	Secretary & General Counsel	SSale	−1,146 sh	$8.14	−$9,329.013	954
2019-08-19	ASTA FUNDING INCS Sale	Secretary & General Counsel	SSale	−100 sh	$8.27	−$827.16	2,100
2018-02-13	ASTA FUNDING INCStock Option (Right to Buy)M Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−2,500 sh	$2.95	−$7,375	0
2018-02-13	ASTA FUNDING INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+2,500 sh	$2.95	+$7,375	2,500
2016-03-16	ASTA FUNDING INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+3,000 sh	$2.95	+$8,850	3,000
2013-12-12	ASTA FUNDING INCStock Option (right to buy)A Award	Secretary & General Counsel	AAward	+20K sh	—	—	20,000
2013-09-16	ASTA FUNDING INCS Sale	Secretary & General Counsel	SSale	−7,000 sh	$8.60	−$60.2K	0
2013-09-09	ASTA FUNDING INCStock Option (right to buy)M Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−7,000 sh	—	—	5,500
2013-09-09	ASTA FUNDING INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+7,000 sh	$2.95	+$20.7K	7,000
2012-12-18	ASTA FUNDING INCStock Option (right to buy)A Award	Secretary & General Counsel	AAward	+20K sh	—	—	20,000
2012-08-17	ASTA FUNDING INCS Sale	Secretary & General Counsel	SSale	−12.5K sh	$9.37	−$117K	0
2012-08-16	ASTA FUNDING INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−12.5K sh	—	—	12,500
2012-08-16	ASTA FUNDING INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+12.5K sh	$2.95	+$36.9K	12,500
2011-12-13	ASTA FUNDING INCEmployee Stock Option (Right to Buy)A Award	Secretary & General Counsel	AAward	+30K sh	—	—	30,000

Recent filings

Accepted (ET)
Oct 14
Berman Seth0001437749-20-020617
SEC(opens sec.gov)
Aug 204
Berman Seth0001437749-19-017193
SEC(opens sec.gov)
Feb 154
Berman Seth0001437749-18-002643
SEC(opens sec.gov)
Mar 184
ASTA FUNDING INC0001144204-16-088942
SEC(opens sec.gov)
Dec 164
ASTA FUNDING INC0001144204-13-067522
SEC(opens sec.gov)
Sep 184
ASTA FUNDING INC0001144204-13-051406
SEC(opens sec.gov)
Sep 114
ASTA FUNDING INC0001144204-13-050154
SEC(opens sec.gov)
Dec 204
Berman Seth0001144204-12-068900
SEC(opens sec.gov)
Aug 234
Berman Seth0001144204-12-047709
SEC(opens sec.gov)
Aug 204
Berman Seth0001144204-12-047056
SEC(opens sec.gov)
Aug 204
Berman Seth0001144204-12-047058
SEC(opens sec.gov)

Companies

ASTA FUNDING INCSecretary & General Counsel

Address

C/O ASTA FUNDING 210 SYLVAN AVENUE

ENGLEWOOD CLIFFS, NJ, 07632