Insider · CIK 0001545421

Vaccaro Stephen J

Reports to the SEC for 3 companies · MIAMI, FL

sec.gov

Transactions

Companies

Filings

CIK

0001545421

Forms 4 and 5

Insider transactions

32 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-21	CIFC LLCD Disposition to Issuer	Co-Pres & CIO	DDisposition to Issuer	−12K sh	$11.36	−$136K	442,882
2016-11-21	CIFC LLCJ Other	Co-Pres & CIO	JOther	−240K sh	—	—	202,882
2016-11-21	CIFC LLCD Disposition to Issuer	Co-Pres & CIO	DDisposition to Issuer	−203K sh	$11.36	−$2.3M	0
2016-11-21	CIFC LLCShare OptionD Disposition to Issuer	Co-Pres & CIO	DDisposition to Issuer	−250K sh	—	—	0
2016-11-21	CIFC LLCShare OptionD Disposition to Issuer	Co-Pres & CIO	DDisposition to Issuer	−288K sh	—	—	0
2016-11-21	CIFC LLCShare OptionD Disposition to Issuer	Co-Pres & CIO	DDisposition to Issuer	−100K sh	—	—	0
2016-09-30	CIFC LLCF Tax Payment	Co-Pres & CIO	FTax Payment	−3,094 sh	$11.17	−$34.6K	454,882
2016-06-30	CIFC LLCM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+6,000 sh	—	—	457,976
2016-06-30	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−6,000 sh	—	—	252,000
2016-03-31	CIFC LLCM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+62.3K sh	—	—	214,473
2016-03-31	CIFC LLCF Tax Payment	Co-Pres & CIO	FTax Payment	−14.5K sh	$7.10	−$103K	199,976
2016-03-31	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−6,000 sh	—	—	258,000
2016-03-31	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−56.3K sh	—	—	0
2016-01-01	CIFC LLCM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+50K sh	—	—	152,223
2016-01-01	CIFC LLCRestricted Stock UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−50K sh	—	—	0
2015-12-31	CIFC Corp.M Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+15K sh	—	—	102,223
2015-12-31	CIFC Corp.Restricted Stock UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−15K sh	—	—	264,000
2015-12-31	CIFC Corp.Restricted Stock UnitsA Award	Co-Pres & CIO	AAward	+56.3K sh	—	—	56,250
2015-09-30	CIFC Corp.M Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+3,000 sh	—	—	87,223
2015-09-30	CIFC Corp.Restricted Stock UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−3,000 sh	—	—	279,000
2015-06-30	CIFC Corp.M Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+3,000 sh	—	—	84,223
2015-06-30	CIFC Corp.Restricted Stock UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−3,000 sh	—	—	282,000
2015-03-31	CIFC Corp.M Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+3,000 sh	—	—	81,223
2015-03-31	CIFC Corp.Restricted Stock UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−3,000 sh	—	—	285,000
2015-03-30	CIFC Corp.Restricted Stock UnitsA Award	Co-Pres & CIO	AAward	+75K sh	—	—	75,000
2015-01-20	CIFC Corp.F Tax Payment	Co-Pres & CIO	FTax Payment	−29.8K sh	$8.88	−$264K	78,223
2015-01-01	CIFC Corp.M Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+50K sh	—	—	108,000
2015-01-01	CIFC Corp.Restricted Stock UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−50K sh	—	—	50,000
2014-12-31	CIFC Corp.M Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	+12K sh	—	—	58,000
2014-12-31	CIFC Corp.Restricted Stock UnitsM Exercise/Conversion	Co-Pres & CIO	MExercise/Conversion	−12K sh	—	—	288,000
2012-11-28	CIFC Corp.A Award	Co-Pres & CIO	AAward	+46K sh	$6.75	+$310K	46,000
2012-03-21	CIFC Corp.Stock OptionA Award	Co-Pres & CIO	AAward	+288K sh	—	—	537,500

Recent filings

Accepted (ET)
Nov 234
CIFC LLC0001649709-16-000121
SEC(opens sec.gov)
Oct 44
CIFC LLC0001649709-16-000095
SEC(opens sec.gov)
Jul 54
CIFC LLC0001545421-16-000015
SEC(opens sec.gov)
Apr 44
CIFC LLC0001545421-16-000013
SEC(opens sec.gov)
Jan 54
CIFC LLC0001545421-16-000011
SEC(opens sec.gov)
Jan 54
CIFC Corp.0001545421-16-000010
SEC(opens sec.gov)
Sep 304
CIFC Corp.0001545421-15-000009
SEC(opens sec.gov)

Companies

Address

C/O CIFC ASSET MANAGEMENT LLC 1 SE 3RD AVENUE, SUITE 1660

MIAMI, FL, 33131